Method of advanced model updating signaling for ran

The method of configuring UE behaviors and prioritizing model updates through advanced signaling in RAN systems addresses the challenges of high overhead and performance degradation in AI/ML model updates, enhancing model maintenance and performance.

WO2025168463A1PCT designated stage Publication Date: 2025-08-14CONTINENTAL AUTOMOTIVE TECHNOLOGIES GMBH
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Patent Information

Application Number
PCT/EP2025/052583
Authority / Receiving Office
WO · WO
Patent Type
Applications
Current Assignee / Owner
Priority Date
2024-02-08
Filing Date
2025-01-31
Publication Date
2025-08-14

AI Technical Summary

Technical Problem

The high signaling overhead and computational challenges in managing AI/ML model updates and re-training due to data/model drift during UE mobility, particularly in RAN-based systems, are not adequately addressed by current specifications, leading to potential performance degradation.

Method used

A method for advanced model updating signaling in RAN that involves configuring a finite set of UE behaviors based on collaboration types and model types, prioritizing these behaviors, and using L1/L2 signaling to manage model updates, including priority indications and assistance information for online training.

Benefits of technology

This approach reduces signaling overhead and improves model performance by dynamically managing UE behaviors and prioritizing model updates, ensuring efficient and effective AI/ML model maintenance in varying environments.

✦ Generated by Eureka AI based on patent content.

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Abstract

The present disclosure describes methods for model updating signaling for RAN based model training in wireless mobile communication system including base station (e.g., gNB) and mobile station (e.g., UE). In AI / ML model is applied to radio access network, signaling of model information exchange can be heavily congested based on different ML conditions. Therefore, model operation (e.g., model retraining / updating) can be set up between network and UE by configuring a set of UE behaviors.
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Description

[0001] TITLE

[0002] Method of advanced model updating signaling for RAN

[0003] TECHNNICAL FIELD

[0004] The present disclosure relates to AI / ML based model updating using online training, where techniques for pre-configuring and signaling the specific information about model online training applicable to radio access network are presented.

[0005] BACKGROUND

[0006] In 3GPP (Third Generation Partnership Project), one of the selected study items as the approved Release 18 package is AI / ML (artificial intelligence / machine learning) as described in the related document (RP-213599) addressed in 3GPP TSG (Technical Specification Group) RAN (Radio Access Network) meeting #94e. The official title of AI / ML study item is “Study on AI / ML for NR Air Interface”. The goal of this study item is to identify a common AI / ML framework and areas of obtaining gains using AI / ML based techniques with use cases. According to 3GPP, the main objective of this study item is to study AI / ML framework for air-interface with target use cases by considering performance, complexity, and potential specification impact. In particular, AI / ML model, terminology and description to identify common and specific characteristics for framework are included as one of key work scopes. Regarding AI / ML framework, various aspects are under consideration for investigation and one of key items is about lifecycle management of AI / ML model where multiple stages are included as mandatory for model training, model deployment, model inference, model monitoring, model updating etc.

[0007] Currently, AI / ML specification work is at the stage of work item discussion for Release 19. Earlier, in 3GPP TR 37.817 for Release 17, titled as Study on enhancement for Data Collection for NR and EN-DC, UE (user equipment) mobility was also considered as one of AI / ML use cases and one of scenarios for model training / inference is that both functions are located within RAN node. Followingly, in Release 18 the new work item of “Artificial Intelligence (AI)ZMachine Learning (ML) for NG-RAN” was initiated to specify data collection enhancements and signaling support within existing NG-RAN interfaces and architecture. For the above active standardization works, RAN-based AI / ML model is considered very significant for both network and UE to meet any desired model operations (e.g., model training, inference, selection, switching, update, monitoring, etc.). Model information can be signaled to pair both network-side and UE-side models for various lifecycle management (LCM) operations.

[0008] However, signaling overhead indicating model information can be very high especially when model based LCM is processed between base station (BS / gNB) and multiple UEs. In LCM, model training is one of the most important parts for model deployment and currently there is no specification defined for signaling methods and network-UE behaviors to identify the required dataset when model updating / re- training as any activated model can be also impacted due to model / data drift. When AI / ML-enabled UE mobility occurs (due to moving around in different locations), the enabled AI / ML model(s) can be impacted for model performance due to data / model drift. In this case, model re-training / updating can be executed. However, if model is re-trained with original full features / dataset configuration, high signaling overhead and / or high compute power can be very challenging.

[0009] US2023042545A1 describes a method performed by a network node for a wireless telecommunications network performs operations including providing a resource allocation model that corresponds to a base station and that provides a recommendation regarding resource allocation for UE that is in an operating zone of the base station during a limited resource.

[0010] WO20231 44831 A1 describes a method to perform life cycle management of at least one machine learning, ML, model for telecommunications dimensioning in a network where the method includes performing to determine that a performance of a current ML model is not acceptable for a forecast of telecommunications dimensioning with selecting minimal informative dataset.

