Carbon asset transaction management system and method and electronic equipment

Abstract

The invention relates to a carbon asset transaction management system and method and electronic equipment, and relates to the field of information system development, and the system comprises a carbon account management module which is used for achieving the automatic login of carbon transaction accounts and logon accounts of a plurality of users; the carbon transaction management module is used for generating a carbon asset transaction strategy and a transaction plan of a target user in a set transaction period according to the carbon emission of the user and a preset pairing rule, and executing a transaction operation according to the transaction plan; the risk management and control module is used for carrying out risk management and control processing on the carbon asset transaction before, during and after the transaction; and the performance execution module is used for executing performance operation on the plan performance date according to the performance plan and recording performance information. Through the system, centralized management of a plurality of carbon accounts, automatic generation of transaction plans, transaction risk management and control and performance execution are realized, so that the processing efficiency of tasks and data related to carbon transactions is improved, and risks in the transaction process are reduced.

Description

Technical Field

[0001] The present disclosure relates to the field of information system development, and in particular, to a carbon asset trading management system, method and electronic equipment. Background Art

[0002] According to the development of the national carbon emission rights trading market, the national carbon market transaction presents a trend of rising volume and price. For example, the transaction volume and transaction amount of carbon emission allowance (CEA) in 2023 will reach 212 million tons and 14.444 billion yuan respectively. The closing price of CEA at the end of 2023 also rose sharply from the previous year, reaching 79.42 yuan / ton. With the official opening of the national voluntary emission reduction market, many types of entities such as emission-controlled enterprises, new energy enterprises and financial institutions are allowed to enter the market for trading. At the same time, the national carbon market will gradually include industries such as building materials and steel. It can be expected that the development of carbon asset trading will be increasingly rapid in the future. In the existing technology, most companies only manage carbon asset trading in terms of establishing carbon ledgers and predicting corporate carbon quota surpluses and shortages. Therefore, as more companies from more industries join, more carbon trading volume will be brought, resulting in more tasks to be processed and a large amount of carbon trading data management. Therefore, how to improve the processing efficiency of related tasks and data and reduce the risks in the trading process has become an urgent problem to be solved. Summary of the invention

[0003] The purpose of the present disclosure is to provide a carbon asset trading management system, method and electronic device to solve the above technical problems.

[0004] In order to achieve the above-mentioned purpose, according to a first aspect of an embodiment of the present disclosure, a carbon asset trading management system is provided, the system comprising a carbon account management module, a carbon trading management module, a risk control module and a compliance execution module; The carbon account management module is used to realize automatic login of carbon trading accounts and registration accounts of multiple users; The carbon trading management module is used to generate a carbon asset trading strategy and trading plan for a target user within a set trading period according to the user's carbon emissions and preset pairing rules, and execute trading operations according to the trading plan; The risk management module is used to perform risk management and control on carbon asset trading business before, during and after the transaction; The contract fulfillment execution module is used to perform contract fulfillment operations according to the contract fulfillment plan on the planned contract fulfillment date and record contract fulfillment information.

[0005] Optionally, the carbon trading management module includes a task processing module, a display module, a task decomposition module and an execution module; The task processing module is used to process online approval tasks; the online approval tasks include online approval of one or more of transaction strategies, transaction authorizations, transaction plans, performance plans, and account Ukey access conditions through workflows; The display module is used to display carbon market information, carbon quota forecast results and CCER price forecast results; wherein the carbon quota forecast results and CCER price forecast results are obtained through corresponding forecast models; The task decomposition module is used to perform online approval on the trading plan, and if approved, decompose the trading plan according to a set period to obtain a subdivided trading plan; The execution module is used to carry out transactions according to the segmented transaction plan.

[0006] Optionally, the execution module is used to: Carry out carbon asset transactions in different trading modes through the trader workbench; the trading mode includes at least one of combination trading, cross-market trading, matching trading and algorithmic trading; the trader workbench is used to display reference information of carbon asset transactions; the reference information includes at least one of user basic information, carbon market conditions, carbon asset price forecasts and domestic and foreign carbon market transaction prices and volume information; The information of the transaction execution process is summarized and displayed through the transaction supervisor workbench; the information includes at least one of the execution status of transaction instructions, the progress of transaction task completion and transaction results.

[0007] Optionally, the carbon trading management module further includes an early warning module, and the early warning module is used to: After the set transaction cycle ends, the transaction results are compared with the segmented transaction plan, and a warning message is output if the two are inconsistent.

[0008] Optionally, the carbon trading management module further includes a feedback module, and the feedback module is used to perform at least one of the following: Automatically obtain the daily transaction records in the national carbon emission trading system after the transaction is completed; Sending a request to a trading institution for applying for a trading certificate; Push the transaction results to the target user's client device; Feedback the transaction results to the trader's terminal device and the risk control officer's terminal device; Summarize transaction results regularly to generate transaction reports.

[0009] Optionally, the carbon trading management module further includes an information management module, and the information management module is used to perform at least one of the following: Obtain the fund balance information of multiple users by connecting to the trading institution system; Obtain the change information of the fund balance of any of the users within a custom time period; Get the transaction fund preparation progress of the user.

[0010] Optionally, the carbon trading management module further includes a management and analysis module, and the management and analysis module is used to perform at least one of the following: Performing information management on carbon assets based on the carbon ledger, wherein the information management includes recording changes in carbon asset information; By comparing the user's actual carbon asset information with the carbon emissions during the corresponding compliance period, the user's compliance status is obtained; the actual carbon asset information includes one or more of the carbon asset holding and surplus and shortage status, the total carbon assets and the carbon asset ratio; Manage quota data during the quota allocation plan setting process and quota surplus and deficit calculation process; The subsequent quota surplus or shortage situation is analyzed and predicted by adjusting at least one quota parameter; the quota parameter includes one or more of a power supply benchmark value, a heat supply benchmark value, a free quota issuance ratio and an auction quota ratio.

