Systems and methods for treating obstructive sleep apnea - Patents.com
A selective cooling device targets and melts adipose tissue in the oral pharynx to treat obstructive sleep apnea, addressing the limitations of current treatments by preserving healthy tissues and improving patient comfort.
Patent Information
- Application Number
- JP2024539544
- Authority / Receiving Office
- JP · JP
- Patent Type
- Applications
- Current Assignee / Owner
- Priority Date
- 2021-12-30
- Filing Date
- 2022-12-30
- Publication Date
- 2025-01-28
AI Technical Summary
Current treatments for obstructive sleep apnea, such as surgical interventions and CPAP machines, are invasive, uncomfortable, and have complications, while non-invasive methods like liposuction are not selective and can damage healthy tissues.
A medical device that selectively targets and freezes adipose tissue in the oral pharyngeal region using a cooling mechanism, preserving surrounding tissues and minimizing muscle damage, with adjustable mechanisms for precise application.
Effectively reduces obstructive sleep apnea symptoms by selectively melting fat tissue without damaging muscles, nerves, or other tissues, providing a minimally invasive and comfortable treatment option.
Smart Images

Figure 2025502801000001_ABST
Abstract
Description
[Technical field]
[0001] Priority claim This patent application claims priority to U.S. Provisional Patent Application No. 63 / 295,416, filed December 30, 2021, entitled "SYSTEMS AND METHODS FOR TREATMENT OF OBSTRUCTIVE SLEEP APNEA," which is incorporated by reference in its entirety herein. Literature citations
[0002] All publications, including patents and patent applications, mentioned in this specification are herein incorporated by reference in their entirety to the same extent as if each individual publication was specifically and individually indicated to be incorporated by reference.
[0003] The present disclosure relates generally to minimally invasive treatment of obstructive sleep apnea. [Background technology]
[0004] Obstructive sleep apnea (OSA) is a sleep disorder that affects up to 20% of the adult population. OSA generally occurs when soft tissues expand during sleep and block the pharyngeal airway, narrowing the upper airway and pausing or impeding breathing, resulting in the patient's repeated stop-and-start breathing. The obstruction can occur in one or more planes, including the retropalatal and retrolingual regions, and if untreated, can be left untreated to develop serious complications, including atrial fibrillation and heart failure.
[0005] The cause of this tongue enlargement is usually excess weight, which causes fatty tissue to accumulate within the tongue. As fatty tissue accumulates, the organs in the oral cavity, including the tongue, become enlarged, losing their firmness and increasing in volume. They are no longer able to maintain normal tone, and because of their increased size, they can encroach on the airways and restrict airflow. One condition of particular concern occurs when there is excess fat near the base of the tongue, close to the airways.
[0006] Surgical correction of such obstructions (e.g., glossectomy) remains a challenge, especially with respect to the posterior tongue region. Removal or ablation of tongue tissue has been performed with disappointing results due to complications including severe bleeding, abscess formation, and / or inability to move the tongue forward enough to relieve the obstruction. Medical devices such as tongue trainers have also resulted in limited movement or inconvenience for the patient.
[0007] Continuous positive airway pressure (CPAP) is a less invasive method than surgery to alleviate OSA, but it is not a permanent solution. The application of compressed air streams to the pharyngeal airway to overcome soft tissue collapse results in discomfort for the patient, total dependency on the machine, and drawbacks include nasal congestion, claustrophobia, skin irritation, bedsores, and dry mouth. Furthermore, as a result of the mechanics of the machine, the CPAP mask can fall off during sleep, it produces annoying noise, the mask leaks, and it is expensive and dependent on electricity. As a result of these factors, the patient is prevented from falling asleep, which indicates that it is a flawed solution to cure OSA, as the patient's disease is never cured and the patient continues to have complications while sleeping.