[0011] WO2023173296A1 describes that a device is selectively included or excluded from participating in an online training procedure based on the device's currently reported learning capabilities in order to provide a tradeoff between overhead reductions and training performance.

[0012] WO2023216043A1 describes that a UE may measure a plurality of wireless channel features over a period of time to train a machine learning model associated with UE mobility state where UE may identify a UE mobility state of the UE based on the plurality of wireless channel features and the machine learning model.

[0013] The present disclosure solves the cited problem by the proposed embodiments and describes a method of advanced model updating signaling for RAN. The method proceeds the steps, associating a finite set of combinations with collaboration types, which can be one and / or / two-sided models, and model type, which can be openformat and / or / proprietary models with different UE behaviors; Prioritizing UE behaviors for selection of online training activation; Indicating different priority levels or index for each ML models when there are multiple ML models for online training.

[0014] In some embodiments of the method according to the first aspect, the method is characterized by, that ML assistance information for UE behavior configuration contains a set of information such as ML application type, model information including at least one of model architecture, model parameters, and model version, life cycle management (LCM) information, ML applicable conditions specifying environmental or network conditions for model activation, and UE ML capability information indicating the UE's ability to execute specific ML tasks.

[0015] In some embodiments of the method according to the first aspect, the method is characterized by, that additional assistance information such as dataset size of maximum and / or minimum values for online training, preset time duration applicable for online training and number of online training iterations can be set when any specific UE behavior is determined and indicated for activation.

[0016] In some embodiments of the method according to the first aspect, the method is characterized by, that indication message of online learning activation with the associated UE behavior information can be sent through L1 / L2 signaling, which is used for specific UEs or system information, which is used for all UEs for AI / ML LCM model operation.

[0017] In some embodiments of the method according to the first aspect, the method is characterized by, that decision of online learning activation can be based on model monitoring update information, which are model inferencing quality and / or drift level and / or statistical dataset status.

[0018] In some embodiments of the method according to the first aspect, the method is characterized by, that a set of UE behaviors can be configured and provided to UE through system information or dedicated RRC message.

[0019] In some embodiments of the method according to the first aspect, the method is characterized by, that criteria of UE behavior decision can be based on ML applications, applicable conditions, and / or model-specific characteristics along with UE ML capability.

[0020] In some embodiments of the method according to the first aspect, the method is characterized by, that specific UE behavior for online learning operation can be dynamically enabled through L1 / L2 signaling when online learning activation message is received from gNB.

[0021] In some embodiments of the method according to the first aspect, the method is characterized by, that priority indication can be associated with UE behaviors.

[0022] In some embodiments of the method according to the first aspect, the method is characterized by, that UE device can have a list of ML models indicated with the associated UE behavior index and priority index for online training.

[0023] In some embodiments of the method according to the first aspect, the method is characterized by, that the selected model(s) can perform online training with the associated UE behavior and priority based on the decision by either network side or UE side. In some embodiments of the method according to the first aspect, the method is characterized by, that configuration of model-based priority indication with a set of UE behaviors can be applied to other LCM operations such as dataset collection, inferencing, monitoring etc.

[0024] In some embodiments of the method according to the first aspect, the method is characterized by, that priority indication prioritizes online training order for target models when there are multiple models requiring online training.

[0025] In some embodiments of the method according to the first aspect, the method is characterized by, that prioritization can be decided by network side or UE side depending on use cases or implementation-specific scenarios.

[0026] In some embodiments of the method according to the first aspect, the method is characterized by, that a set of UE behaviors in association with ML models and ML applications can be configured by considering different UE ML capability and ML applicable conditions.

[0027] In some embodiments of the method according to the first aspect, the method is characterized by, that UE can accept the indicated priority-indexed UE behavior for specific model online training.

[0028] In some embodiments of the method according to the first aspect, the method is characterized by, that specific model online training can be activated at UE when UE autonomously decides some other model online training activation mismatched with indication message from network side.

[0029] According to a second aspect, the present disclosure relates to an apparatus for advanced model updating signaling for RAN, the apparatus comprising a wireless transceiver, a processor coupled with a memory in which computer program instructions are stored, said instructions being configured to proceed the steps of the according to any one of the embodiments of the first aspect. According to a third aspect, the present disclosure relates to User Equipment comprising an apparatus according to a second aspect.

[0030] According to a fourth aspect gNB comprising an apparatus according comprising an apparatus according to a second aspect.

[0031] According to a fifth aspect, the present disclosure relates to a wireless communication for advanced model updating signaling for RAN, wherein the wireless communication systems comprises user equipment according to the third aspect, gNB according the fourth aspect, whereby the user equipment and the gNB each comprises a processor coupled with a memory in which computer program instructions are stored, said instructions being configured to implement steps to any one of the embodiments of the first aspect.