[0011] Optionally, the carbon trading management module further includes a carbon finance business management module and a data management cockpit; The carbon finance business management module is used to collect statistics on the carbon finance business of target users to determine the business scale data of different carbon finance product types; The data management cockpit is used to display carbon asset data in the form of a cockpit; the carbon asset data includes one or more of transaction status, compliance status, emission analysis and carbon map; the carbon map displays data in different dimensions, and the different dimensions include one or more of time, region and associated users.

[0012] Optionally, the risk management module includes a pre-transaction risk management submodule, a mid-transaction risk management submodule, and a post-transaction risk management submodule; The pre-trading risk management submodule is used to set multi-dimensional risk management indicators before trading; the multi-dimensional indicators include time, users and traders; The transaction risk control submodule is used to monitor risks in the transaction process; the transaction operation includes one or more of transaction instructions, performance transactions and Ukey access; The post-transaction risk management submodule is used to evaluate transaction behaviors and transaction results, and store risk events during the transaction process.

[0013] Optionally, the transaction risk management submodule is further used to: In response to a trading instruction, the trading instruction is compared with the trading plan, and for the content in the trading instruction that is inconsistent with the trading plan, a risk warning message is output or a prohibition operation warning message is issued; When the difference between the data in the transaction process and the risk management indicator is greater than the set threshold, risk warning information is output.

[0014] Optionally, the contract execution module is used to: Filling in the performance information in the setting template to generate a performance plan and an approval process for the performance plan; Set performance risk control indicators based on the approved performance plan; On the planned performance date of the performance plan, perform the performance operations according to the performance plan and record the performance information; After the performance is completed, the performance results and the performance information will be fed back to the system of the relevant monitoring party.

[0015] Optionally, the contract execution module is further used to: Compliance conditions are judged and compliance warnings are issued based on the user's carbon asset trading data.

[0016] Optionally, the contract execution module is used to: When a user completes a carbon asset transaction, the fulfillment conditions are determined by comparing the user's carbon asset transaction data with the set fulfillment data; the carbon asset transaction data includes one or more of the user's quota information, emission reduction information, transaction information, and production emission data; When the user meets the fulfillment conditions, output a prompt message to remind the user to fulfill the contract; In the event that the user does not meet the contract fulfillment conditions, a contract fulfillment warning message is output based on the contract fulfillment deadline.

[0017] Optionally, the system further comprises a data acquisition module and a data analysis module; The data collection module is used to collect the basic carbon emission data of the target user; wherein the basic carbon emission data includes one or more of the coal quantity data entering the plant, the coal quantity data entering the furnace, the auxiliary fuel consumption data, the purchased electricity data, the power generation data, the operation time data, the plant power consumption data, the online power data, the coal quality detection data and the heating data; The data analysis module is used for: Determine a data value of at least one parameter based on the carbon emission basic data; Determine abnormal data in the data values; wherein the at least one parameter includes carbon emissions, quotas, power supply carbon emission intensity, and heating carbon emission intensity; the abnormal data includes data values ​​in the data values ​​that exceed a set threshold range; Outputting reminder information for the abnormal data.

[0018] Optionally, the system further includes a simulation trading platform, an investment research and analysis platform, and a knowledge base; The simulation trading platform is used to simulate the carbon asset trading process, and the simulation includes: simulation matching mechanism, display of income data, performance analysis and position analysis; The investment research and analysis platform is used to automatically generate a carbon asset trading data analysis report based on the third-party platform data; the analysis report includes the analysis and forecast of quota and emission reduction prices; The knowledge base is used to centrally store carbon asset trading information and provide a knowledge sharing channel.

[0019] Optionally, the system further includes a data information storage module; The data information storage module is used to store one or more of user account information, carbon assets and change records, transaction and performance records, approval documents, business operation process records, and market data; wherein different types of data are set with different confidentiality levels.

[0020] According to a second aspect of an embodiment of the present disclosure, a carbon asset trading management method is provided, which is applied to the carbon asset trading management system as described in the first aspect of the embodiment of the present disclosure, wherein the system includes a carbon account management module, a carbon trading management module, a risk control module, and a compliance execution module; the method includes: Automatically log in to the carbon trading accounts and registration accounts of multiple users through the carbon account management module; Through the carbon trading management module, the carbon asset trading strategy and trading plan of the target user within the set trading cycle are generated according to the user's carbon emissions and the preset pairing rules, and the trading operation is performed according to the trading plan; The risk management module is used to manage the risks of carbon asset trading business before, during and after the transaction; Through the fulfillment execution module, according to the fulfillment plan, the fulfillment operation is performed according to the fulfillment plan on the planned fulfillment date, and the fulfillment information is recorded.

[0021] According to a third aspect of an embodiment of the present disclosure, there is provided an electronic device, including: a memory having a computer program stored thereon; A processor is used to execute the computer program in the memory to implement the steps of the method described in the second aspect of the present disclosure.