[0008] Fat freeze-thawing uses cold air to selectively target submucosal adipose tissue and reduce its volume by removing affected fat cells. However, the effect of cold air on cells is known to depend on a variety of factors, including the type of cell, the duration of exposure of the cells to cold air, the ratio of cooling to warming, and the number of cooling and warming cycles. Adipocytes undergo necrosis when exposed to temperatures below -15°C. At temperatures around -10°C, adipocytes are put into a pathway that closely resembles the apoptotic pathway. At temperatures ranging from -5°C to +10°C, cells can enter a hypermetabolic state leading to thermogenesis, which can also result in a reduction in lipid volume, i.e., adipocyte death.
[0009] From the above observations, it can be shown that exposure to temperatures ranging from +5°C to -15°C for 1-100 minutes can maximize the damage of adipose tissue while minimizing muscle damage. Moreover, even if 70-80% of skeletal muscle is damaged, the muscle regenerates reliably within a few days. These facts can be used to design devices that can selectively remove adipose tissue while preserving other types of tissue (e.g., skeletal muscle, blood vessels, and nerves).
[0010] Removing adipose tissue (fat) from the tongue is expected to reduce the volume of tissue in the oropharynx, and reducing this tissue is known to cure or reduce the severity of obstructive sleep apnea, as shown by the clinical results of other procedures (e.g., glossectomy and mandibular advancement). Furthermore, removing fat within key muscles of the tongue (e.g., genioglossus) may improve the functional ability of these muscle groups, thereby reducing obstructive sleep apnea. These muscles ensure that the tongue does not retract into the airway during both its active and inactive states. Adipose tissue interspersed within the muscle acts as a restraint for the muscle due to the mass of the adipose tissue and its inability to move in the same way as adjacent muscle fibers.
[0011] However, to date, cryo-thaw treatments for OSA involve a procedure similar to ablation, simply replacing electrolytic heat with cryo-thaw cold, which similarly destroys all tissue non-selectively and is associated with the same complications as non-cryo-thaw treatments.
[0012] OSA patients are known to have high rates of fat accumulation in areas of obstruction, specifically the soft palate and uvula, tongue base, and lateral pharyngeal walls. In these areas, adipose tissue may account for up to 40% or more of the total tissue volume. Removal of fat accumulations in these areas could alleviate OSA symptoms while preserving the surrounding tissue. However, freeze-thaw treatments for OSA thus far involve a procedure similar to ablation, only substituting freeze-thaw cold for electrolytic heat, which also destroys tissue nonselectively and is associated with the same complications.
[0013] The techniques used to treat obstructive sleep apnea range from non-invasive, such as continuous positive airway pressure (CPAP), to surgical modifications, such as glossectomy, which removes part of the tongue, to medical devices, such as tongue trainers. Unfortunately, many of these techniques provide limited results or are very cumbersome for the patient. Thus, there is an unmet medical need to develop minimally invasive techniques to treat obstructive sleep apnea in patients. Summary of the Invention [Problem to be solved by the invention]
[0014] The present invention has been made to solve the problems in the conventional techniques described above. [Means for solving the problem]
[0015] The present invention employs tissue-selective fat freeze-thawing to selectively remove fat cells from tissues responsible for OSA (e.g., oropharyngeal tissue), taking advantage of the fact that fat cells are more sensitive to cooling than other cell types, resulting in slow and steady digestion of the affected tissue by the surrounding macrophages. Associated systems, methods of use, and design parameters are provided herein.
[0016] In various embodiments, the present disclosure provides a medical device that exploits the particular vulnerability of adipose tissue to freeze-thawing to treat OSA without causing damage and / or loss of function of oropharyngeal tissue. Some embodiments of the medical device may include an engagement member shaped for the specific area to be cooled or configured to cool multiple organs at once. Some embodiments utilize a capturing portion configured to grab or pinch the targeted anatomical structure (e.g., soft palate, tongue base, and pharyngeal soft tissues, which are known to be associated with OSA), thereby cooling the tissue caught by the capturing portion and ensuring good mechanical contact during cooling. In some embodiments, the medical device may pierce the mucosa to cool the underlying tissue. The medical device may also be configured to inject a coolant into the underlying tissue to reduce the temperature of the deeper tissue. Additionally, the medical device may include an engagement member configured to pierce the lower mandibular triangle to reach the more difficult to reach areas of adipose tissue above the tongue.