[0032] According to a fifth aspect, the present disclosure relates to a wireless communication system comprising at least one base station according to any one of the embodiments of the present disclosure and at least one user equipment according to carry out a method according to any one of the embodiments of the first aspect.

[0033] According to a sixth aspect, the present disclosure relates to a computer program product comprising instructions which, when executed by at least one processor, configure said at least one processor to carry out a method according to the first aspect said at least one processor to carry out a method for exchanging data according to any one of the embodiments of the present disclosure. The computer program product can use any programming language, and can be in the form of source code, object code, or in any intermediate form between source code and object code, such as in a partially compiled form, or in any other desirable form.

[0034] According to a sixth aspect, the present disclosure relates to a computer-readable storage medium comprising instructions which, when executed by at least one processor, configure said at least one processor to carry out a method according to any one of the embodiments of the present disclosure. BRIEF DESCRIPTION OF THE DRAWINGS

[0035] Figure 1 is an exemplary table of a set of UE behaviors for online training.

[0036] Figure 2 is an exemplary table of model-based priority indication for UE behaviors for online training.

[0037] Figure 3 is an exemplary block diagram of applying the indicated UE behavior for online training.

[0038] Figure 4 is an exemplary flow chart of configuring a set of UE behaviors at network side.

[0039] Figure 5 is an exemplary flow chart of activating online training based on the indicated UE behavior.

[0040] Figure 6 is an exemplary signaling flow of determining UE behavior at network side.

[0041] Figure 7 is an exemplary signaling flow of determining UE behavior at UE side.

[0042] Figure 8 is an exemplary signaling flow of configuring a set of UE behaviors based on ML assistance information.

[0043] DETAILED DESCRIPTION

[0044] The detailed description set forth below, with reference to annexed drawings, is intended as a description of various configurations and is not intended to represent the only configurations in which the concepts described herein may be practiced. The detailed description includes specific details for the purpose of providing a thorough understanding of the various concepts. However, it will be apparent to those skilled in the art that these concepts may be practiced without these specific details. In particular, although terminology from 3GPP 5G NR may be used in this disclosure to exemplify embodiments herein, this should not be seen as limiting the scope of the invention.

[0045] Some of the embodiments contemplated herein will now be described more fully with reference to the accompanying drawings. Other embodiments, however, are contained within the scope of the subject matter disclosed herein, the disclosed subject matter should not be construed as limited to only the embodiments set forth herein; rather, these embodiments are provided by way of example to convey the scope of the subject matter to those skilled in the art.

[0046] Generally, all terms used herein are to be interpreted according to their ordinary meaning in the relevant technical field, unless a different meaning is clearly given and / or is implied from the context in which it is used. All references to a / an / the element, apparatus, component, means, step, etc. are to be interpreted openly as referring to at least one instance of the element, apparatus, component, means, step, etc., unless explicitly stated otherwise. The steps of any methods disclosed herein do not have to be performed in the exact order disclosed, unless a step is explicitly described as following or preceding another step and / or where it is implicit that a step must follow or precede another step. Any feature of any of the embodiments disclosed herein may be applied to any other embodiment, wherever appropriate. Likewise, any advantage of any of the embodiments may apply to any other embodiments, and vice versa. Other objectives, features and advantages of the enclosed embodiments will be apparent from the following description.

[0047] In some embodiments, a more general term “network node” may be used and may correspond to any type of radio network node or any network node, which communicates with a UE (directly or via another node) and / or with another network node. Examples of network nodes are NodeB, MeNB, ENB, a network node belonging to MCG or SCG, base station (BS), multi-standard radio (MSR) radio node such as MSR BS, eNodeB, gNodeB, network controller, radio network controller (RNC), base station controller (BSC), relay, donor node controlling relay, base transceiver station (BTS), access point (AP), transmission points, transmission nodes, RRU, RRH, nodes in distributed antenna system (DAS), core network node (e.g. Mobile Switching Center (MSC), Mobility Management Entity (MME), etc), Operations & Maintenance (O&M), Operations Support System (OSS), Self Optimized Network (SON), positioning node (e.g. Evolved- Serving Mobile Location Centre (E-SMLC)), Minimization of Drive Tests (MDT), test equipment (physical node or software), etc.

[0048] In some embodiments, the non-limiting term user equipment (UE) or wireless device may be used and may refer to any type of wireless device communicating with a network node and / or with another UE in a cellular or mobile communication system. Examples of UE are target device, device to device (D2D) UE, machine type UE or UE capable of machine to machine (M2M) communication, PDA, PAD, Tablet, mobile terminals, smart phone, laptop embedded equipped (LEE), laptop mounted equipment (LME), USB dongles, UE category Ml, UE category M2, ProSe UE, V2V UE, V2X UE, etc.

[0049] Additionally, terminologies such as base station / gNodeB and UE should be considered non-limiting and do in particular not imply a certain hierarchical relation between the two; in general, “gNodeB” could be considered as device 1 and “UE” could be considered as device 2 and these two devices communicate with each other over some radio channel. And in the following the transmitter or receiver could be either gNodeB (gNB), or UE.