[0022] In the above technical solution, a carbon asset trading management system is provided, including a carbon account management module, a carbon trading management module, a risk control module and a compliance execution module. The carbon account management module is used to realize the automatic login of carbon trading accounts and registered accounts of multiple users. The carbon trading management module is used to generate the carbon asset trading strategy and trading plan of the target user within the set trading cycle according to the user's carbon emissions and the preset matching rules, and execute the trading operation according to the trading plan. The risk control module is used to perform risk control processing on the carbon asset trading business before, during and after the transaction. The compliance execution module is used to perform the compliance operation according to the compliance plan on the planned compliance date and record the compliance information. Through the carbon asset trading management system, the functions of centralized management of multiple carbon accounts, automatic generation of trading plans, transaction risk control and compliance execution can be realized, thereby improving the processing efficiency of tasks and data related to carbon trading and reducing the risks in the trading process.

[0023] Other features and advantages of the present disclosure will be described in detail in the following detailed description. BRIEF DESCRIPTION OF THE DRAWINGS

[0024] The accompanying drawings are used to provide a further understanding of the present disclosure and constitute a part of the specification. Together with the following specific embodiments, they are used to explain the present disclosure but do not constitute a limitation of the present disclosure. In the accompanying drawings: Figure 1 It is a structural block diagram of a carbon asset trading management system according to an exemplary embodiment.

[0025] Figure 2 It is a structural block diagram of a carbon trading management module according to an exemplary embodiment.

[0026] Figure 3 It is a structural block diagram of a risk management module according to an exemplary embodiment.

[0027] Figure 4 It is a structural block diagram of a carbon asset trading management system according to an exemplary embodiment.

[0028] Figure 5 The present invention is a flow chart of a carbon asset trading management method according to an exemplary embodiment.

[0029] Figure 6 is a block diagram of an electronic device 600 according to an exemplary embodiment. DETAILED DESCRIPTION

[0030] The specific implementation of the present disclosure is described in detail below in conjunction with the accompanying drawings. It should be understood that the specific implementation described herein is only used to illustrate and explain the present disclosure, and is not used to limit the present disclosure.

[0031] It should be noted that all actions of acquiring signals, information or data in the present disclosure are performed with authorization given by the owner of the corresponding device.

[0032] Regarding carbon asset management, existing technologies mainly involve the establishment of carbon ledgers for groups or enterprises, and the prediction of corporate quota surpluses and shortages, but are deficient in carbon trading operating systems and carbon trading risk management. The reason for this is that, first, for small independent enterprises or groups with a small number of enterprises included in the national carbon market, the existing personnel can support the current trading tasks, and the demand for trading operating systems or risk management systems is not high; second, the national carbon market only included the power industry before, and general physical enterprises are more concerned with the measurement and prediction of carbon emission data of upstream enterprises, as well as the management of corporate carbon ledgers. However, with the official opening of the national voluntary emission reduction market, more entities are allowed to enter the market for trading, and the national carbon market will gradually include industries such as building materials and steel. It can be expected that the development of carbon asset trading will be faster in the future, which will lead to a significant increase in the amount of trading data, and there may be more tasks that need to be processed, such as risk monitoring during the transaction process, judgment of performance, etc., and the management methods in the prior art may not be able to adapt to the growing volume of carbon asset transactions. Therefore, in order to improve the processing efficiency of carbon trading related tasks and data and monitor the risks in the transaction process, it is necessary to develop a carbon asset trading management system. The present disclosure provides a carbon asset trading management system, method and electronic equipment to solve the problems existing in the prior art. The system involves the field of information system development and can realize functions such as asset management and quasi-financial investment business. The following is an explanation in conjunction with the embodiments.

[0033] Figure 1 is a structural block diagram of a carbon asset trading management system according to an exemplary embodiment. Figure 1 As shown, the carbon asset trading management system 10 includes a carbon account management module 110, a carbon trading management module 120, a risk control module 130 and a compliance execution module 140; wherein each module is connected in communication; The carbon account management module 110 is used to realize automatic login of carbon trading accounts and registration accounts of multiple users.

[0034] Among them, the user may include enterprises participating in carbon trading managed by the carbon asset trading management system; carbon trading account refers to the account used by the enterprise to participate in carbon emission rights trading. This account is mainly used to manage the buying and selling activities of carbon emission quotas and other carbon assets in the carbon trading market. The main functions of the enterprise carbon trading account include managing carbon assets (used for buying and selling management of carbon assets), transaction settlement (financial settlement of carbon emission quota transactions), etc.; registration account, also known as registration account, refers to a special account that enterprises need to open before participating in carbon trading, which is used to register and register the basic information of the enterprise and the holding of carbon emission quotas. The main functions of the registration account include enterprise information registration (registering the basic information of the enterprise, such as the name, address, contact information, etc.), quota registration (recording the number of carbon emission quotas held by the enterprise, including the initial quotas allocated by the government and the quotas obtained through transactions), transaction records (saving the historical records of all carbon emission quota transactions of the enterprise for easy tracking and verification), information transfer with carbon trading accounts and quota performance (linking with the voluntary emission reduction system, and performing performance through CCER instead of quotas), etc. In addition, the carbon account management module 110 can also realize functions such as automatic inventory of accounts, account flow statistics, registration system information management, and deposit and withdrawal records.

[0035] The carbon account management module 110 can realize automatic login of carbon trading accounts and registration accounts of multiple enterprises managed in the system through Robotic Process Automation (RPA) technology. For example, RPA captures information from the system interface through screen capture technology, such as table data, text box content, etc.; recognizes text information in images through optical character recognition technology (OCR), so as to process unstructured data such as scanned documents through RPA; in addition, it can also interact with the background system through API (Application Programming Interface) calls, so as to realize the reading, writing and processing of carbon account data.

[0036] The carbon trading management module 120 is used to generate a carbon asset trading strategy and a trading plan for a target user within a set trading period according to the user's carbon emissions and a preset pairing rule, and to perform trading operations according to the trading plan.