[0050] As will be appreciated by one skilled in the art, aspects of the embodiments may be embodied as a system, apparatus, method, or program product. Accordingly, embodiments may take the form of an entirely hardware embodiment, an entirely software embodiment (including firmware, resident software, micro-code, etc.) or an embodiment combining software and hardware aspects.

[0051] For example, the disclosed embodiments may be implemented as a hardware circuit comprising custom very-large-scale integration (“VLSI”) circuits or gate arrays, off- the-shelf semiconductors such as logic chips, transistors, or other discrete components. The disclosed embodiments may also be implemented in programmable hardware devices such as field programmable gate arrays, programmable array logic, programmable logic devices, or the like. As another example, the disclosed embodiments may include one or more physical or logical blocks of executable code which may, for instance, be organized as an object, procedure, or function.

[0052] Furthermore, embodiments may take the form of a program product embodied in one or more computer readable storage devices storing machine readable code, computer readable code, and / or program code, referred hereafter as code. The storage devices may be tangible, non- transitory, and / or non-transmission. The storage devices may not embody signals. In a certain embodiment, the storage devices only employ signals for accessing code

[0053] Any combination of one or more computer readable medium may be utilized. The computer readable medium may be a computer readable storage medium. The computer readable storage medium may be a storage device storing the code. The storage device may be, for example, but not limited to, an electronic, magnetic, optical, electromagnetic, infrared, holographic, micromechanical, or semiconductor system, apparatus, or device, or any suitable combination of the foregoing.

[0054] More specific examples (a non-exhaustive list) of the storage device would include the following: an electrical connection having one or more wires, a portable computer diskette, a hard disk, a random-access memory (“RAM”), a read-only memory (“ROM”), an erasable programmable read-only memory (“EPROM” or Flash memory), a portable compact disc readonly memory (“CD-ROM”), an optical storage device, a magnetic storage device, or any suitable combination of the foregoing. In the context of this document, a computer readable storage medium may be any tangible medium that can contain or store a program for use by or in connection with an instruction execution system, apparatus, or device.

[0055] Code for carrying out operations for embodiments may be any number of lines and may be written in any combination of one or more programming languages including an object- oriented programming language such as Python, Ruby, Java, Smalltalk, C++, or the like, and conventional procedural programming languages, such as the “C” programming language, or the like, and / or machine languages such as assembly languages. The code may execute entirely on the user’s computer, partly on the user’s computer, as a stand-alone software package, partly on the user’s computer and partly on a remote computer or entirely on the remote computer or server. In the latter scenario, the remote computer may be connected to the user’s computer through any type of network, including a local area network (“LAN”), wireless LAN (“WLAN”), or a wide area network (“WAN”), or the connection may be made to an external computer (for example, through the Internet using an Internet Service Provider (“ISP”)).

[0056] Furthermore, the described features, structures, or characteristics of the embodiments may be combined in any suitable manner. In the following description, numerous specific details are provided, such as examples of programming, software modules, user selections, network transactions, database queries, database structures, hardware modules, hardware circuits, hardware chips, etc., to provide a thorough understanding of embodiments. One skilled in the relevant art will recognize, however, that embodiments may be practiced without one or more of the specific details, or with other methods, components, materials, and so forth. In other instances, well-known structures, materials, or operations are not shown or described in detail to avoid obscuring aspects of an embodiment. Reference throughout this specification to “one embodiment,” “an embodiment,” or similar language means that a particular feature, structure, or characteristic described in connection with the embodiment is included in at least one embodiment. Thus, appearances of the phrases “in one embodiment,” “in an embodiment,” and similar language throughout this specification may, but do not necessarily, all refer to the same embodiment, but mean “one or more but not all embodiments” unless expressly specified otherwise. The terms “including,” “comprising,” “having,” and variations thereof mean “including but not limited to,” unless expressly specified otherwise. An enumerated listing of items does not imply that any or all of the items are mutually exclusive, unless expressly specified otherwise. The terms “a,” “an,” and “the” also refer to “one or more” unless expressly specified otherwise. Aspects of the embodiments are described below with reference to schematic flowchart diagrams and / or schematic block diagrams of methods, apparatuses, systems, and program products according to embodiments. It will be understood that each block of the schematic flowchart diagrams and / or schematic block diagrams, and combinations of blocks in the schematic flowchart diagrams and / or schematic block diagrams, can be implemented by code. This code may be provided to a processor of a general-purpose computer, special purpose computer, or other programmable data processing apparatus to produce a machine, such that the instructions, which execute via the processor of the computer or other programmable data processing apparatus, create means for implementing the fimctions / acts specified in the flowchart diagrams and / or block diagrams

[0057] The code may also be stored in a storage device that can direct a computer, other programmable data processing apparatus, or other devices to function in a particular manner, such that the instructions stored in the storage device produce an article of manufacture including instructions which implement the function / act specified in the flowchart diagrams and / or block diagrams.