[0037] For example, in one embodiment, the target user may be a large energy group, and the user may be a controlled emission enterprise in the energy group. The carbon trading management module in the system can automatically generate the group's annual carbon asset trading strategy based on the carbon emissions of the controlled emission enterprises in the energy group and the matching rules within the group, and then determine the monthly trading plan based on the annual carbon asset trading strategy, and then generate a trading calendar based on the monthly trading plan, and the trading results can be updated daily.

[0038] The risk management module 130 is used to perform risk management and control on the carbon asset trading business before, during and after the transaction.

[0039] For example, pre-transaction risk management processing includes setting multi-dimensional risk management indicators before the transaction, in-transaction risk management processing includes real-time risk monitoring of transaction links during the transaction process, and post-transaction risk management processing includes evaluating transaction behavior and transaction results, and storing risk events during the transaction process.

[0040] The contract performance execution module 140 is used to perform contract performance operations according to the contract performance plan on the planned contract performance date and record contract performance information.

[0041] In one implementation, the performance information is filled in the setting template to generate the performance plan and the approval process of the performance plan, the performance risk control indicators are set according to the approved performance plan, the performance operation is performed according to the performance plan on the planned performance date of the performance plan and the performance information is recorded, and after the performance is completed, the performance results and the performance information are fed back to the system of the relevant monitoring party. By way of example, the system of the relevant monitoring party may include the equipment of the trader, the equipment of the risk control officer, the carbon asset management system of the energy group, the system of the representatives of the subsidiary enterprises under the group, and the system of the representatives of the emission-controlled enterprises.

[0042] Optionally, the compliance execution module is also used to determine compliance conditions and issue compliance warnings based on the user's carbon asset trading data.

[0043] Among them, the user's carbon asset trading data refers to the company's quota information, emission reduction information, transaction information, production emissions and other data. For example, when the company completes the carbon asset transaction, the compliance execution module compares the company's quota information, emission reduction information, transaction information, production emissions and other data with the set compliance data to determine whether the company meets the carbon emission compliance conditions. If the company meets the compliance conditions, a prompt message to remind the company to comply is output; if the company user does not meet the compliance conditions, a compliance warning message is output based on the compliance deadline.

[0044] It should be noted that the functions of multiple modules in the carbon asset trading system are implemented through multiple servers. The servers communicate with each other through interfaces, and the servers are securely managed through bastion hosts. Unauthorized access and operations are avoided through unified access, identity authentication and permission management, thereby improving the security and control performance of the system.

[0045] In the above technical solution, a carbon asset trading management system is provided, including a carbon account management module, a carbon trading management module, a risk control module and a compliance execution module. The carbon account management module is used to realize the automatic login of carbon trading accounts and registered accounts of multiple users. The carbon trading management module is used to generate the carbon asset trading strategy and trading plan of the target user within the set trading cycle according to the user's carbon emissions and the preset matching rules, and execute the trading operation according to the trading plan. The risk control module is used to perform risk control processing on the carbon asset trading business before, during and after the transaction. The compliance execution module is used to perform the compliance operation according to the compliance plan on the planned compliance date and record the compliance information. Through the carbon asset trading management system, the functions of centralized management of multiple carbon accounts, automatic generation of trading plans, transaction risk control and compliance execution can be realized, thereby improving the processing efficiency of tasks and data related to carbon trading and reducing the risks in the trading process.

[0046] Figure 2 is a structural block diagram of a carbon trading management module according to an exemplary embodiment. Figure 2 As shown, the carbon trading management module 120 includes a task processing module 1201, a display module 1202, a task decomposition module 1203, an execution module 1204, an early warning module 1205, a feedback module 1206, an information management module 1207, a management and analysis module 1208, a carbon financial business management module 1209 and a data management cockpit 1210.

[0047] The task processing module 1201 is used to process online approval tasks; the online approval tasks include online approval of one or more of transaction strategies, transaction authorizations, transaction plans, fulfillment plans, and account Ukey access through workflows.

[0048] For example, the task processing flow can be set up in advance using the workflow modeling tool, so that online approval processing can be achieved through the task processing module. The processing tasks include transaction strategies, transaction authorizations, transaction plans, fulfillment plans, and account Ukey access.

[0049] The display module 1202 is used to display carbon market information, carbon quota forecast results and CCER price forecast results; wherein the carbon quota forecast results and the CCER price forecast results are obtained through corresponding forecast models.

[0050] It is understandable that the carbon trading management module includes multiple prediction models, such as a carbon quota prediction model and a CCER (China Certified Emission Reduction) price prediction model, and corresponding prediction results can be obtained through these different models. The display module can display the carbon market information and multiple prediction results on the device screen in a visual form. For example, the above-mentioned carbon quota prediction model and CCER can be obtained after training based on a machine learning method, using a neural network model, and using historical data of multiple companies (such as carbon trading historical data, historical quota data, historical price data, etc.) as training samples. The display module can generate different forms of visualization content from the above-mentioned carbon market information and multiple prediction results based on the multiple prediction models, and transmit them to the corresponding display end for display. The display end can be, for example, a display screen in a trading hall, or a display device of a regulator, or a trader terminal, or other client devices with permission to view the content.

[0051] The task decomposition module 1203 is used to decompose the transaction plan according to a set period if it is approved, so as to obtain a subdivided transaction plan.

[0052] The execution module 1204 is used to perform transactions according to the segmented transaction plan.