[0058] The code may also be loaded onto a computer, other programmable data processing apparatus, or other devices to cause a series of operational steps to be performed on the computer, other programmable apparatus, or other devices to produce a computer implemented process such that the code which execute on the computer or other programmable apparatus provide processes for implementing the functions / acts specified in the flowchart diagrams and / or block diagrams.

[0059] The flowchart diagrams and / or block diagrams in the Figures illustrate the architecture, functionality, and operation of possible implementations of apparatuses, systems, methods, and program products according to various embodiments. In this regard, each block in the flowchart diagrams and / or block diagrams may represent a module, segment, or portion of code, which includes one or more executable instructions of the code for implementing the specified logical function(s). It should also be noted that, in some alternative implementations, the functions noted in the block may occur out of the order noted in the Figures. For example, two blocks shown in succession may, in fact, be executed substantially concurrently, or the blocks may sometimes be executed in the reverse order, depending upon the functionality involved. Other steps and methods may be conceived that are equivalent in function, logic, or effect to one or more blocks, or portions thereof, of the illustrated Figures.

[0060] Although various arrow types and line types may be employed in the flowchart and / or block diagrams, they are understood not to limit the scope of the corresponding embodiments. Indeed, some arrows or other connectors may be used to indicate only the logical flow of the depicted embodiment. For instance, an arrow may indicate a waiting or monitoring period of unspecified duration between enumerated steps of the depicted embodiment. It will also be noted that each block of the block diagrams and / or flowchart diagrams, and combinations of blocks in the block diagrams and / or flowchart diagrams, can be implemented by special purpose hardware-based systems that perform the specified functions or acts, or combinations of special purpose hardware and code.

[0061] The description of elements in each figure may refer to elements of proceeding figures. Like numbers refer to like elements in all figures, including alternate embodiments of like elements.

[0062] The detailed description set forth below, with reference to the figures, is intended as a description of various configurations and is not intended to represent the only configurations in which the concepts described herein may be practiced. The detailed description includes specific details for the purpose of providing a thorough understanding of the various concepts. However, it will be apparent to those skilled in the art that these concepts may be practiced without these specific details. For instance, although 3GPP terminology, from e.g., 5G NR, may be used in this disclosure to exemplify embodiments herein, this should not be seen as limiting the scope of the present disclosure. The disclosure is related to wireless communication system, which may be for example a 5G NR wireless communication system. More specifically, it represents a RAN of the wireless communication system, which is used exchange data with UEs via radio signals. For example, the RAN may send data to the UEs (downlink, DL), for instance data received from a core network (CN). The RAN may also receive data from the UEs (uplink, UL), which data may be forwarded to the CN.

[0063] In the examples illustrated, the RAN comprises one base station, BS. Of course, the RAN may comprise more than one BS to increase the coverage of the wireless communication system. Each of these BSs may be referred to as NB, eNodeB (or eNB), gNodeB (or gNB, in the case of a 5G NR wireless communication system), an access point or the like, depending on the wireless communication standard(s) implemented.

[0064] The UEs are located in a coverage of the BS. The coverage of the BS corresponds for example to the area in which UEs can decode a PDCCH transmitted by the BS.

[0065] An example of a wireless device suitable for implementing any method, discussed in the present disclosure, performed at a UE corresponds to an apparatus that provides wireless connectivity with the RAN of the wireless communication system, and that can be used to exchange data with said RAN. Such a wireless device may be included in a UE. The UE may for instance be a cellular phone, a wireless modem, a wireless communication device, a handheld device, a laptop computer, or the like. The UE may also be an Internet of Things (loT) equipment, like a wireless camera, a smart sensor, a smart meter, smart glasses, a vehicle (manned or unmanned), a global positioning system device, etc., or any other equipment that may run applications that need to exchange data with remote recipients, via the wireless device.

[0066] The wireless device comprises one or more processors and one or more memories. The one or more processors may include for instance a central processing unit (CPU), a digital signal processor (DSP), a field-programmable gate array (FPGA), an application specific integrated circuit (ASIC), etc. The one or more memories may include any type of computer readable volatile and non-volatile memories (magnetic hard disk, solid-state disk, optical disk, electronic memory, etc.). The one or more memories may store a computer program product, in the form of a set of programcode instructions to be executed by the one or more processors to implement all or part of the steps of a method for exchanging data, performed at a UE’s side, according to any one of the embodiments disclosed herein.

[0067] The wireless device can comprise also a main radio, MR, unit. The MR unit corresponds to a main wireless communication unit of the wireless device, used for exchanging data with BSs of the RAN using radio signals. The MR unit may implement one or more wireless communication protocols, and may for instance be a 3G, 4G, 5G, NR, WiFi, WiMax, etc. transceiver or the like. In preferred embodiments, the MR unit corresponds to a 5G NR wireless communication unit.

[0068] AI / ML Model is a data driven algorithm that applies AI / ML techniques to generate set of outputs based on set of inputs.

[0069] AI / ML model delivery is a generic term referring to delivery of an AI / ML model from one entity to another entity in any manner. Note is An entity could mean network node / function (e.g., gNB, LMF, etc.), UE, proprietary server, etc.

[0070] AI / ML model Inference is a process of using trained AI / ML model to produce set of outputs based on set of inputs.

[0071] AI / ML model testing is a subprocess of training, to evaluate the performance of final AI / ML model using dataset different from one used for model training and validation. Differently from AI / ML model validation, testing does not assume subsequent tuning of the model.

[0072] AI / ML model training is a process to train an AI / ML Model [by learning the input / output relationship] in data driven manner and obtain the trained AI / ML Model for inference. AI / ML model transfer is a delivery of an AI / ML model over the air interface in manner that is not transparent to 3GPP signalling, either parameters of model structure known at the receiving end or new model with parameters. Delivery may contain full model or partial model.

[0073] AI / ML model validation is a subprocess of training, to evaluate the quality of an AI / ML model using dataset different from one used for model training, that helps selecting model parameters that generalize beyond the dataset used for model training.

[0074] Data collection is a process of collecting data by the network nodes, management entity, or UE for the purpose of AI / ML model training, data analytics and inference.

[0075] Federated learning I federated training is a machine learning technique that trains an AI / ML model across multiple decentralized edge nodes e.g., UEs, gNBs each performing local model training using local data samples. The technique requires multiple interactions of the model, but no exchange of local data samples.

[0076] Functionality identification is a process / method of identifying an AI / ML functionality for the common understanding between the NW and the UE. Note is Information regarding the AI / ML functionality may be shared during functionality identification. Where AI / ML functionality resides depends on the specific use cases and sub use cases.

[0077] Model activation means enable an AI / ML model for specific AI / ML-enabled feature.

[0078] Model deactivation means disable an AI / ML model for specific AI / ML-enabled feature.

[0079] Model download means Model transfer from the network to UE.

[0080] Model identification is A process / method of identifying an AI / ML model for the common understanding between the NW and the UE. The process / method of model identification may or may not be applicable and regarding the AI / ML model may be shared during model identification.

[0081] Model monitoring is A procedure that monitors the inference performance of the AI / ML model.

[0082] Model parameter update is Process of updating the model parameters of model. Model selection is the process of selecting an AI / ML model for activation among multiple models for the same AI / ML enabled feature. Model selection may or may not be carried out simultaneously with model activation.

[0083] Model switching is deactivating currently active AI / ML model and activating different AI / ML model for specific AI / ML-enabled feature.

[0084] Model update is Process of updating the model parameters and / or model structure of model.

[0085] Model upload is Model transfer from UE to the network.

[0086] Network-side (AI / ML) model is an AI / ML Model whose inference is performed entirely at the network.

[0087] Offline field data is the data collected from field and used for offline training of the AI / ML model.

[0088] Offline training is an AI / ML training process where the model is trained based on collected dataset, and where the trained model is later used or delivered for inference. Note is This definition only serves as guidance. There may be cases that may not exactly conform to this definition but could still be categorized as offline training by commonly accepted conventions.

[0089] Online field data is the data collected from field and used for online training of the AI / ML model. Online training is an AI / ML training process where the model being used for inference) is (typically continuously) trained in (near) real-time with the arrival of new training samples. Note is the notion of (near) real-time vs. non real-time is context- dependent and is relative to the inference time-scale. This definition only serves as guidance.

[0090] There may be cases that may not exactly conform to this definition but could still be categorized as online training by commonly accepted conventions. Note is Fine- tuning / re-training may be done via online or offline training. This note could be removed when we define the term fine-tuning.

[0091] Reinforcement Learning (RL) is a process of training an AI / ML model from input (a.k.a. state) and feedback signal (a.k.a. reward) resulting from the model’s output (a.k.a. action) in an environment the model is interacting with.

[0092] Semi-supervised learning is a process of training model with mix of labelled data and unlabelled data.

[0093] Supervised learning is a process of training model from input and its corresponding labels.

[0094] Two-sided (AI / ML) model is a paired AI / ML Model(s) over which joint inference is performed, where joint inference comprises AI / ML Inference whose inference is performed jointly across the UE and the network, i.e, the first part of inference is firstly performed by UE and then the remaining part is performed by gNB, or vice versa.

[0095] UE-side (AI / ML) model is an AI / ML Model whose inference is performed entirely at the UE.

[0096] Unsupervised learning is a process of training model without labelled data. Proprietary-format models is ML models of vendor-Zdevice-specific proprietary format, from 3GPP perspective. They are not mutually recognizable across vendors and hide model design information from other vendors when shared.