[0053] For example, the trading plan can be the annual carbon trading plan of an energy group. Through the task decomposition module, the annual plan can be decomposed into monthly plans, and a trading calendar can be generated based on the monthly plan to update the trading results daily. After the set trading cycle ends (for example, after the trading ends every Friday), the trading results are compared with the weekly trading plan. If there is any inconsistency, an early warning message is output, such as a pop-up message prompt on the screen of the device where the system is located.

[0054] It is understandable that the carbon asset trading management system also includes a trader's workstation and a trading supervisor's workstation. For example, the trader's workstation and the trading supervisor's workstation can be a computer, a tablet device or a mobile terminal. In a possible implementation, the execution module 1204 is used to: (1) Conduct carbon asset transactions in different trading modes through the trader workbench, where the trading modes include combination trading, cross-market trading, matching trading and algorithmic trading. The trader workbench is used to display reference information for carbon asset trading, for example, the reference information may include basic user information, carbon market conditions, carbon asset price forecasts, and domestic and foreign carbon market transaction prices and volume information.

[0055] (2) Information on the transaction execution process is summarized and displayed through the transaction supervisor workstation, where the displayed information may include the execution status of transaction instructions, the progress of transaction task completion and transaction results.

[0056] The warning module 1205 is used to compare the transaction result with the subdivided transaction plan after the set transaction cycle ends, and output a warning message when the two are inconsistent.

[0057] It is understandable that after the transaction is completed, the carbon trading management module can also implement result feedback through the feedback module. For example, the feedback module 1206 is used to perform at least one of the following operations: (1) Automatically obtain the daily transaction records in the national carbon emission trading system after the transaction is completed.

[0058] (2) Send a request to the trading institution to apply for a trading certificate.

[0059] For example, after the transaction is completed, a transaction voucher is applied for by automatically sending an email to the exchange.

[0060] (3) Push the transaction results to the target user’s client device.

[0061] For example, in one implementation, after the transaction is completed, the transaction result is sent to the group device, and the device can log in to the group's carbon asset management system, thereby completing information synchronization of the transaction result in the carbon asset management system.

[0062] (4) The transaction results are fed back to the trader’s end device and the risk control officer’s end device.

[0063] (5) Regularly summarize transaction results and generate transaction reports.

[0064] Optionally, the information management module 1207 is used to perform at least one of the following operations: (1) Obtaining the fund balance information of multiple users by connecting to the trading institution system; (2) Obtain information about changes in the balance of any user within a custom time period; (3) Obtain the transaction fund preparation progress of the user.

[0065] It is understandable that the carbon asset trading management system is capable of managing and analyzing a variety of data related to carbon trading. The management and analysis module 1208 is used to perform at least one of the following operations: (1) Carry out information management of carbon assets based on the carbon ledger, which includes recording changes in carbon asset information.

[0066] (2) Obtain the user’s compliance status by comparing the user’s actual carbon asset information with the carbon emissions during the corresponding compliance period.

[0067] Among them, the actual carbon asset information includes the carbon asset holdings and surplus and shortage status, the total amount of carbon assets and the proportion of carbon assets.

[0068] (3) Manage quota data during the quota allocation plan setting process and quota surplus and deficit calculation process.

[0069] (4) Analyze and predict the future quota surplus or shortage by adjusting at least one quota parameter.

[0070] Among them, the quota parameters include power supply benchmark value, heating benchmark value, free quota issuance ratio and auction quota ratio.

[0071] The carbon finance business management module 1209 is used to collect statistics on the carbon finance business of the target user to determine the business scale data of different carbon finance product types.

[0072] For example, through this management and analysis module, special statistics can be made on the carbon finance business carried out by the energy group, such as statistics based on the type of carbon finance products, summarizing the business scale of each type of product and the number of companies carrying out the carbon finance business.

[0073] The data management cockpit 1210 is used to display carbon asset data in the form of a data management cockpit, and the carbon asset data includes one or more of transaction status, compliance status, emission analysis and carbon map; the carbon map displays data in different dimensions, and the different dimensions include one or more of time, region and associated users.

[0074] For example, the data management cockpit displays data through various visual methods such as charts and dynamic graphics, including transaction status, compliance status and emission analysis data. The carbon map of the data management cockpit can dynamically display carbon asset data in different dimensions, for example, carbon asset data from different years, carbon asset data from different provinces across the country, and carbon asset data from each subsidiary of the energy group.

[0075] Figure 3 is a structural block diagram of a risk management module according to an exemplary embodiment. Figure 3As shown, the risk management module 130 includes a pre-transaction risk management submodule 1310 , a transaction risk management submodule 1320 , and a post-transaction risk management submodule 1330 .

[0076] The pre-transaction risk management submodule 1310 is used to set multi-dimensional risk management indicators before a transaction; the multi-dimensional indicators include time, users and traders.

[0077] For example, early warning indicators are set before trading, and trading authorization is performed according to dimensions such as trading time, trading company and trader, so as to avoid risk events such as unauthorized trading.

[0078] The transaction risk control submodule 1320 is used to monitor risks in the transaction process.

[0079] Among them, the transaction operation may include transaction instructions, fulfillment transactions and Ukey access operations. In addition, during the transaction process, in response to the transaction instruction, the transaction instruction is compared with the transaction plan, and for the content in the transaction instruction that is inconsistent with the transaction plan, risk warning information is output or a prohibited operation warning information is issued, or, when the difference between the data in the transaction process and the risk management indicator is greater than the set threshold, risk warning information is output. For risk control, risk control can be carried out by adjusting transaction permissions, adjusting position holdings and adjusting orders.

[0080] The post-transaction risk management submodule 1330 is used to evaluate transaction behaviors and transaction results, and store risk events during the transaction process.

[0081] For example, the assessment may include daily trading report assessment, monthly trading plan comprehensive assessment, abnormal situation report assessment, etc. After the assessment is completed, the transaction assessment data can be sent to the enterprise's internal dual-carbon consulting platform system through the API interface for the dual-carbon consulting platform system to conduct data analysis.

[0082] Figure 4 is a structural block diagram of a carbon asset trading management system according to an exemplary embodiment. Figure 4 As shown, the system 10 also includes a data acquisition module 150 , a data analysis module 160 and a data information storage module 170 .

[0083] The data collection module 150 is used to collect the basic carbon emission data of the target user.

[0084] For example, the target user may be an energy group, and the source of the basic carbon emission data may include the external and internal systems of the energy group. For example, the external system includes the national carbon emission trading system, the national carbon emission rights registration and settlement system, the CCER trading system, the CCER registration system, and the national pollutant emission permit management information platform; the internal system may include a carbon asset management system, a carbon asset digital management and control system, an automatic collection system for carbon emission data at the fuel end of thermal power companies, a CCER project management system, a regional greenhouse gas emission management system, a dual-carbon consulting platform system, a blockchain on-chain evidence storage system, and a Ukey management system. Among them, the dual-carbon consulting platform system is a service platform for supporting enterprises to achieve the "dual carbon" goals (carbon peak and carbon neutrality). The platform system integrates emission reduction plan recommendations, technical consulting and other services, which can help enterprises evaluate, monitor, manage and reduce their carbon emissions, and provide policy consultation, technical guidance and solutions.

[0085] For example, the basic carbon emission data includes data on the amount of coal entering the factory, data on the amount of coal entering the furnace, data on auxiliary fuel consumption, data on purchased electricity, data on power generation, operating time data, factory electricity consumption data, online electricity consumption data, coal quality detection data, and heating supply data.

[0086] In addition, the data collection module 150 can also be used to collect carbon emission indicators of target users, such as: changes in indicators such as coal consumption, low calorific value element content, hydrogen content, sulfur content, as-received basis moisture, air-dry basis moisture, etc. of thermal power companies in various provinces, subsidiaries and units of various grades over the years; emissions of thermal power companies over the years, emissions from various emission sources and emission statistics of all models of thermal power operating units.

[0087] The data analysis module 160 is used to: (1) Determining the data value of at least one parameter based on the carbon emission basic data, for example, automatically calculating the data values ​​of parameters such as carbon emissions, quota, power supply carbon emission intensity, and heating carbon emission intensity through the carbon emission basic data.

[0088] (2) Determining abnormal data in the data value; wherein the abnormal data includes data values ​​in the data value that exceed a set threshold range.

[0089] For example, the automatically calculated data values ​​such as power supply coal consumption, heating coal consumption, power supply emission intensity and heating emission intensity are compared with the data of the same period in previous years and the data of adjacent months to determine abnormal data.

[0090] (3) Output a warning message for the abnormal data.

[0091] For example, a pop-up window is used on the display screen of the carbon trading management system operating device to provide an abnormal information reminder.

[0092] The data information storage module 170 is used to store user account information, carbon assets and change records, transaction and performance records, approval documents, business operation process records and market data, etc. Different types of data are set with different confidentiality levels.

[0093] Optionally, in one embodiment, the carbon asset trading management system may also include a simulation trading platform, an investment research and analysis platform, and a knowledge base. The simulation trading platform is used to simulate the carbon asset trading process, and the simulation includes: simulation matching mechanism, display of revenue data, performance analysis, and position analysis; the investment research and analysis platform is used to automatically generate a carbon asset trading data analysis report based on third-party platform data; the analysis report includes quota and emission reduction price analysis and forecast; the knowledge base is used to centrally store carbon asset trading data and provide a knowledge sharing channel.

[0094] In the above technical solution, a carbon asset trading management system is provided, including a carbon account management module, a carbon trading management module, a risk control module and a compliance execution module. The carbon account management module is used to realize the automatic login of carbon trading accounts and registered accounts of multiple users. The carbon trading management module is used to generate the carbon asset trading strategy and trading plan of the target user within the set trading cycle according to the user's carbon emissions and the preset matching rules, and execute the trading operation according to the trading plan. The risk control module is used to perform risk control processing on the carbon asset trading business before, during and after the transaction. The compliance execution module is used to perform the compliance operation according to the compliance plan on the planned compliance date and record the compliance information. Through the carbon asset trading management system, the functions of centralized management of multiple carbon accounts, automatic generation of trading plans, transaction risk control and compliance execution can be realized, thereby improving the processing efficiency of tasks and data related to carbon trading and reducing the risks in the trading process.

[0095] Figure 5 is a flow chart of a carbon asset trading management method according to an exemplary embodiment. Figure 1 The carbon asset trading management system 10 shown in the figure includes a carbon account management module, a carbon trading management module, a risk control module and a compliance execution module. Figure 5 As shown, the method comprises the following steps: In step S501, the carbon trading accounts and registration accounts of multiple users are automatically logged in through the carbon account management module; In step S502, the carbon trading management module generates a carbon asset trading strategy and trading plan for the target user within a set trading period according to the user's carbon emissions and preset pairing rules, and executes trading operations according to the trading plan; In step S503, the risk management module is used to perform risk management and control on the carbon asset trading business before, during and after the transaction; In step S504, the fulfillment execution module executes the fulfillment operation according to the fulfillment plan on the planned fulfillment date and records the fulfillment information.