[0097] Open-format models is ML models of specified format that are mutually recognizable across vendors and allow interoperability, from 3GPP perspective. They are mutually recognizable between vendors and do not hide model design information from other vendors when shared.

[0098] The following explanation will provide the detailed description of the mechanism about pre-configuring and signaling the specific information about model online training by configuring a set of UE behaviors. AI / ML based techniques are currently applied to many different applications and 3GPP also started to work on its technical investigation to apply to multiple use cases based on the observed potential gains. AI / ML lifecycle can be split into several stages such as data collection / pre- processing, model training, model testing / validation, model deployment / update, model monitoring etc., where each stage is equally important to achieve target performance with any specific model(s). In applying AI / ML model for any use case or application, one of the challenging issues is to manage the lifecycle of AI / ML model. It is mainly because the data / model drift occurs during model deployment / inference and it results in performance degradation of AI / ML model. Fundamentally, the dataset statistical changes occur after model is deployed and model inference capability is also impacted with unseen data as input.

[0099] In a similar aspect, the statistical property of dataset and the relationship between input and output for the trained model can be changed with drift occurrence. In this context, model training or re-training is one of key issues for model performance maintenance as model performance such as inferencing and / or training is dependent on different model execution environment with varying configuration parameters. To handle this issue, collaboration between UE and gNB is highly important to track model performance and re-configure model corresponding to different environments. AI / ML model needs model monitoring after deployment because model performance cannot be maintained continuously due to drift and update feedback is then provided to re-train / update the model or select alternative model.

[0100] When AI / ML model enabled wireless communication network is deployed, it is then important to consider how to handle AI / ML model in activation with re-configuration for wireless devices under operations such as model training, inference, updating, etc. In this method, a set of different UE behaviors for online training can be configured based on a finite set of combinations with collaboration types and model type for use. And those UE behaviors can then be prioritized for activation selection. In case that there are multiple ML models for online training, different priority levels or index can then be indicated so that those models can be prioritized if necessary. Specifically, collaboration types include one-sided and two-sided models where, as defined in 3GPP, two-sided model is using separate models at both sides of entities for collaborative ML operation and one-sided model is using a model at one of entities of both sides. And model types include open-format model and proprietary model where open-format model is using standardized model generation with the associated parameter set that can be known to other collaborative entities and proprietary model is using device-specific model generation without being known to other entities about model information. To execute online training, any specific combination of those one-Ztwo-sided models and open-form at / proprietary models can be referenced to configure the relevant UE behavior with ML assistance information. ML assistance information contains a set of ML application, model characteristics, LCM, UE ML capability, etc. In addition, when any specific UE behavior is determined and indicated for activation, additional assistance information such as dataset size of maximum and / or minimum values for online training, preset time duration applicable for online training and number of online training iterations can be set as well. gNB sends indication message of online learning activation with the associated UE behavior information through L1 / L2 signaling (e.g., for specific UEs) or system information (e.g., for all UEs) for AI / ML LCM model operation. Decision of online learning activation can be based on model monitoring update information (e.g., model inferencing quality, drift level, statistical dataset status). A set of UE behaviors is configured and provided to UE through system information or dedicated RRC message. Criteria of UE behavior decision can be based on ML applications, applicable conditions, and / or model-specific characteristics along with UE ML capability. Specific UE behavior for online learning operation can be dynamically enabled through L1 / L2 signaling when online learning activation message is received from gNB.

[0101] Figure 1 shows an exemplary table of a set of UE behaviors for online training. In this example, a set of different UE behaviors for online training can be configured based on a finite set of combinations with collaboration types and model type for use. And those UE behaviors can then be prioritized for activation selection. If prioritized, priority indication can be associated with UE behaviors. The configured set of UE behaviors can be provided to UE in advance so that specific UE behavior selection can be decided by network side or UE side then for activation.

[0102] Figure 2 shows an exemplary table of model-based priority indication for UE behaviors for online training. In this example, UE device has a list of ML models for online training and each models have the associated UE behavior index and priority index so that any selected model(s) can perform online training with the associated UE behavior and priority. Although this exemplary table of model-based priority indication with UE behaviors is for online training, other LCM operation can be applied such as dataset collection, inferencing, monitoring etc.

[0103] Figure 3 shows an exemplary block diagram of applying the indicated UE behavior for online training. In this example, the specific UE behavior is determined by network side and sent to UE so that online training can be activated based on the indicated UE behavior as the associated priority indication can be also included. If there are multiple models requiring online training, priority indication helps prioritize online training order for target models. Prioritization can be decided by network side or UE side depending on use cases or implementation-specific scenarios.