[0096] Regarding the method in the above embodiment, the specific way of performing the operation in each step is already in Figures 1 to 4 The embodiments are described in detail in the embodiments and will not be repeated here.

[0097] Figure 6 6 is a block diagram of an electronic device 600 according to an exemplary embodiment. For example, the electronic device 600 may be provided as a server. Figure 6 The electronic device 600 includes a processor 622, which may be one or more, and a memory 632 for storing a computer program executable by the processor 622. The computer program stored in the memory 632 may include one or more modules each corresponding to a set of instructions. In addition, the processor 622 may be configured to execute the computer program to perform the above-mentioned carbon asset trading management method.

[0098] In addition, the electronic device 600 may further include a power supply component 626 and a communication component 650, wherein the power supply component 626 may be configured to perform power management of the electronic device 600, and the communication component 650 may be configured to implement communication of the electronic device 600, for example, wired or wireless communication. In addition, the electronic device 600 may further include an input / output (I / O) interface 658. The electronic device 600 may operate based on an operating system stored in the memory 632.

[0099] In another exemplary embodiment, a computer-readable storage medium including program instructions is also provided, and when the program instructions are executed by a processor, the steps of the above-mentioned carbon asset trading management method are implemented. For example, the non-transitory computer-readable storage medium can be the above-mentioned memory 632 including program instructions, and the above-mentioned program instructions can be executed by the processor 622 of the electronic device 600 to complete the above-mentioned carbon asset trading management method.

[0100] In another exemplary embodiment, a computer program product is also provided. The computer program product includes a computer program that can be executed by a programmable device. The computer program has a code portion for executing the above-mentioned carbon asset trading management method when executed by the programmable device.

[0101] The preferred embodiments of the present disclosure are described in detail above in conjunction with the accompanying drawings. However, the present disclosure is not limited to the specific details in the above embodiments. Within the technical concept of the present disclosure, the technical solution of the present disclosure can be subjected to a variety of simple modifications, and these simple modifications all belong to the protection scope of the present disclosure. It should also be noted that the various specific technical features described in the above specific embodiments can be combined in any suitable manner without contradiction. In order to avoid unnecessary repetition, the present disclosure will not further describe various possible combinations.

[0102] In addition, various embodiments of the present disclosure may be arbitrarily combined, and as long as they do not violate the concept of the present disclosure, they should also be regarded as the contents disclosed by the present disclosure.

Claims

1. A carbon asset trading management system, characterized in that: The system includes a carbon account management module, a carbon trading management module, a risk management module and a compliance execution module; The carbon account management module is used to realize automatic login of carbon trading accounts and registration accounts of multiple users; The carbon trading management module is used to generate a carbon asset trading strategy and trading plan for a target user within a set trading period according to the user's carbon emissions and preset pairing rules, and execute trading operations according to the trading plan; The risk management module is used to perform risk management and control on carbon asset trading business before, during and after the transaction; The contract fulfillment execution module is used to perform contract fulfillment operations according to the contract fulfillment plan on the planned contract fulfillment date and record contract fulfillment information.

2. The carbon asset trading management system according to claim 1, characterized in that: The carbon trading management module includes a task processing module, a display module, a task decomposition module and an execution module; The task processing module is used to process online approval tasks; the online approval tasks include online approval of one or more of transaction strategies, transaction authorizations, transaction plans, performance plans, and account Ukey access conditions through workflows; The display module is used to display carbon market information, carbon quota forecast results and CCER price forecast results; wherein the carbon quota forecast results and CCER price forecast results are obtained through corresponding forecast models; The task decomposition module is used to perform online approval on the trading plan, and if approved, decompose the trading plan according to a set period to obtain a subdivided trading plan; The execution module is used to carry out transactions according to the segmented transaction plan.

3. The carbon asset trading management system according to claim 2, characterized in that: The execution module is used for: Carry out carbon asset transactions in different trading modes through the trader workbench; the trading mode includes at least one of combination trading, cross-market trading, matching trading and algorithmic trading; the trader workbench is used to display reference information of carbon asset transactions; the reference information includes at least one of user basic information, carbon market conditions, carbon asset price forecasts and domestic and foreign carbon market transaction prices and volume information; The information of the transaction execution process is summarized and displayed through the transaction supervisor workbench; the information includes at least one of the execution status of transaction instructions, the progress of transaction task completion and transaction results.

4. The carbon asset trading management system according to claim 2, characterized in that: The carbon trading management module also includes an early warning module, which is used to: After the set transaction cycle ends, the transaction results are compared with the segmented transaction plan, and a warning message is output if the two are inconsistent.

5. The carbon asset trading management system according to claim 2, characterized in that: The carbon trading management module further includes a feedback module, which is used to perform at least one of the following: Automatically obtain the daily transaction records in the national carbon emission trading system after the transaction is completed; Sending a request to a trading institution for applying for a trading certificate; Push the transaction results to the target user's client device; Feedback the transaction results to the trader's terminal device and the risk control officer's terminal device; Summarize transaction results regularly to generate transaction reports.

6. The carbon asset trading management system according to claim 2, characterized in that: The carbon trading management module further includes an information management module, which is used to perform at least one of the following: Obtain the fund balance information of multiple users by connecting to the trading institution system; Obtain the change information of the fund balance of any of the users within a custom time period; Get the transaction fund preparation progress of the user.