[0104] Figure 4 shows an exemplary flow chart of configuring a set of UE behaviors at network side. In this example, network side configures a set of UE behaviors in association with ML models and ML applications by considering different UE ML capability and ML applicable conditions. The configured UE behavior set can be provided to UE via system information or dedicated RRC signaling. In addition, when sending any selected UE behavior for online training activation, the associated priority index or indication can be sent together so that UE side can accept the indicated priority-indexed UE behavior for specific model online training, or other model online training can be activated at UE when UE autonomously decides some other model online training activation mismatched with indication message from network side.

[0105] Figure 5 shows an exemplary flow chart of activating online training based on the indicated UE behavior. In this example, the indicated UE behavior with or without priority information is sent from gNB and UE activates online training for the indicated model with the specific UE behavior.

[0106] Figure 6 shows an exemplary signaling flow of determining UE behavior at network side. In this example, the specific UE behavior and priority information is determined by network side and sent to UE so that the indicated model online training is activated based on the specific UE behavior and priority.

[0107] Figure 7 shows an exemplary signaling flow of determining UE behavior at UE side. In this example, the specific UE behavior and priority is determined by UE side for model online training autonomously.

[0108] Figure 8 shows an exemplary signaling flow of configuring a set of UE behaviors based on ML assistance information. In this example, a set of UE behaviors with or without priority information of UE behaviors or online training can be configured for specific ML applications and models by considering ML assistance information that contains UE ML capability, model information, ML applicable condition, etc. By using this method, online training operation can be further improved with signaling overhead reduction. method of advanced model updating signaling for RAN

Claims

CLAIMS1. A method of advanced model updating signaling for RAN:• Associating a finite set of combinations with collaboration types, which can be one and / or / two-sided models, and model type, which can be openformat and / or / proprietary models with different UE behaviors;• Prioritizing UE behaviors for selection of online training activation;• Indicating different priority levels or index for each ML models when there are multiple ML models for online training.

2. "The method according to previous claim 1 , wherein the ML assistance information for UE behavior configuration comprises:• ML application type;• Model information including at least one of model architecture, model parameters, and model version;• Life Cycle Management (LCM) information;• ML applicable conditions specifying environmental or network conditions for model activation;• UE ML capability information indicating the UE's ability to execute specific ML tasks.

3. The method according to one of the previous claims, wherein additional assistance information such as dataset size of maximum and / or minimum values for online training, preset time duration applicable for online training and number of online training iterations can be set when any specific UE behavior is determined and indicated for activation.

4. The method according to one of the previous claims, wherein indication message of online learning activation with the associated UE behavior information can be sent through L1 / L2 signaling, which is used for specific UEs or system information, which is used for all UEs for AI / ML LCM model operation.

235. The method according to one of the previous claims, wherein decision of online learning activation can be based on model monitoring update information, which are model inferencing quality and / or drift level and / or statistical dataset status.

6. The method according to one of the previous claims, wherein a set of UE behaviors can be configured and provided to UE through system information or dedicated RRC message.

7. The method according to one of the previous claims, wherein criteria of UE behavior decision can be based on ML applications, applicable conditions, and / or model-specific characteristics along with UE ML capability.

8. The method according to one of the previous claims, wherein specific UE behavior for online learning operation can be dynamically enabled through L1 / L2 signaling when online learning activation message is received from gNB.

9. The method according to one of the previous claims, wherein priority indication can be associated with UE behaviors.

10. The method according to one of the previous claims, wherein UE device can have a list of ML models indicated with the associated UE behavior index and priority index for online training.11 . The method according to one of the previous claims, wherein the selected model(s) can perform online training with the associated UE behavior and priority based on the decision by either network side or UE side.

12. The method according to one of the previous claims, wherein configuration of model-based priority indication with a set of UE behaviors can be applied to other LCM operations such as dataset collection, inferencing, monitoring etc.

13. The method according to one of the previous claims, wherein priority indication prioritizes online training order for target models when there are multiple models requiring online training.

14. The method according to previous claim 13, wherein prioritization can be decided by network side or UE side depending on use cases or implementation-specific scenarios.

15. The method according to one of the previous claims, wherein a set of UE behaviors in association with ML models and ML applications can be configured by considering different UE ML capability and ML applicable conditions.

16. The method according to one of the previous claims, wherein UE can accept the indicated priority-indexed UE behavior for specific model online training.

17. The method according to one of the previous claims, wherein specific model online training can be activated at UE when UE autonomously decides some other model online training activation mismatched with indication message from network side.

18. Apparatus for advanced model updating signaling for RAN, the apparatus comprising a wireless transceiver, a processor coupled with a memory in which computer program instructions are stored, said instructions being configured to implement steps of the claims 1 to 17.

19. User Equipment comprising an apparatus according to claim 18.

20. gNB comprising an apparatus according to claim 18.

21. Wireless communication system for RRC state-based online training signaling, wherein the wireless communication systems comprises user equipment according to claim 14, gNB according to claim 15, whereby the user Equipment and the gNB each comprises a processor coupled with a memory in whichcomputer program instructions are stored, said instructions being configured to implement steps of the claims 1 to 17.

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