7. The carbon asset trading management system according to claim 2, characterized in that: The carbon trading management module further includes a management and analysis module, which is used to perform at least one of the following: Performing information management on carbon assets based on the carbon ledger, wherein the information management includes recording changes in carbon asset information; By comparing the user's actual carbon asset information with the carbon emissions during the corresponding compliance period, the user's compliance status is obtained; the actual carbon asset information includes one or more of the carbon asset holding and surplus and shortage status, the total carbon assets and the carbon asset ratio; Manage quota data during the quota allocation plan setting process and quota surplus and deficit calculation process; The subsequent quota surplus or shortage situation is analyzed and predicted by adjusting at least one quota parameter; the quota parameter includes one or more of a power supply benchmark value, a heat supply benchmark value, a free quota issuance ratio and an auction quota ratio.

8. The carbon asset trading management system according to claim 2, characterized in that: The carbon trading management module also includes a carbon finance business management module and a data management cockpit; The carbon finance business management module is used to collect statistics on the carbon finance business of target users to determine the business scale data of different carbon finance product types; The data management cockpit is used to display carbon asset data in the form of a cockpit; The carbon asset data includes one or more of transaction status, compliance status, emission analysis and carbon map; the carbon map displays data in different dimensions, and the different dimensions include one or more of time, region and associated users.

9. The carbon asset trading management system according to claim 1, characterized in that: The risk management module includes a pre-transaction risk management submodule, a mid-transaction risk management submodule, and a post-transaction risk management submodule; The pre-trading risk management submodule is used to set multi-dimensional risk management indicators before trading; the multi-dimensional indicators include time, users and traders; The transaction risk control submodule is used to monitor risks in the transaction process; the transaction operation includes one or more of transaction instructions, performance transactions and Ukey access; The post-transaction risk management submodule is used to evaluate transaction behaviors and transaction results, and store risk events during the transaction process.

10. The carbon asset trading management system according to claim 9, characterized in that: The transaction risk control submodule is also used to: In response to a trading instruction, the trading instruction is compared with the trading plan, and for the content in the trading instruction that is inconsistent with the trading plan, a risk warning message is output or a prohibition operation warning message is issued; When the difference between the data in the transaction process and the risk management indicator is greater than the set threshold, risk warning information is output.

11. The carbon asset trading management system according to claim 1, characterized in that: The contract execution module is used to: Filling in the performance information in the setting template to generate a performance plan and an approval process for the performance plan; Set performance risk control indicators based on the approved performance plan; On the planned performance date of the performance plan, perform the performance operations according to the performance plan and record the performance information; After the performance is completed, the performance results and the performance information will be fed back to the system of the relevant monitoring party.

12. The carbon asset trading management system according to claim 1, characterized in that: The contract execution module is also used to: Compliance conditions are judged and compliance warnings are issued based on the user's carbon asset trading data.

13. The carbon asset trading management system according to claim 12, characterized in that: The contract execution module is used to: When a user completes a carbon asset transaction, the fulfillment conditions are determined by comparing the user's carbon asset transaction data with the set fulfillment data; the carbon asset transaction data includes one or more of the user's quota information, emission reduction information, transaction information, and production emission data; When the user meets the fulfillment conditions, output a prompt message to remind the user to fulfill the contract; In the event that the user does not meet the contract fulfillment conditions, a contract fulfillment warning message is output based on the contract fulfillment deadline.

14. The carbon asset trading management system according to claim 1, characterized in that: The system also includes a data acquisition module and a data analysis module; The data collection module is used to collect the basic carbon emission data of the target user; wherein the basic carbon emission data includes one or more of the coal quantity data entering the plant, the coal quantity data entering the furnace, the auxiliary fuel consumption data, the purchased electricity data, the power generation data, the operation time data, the plant power consumption data, the online power data, the coal quality detection data and the heating data; The data analysis module is used for: Determine a data value of at least one parameter based on the carbon emission basic data; Determine abnormal data in the data values; wherein the at least one parameter includes carbon emissions, quotas, power supply carbon emission intensity, and heating carbon emission intensity; the abnormal data includes data values ​​in the data values ​​that exceed a set threshold range; Outputting reminder information for the abnormal data.

15. The carbon asset trading management system according to claim 1, characterized in that: The system also includes a simulation trading platform, an investment research and analysis platform, and a knowledge base; The simulation trading platform is used to simulate the carbon asset trading process, and the simulation includes: simulation matching mechanism, display of income data, performance analysis and position analysis; The investment research and analysis platform is used to automatically generate a carbon asset trading data analysis report based on the third-party platform data; the analysis report includes the analysis and forecast of quota and emission reduction prices; The knowledge base is used to centrally store carbon asset trading information and provide a knowledge sharing channel.

16. The carbon asset trading management system according to claim 1, characterized in that: The system also includes a data information storage module; The data information storage module is used to store one or more of user account information, carbon assets and change records, transaction and performance records, approval documents, business operation process records, and market data; wherein different types of data are set with different confidentiality levels.

17. A carbon asset trading management method, characterized in that: Applied to the carbon asset trading management system according to any one of claims 1 to 16, the system includes a carbon account management module, a carbon trading management module, a risk management module and a compliance execution module; the method includes: Automatically log in to the carbon trading accounts and registration accounts of multiple users through the carbon account management module; Through the carbon trading management module, the carbon asset trading strategy and trading plan of the target user within the set trading cycle are generated according to the user's carbon emissions and the preset pairing rules, and the trading operation is performed according to the trading plan; The risk management module is used to manage the risks of carbon asset trading business before, during and after the transaction; Through the fulfillment execution module, according to the fulfillment plan, the fulfillment operation is performed according to the fulfillment plan on the planned fulfillment date, and the fulfillment information is recorded.

18. An electronic device, characterized in that: include: a memory having a computer program stored thereon; A processor, configured to execute the computer program in the memory to implement the steps of the method of claim 17.

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