[0017] According to one embodiment, a system for treating obstructive sleep apnea is provided, the system including: a cooling fluid source; an applicator configured to receive a cooling fluid, the applicator sized, shaped and configured to contact a first side of a patient's soft palate; an insulating material sized, shaped and configured to contact a second side of the soft palate opposite the first side, the insulating material configured to protect tissue behind the soft palate from cryogenic treatment; and an adjustment mechanism configured to allow translation of the applicator relative to the insulating material to capture the soft palate between the applicator and the insulating material, the applicator and the cooling fluid source configured to cooperate to cause cooling of the soft palate when placed in contact with the soft palate, and the applicator configured to be cooled to a temperature sufficient to cause freeze-thaw of adipose tissue within the soft palate.
[0018] In some embodiments, the insulation is disposed on an insulation holder that is coupled with an adjustment mechanism.
[0019] In one example, the system includes a first shaft that couples the applicator with the adjustment mechanism and a second shaft that couples the insulation with the adjustment mechanism.
[0020] In some examples, the adjustment mechanism is further configured to allow upward, downward, and axial translation of the applicator and insulation.
[0021] In one embodiment, the applicator is coupled to the first shaft with a hinge, the hinge allowing articulation of the applicator relative to the soft palate.
[0022] A method is provided that includes placing an insulating material on a first surface of a soft palate of a patient with obstructive sleep apnea; placing a cryogenic applicator on a second surface of the soft palate opposite the first surface to capture the soft palate between the cryogenic applicator and the insulating material; and cooling the soft palate or underlying tissue with the cryogenic applicator for a time sufficient to cause freezing and thawing of fatty tissue within the soft palate while preventing damage to tissue outside the soft palate with the insulating material.
[0023] In some instances, cooling the second surface reduces a volume of adipose tissue within the soft palate.
[0024] In one embodiment, the first surface includes a surface between the soft palate and a posterior wall of the oral cavity.
[0025] In another embodiment, the step of positioning the cryogenic applicator further includes adjusting a position of the cryogenic applicator relative to the insulation to capture the soft palate between the cryogenic applicator and the insulation.
[0026] In some examples, the method includes monitoring the temperature of the first surface, or the temperature of the insulation, and automatically ceasing cooling of the second surface.
[0027] A system for treating obstructive sleep apnea is provided, the system including: a cooler configured to cool a circulating fluid; a heater configured to heat the circulating fluid; an applicator configured to receive the circulating fluid from the cooler and the heater, the applicator sized and configured to contact oropharyngeal tissue; at least one temperature sensor adapted to sense a temperature of the oropharyngeal tissue or the applicator; at least one pump configured to move the circulating fluid from the cooler and heater into the applicator; and a controller operatively coupled to the heater, the cooler, the at least one pump, and the at least one temperature sensor, the controller configured to adjust a heat extraction rate of the applicator by adjusting an operating speed of the at least one pump based on a temperature measured by the at least one temperature sensor.
[0028] In some examples, at least one temperature sensor is disposed on or within the applicator.
[0029] In one embodiment, the cooler includes a first reservoir containing a coolant, a second reservoir containing a cryogen, a first pump fluidly coupled to the first reservoir, a second pump fluidly coupled to the second reservoir, a first heat exchanger unit, and a second heat exchanger unit, wherein the first pump is configured to circulate the coolant from the first reservoir through the first and second heat exchanger units, while the second pump is configured to circulate the cryogen from the second reservoir through the first and second heat exchanger units to cool the cryogen to a target temperature.
[0030] In some examples, a first pump circulates the coolant through the first heat exchanger unit and the second heat exchanger unit in series, while a second pump circulates the cryogen through the first heat exchanger unit and the second heat exchanger unit in parallel.
[0031] In some embodiments, the coolant has a different fluid composition than the cryogen.
[0032] In one embodiment, the first heat exchanger unit includes a first lumen configured to receive a coolant and a second lumen configured to receive a cryogen.
[0033] In some examples, the first heat exchanger unit includes first and second lumens configured to receive a coolant and a third lumen configured to receive a cryogen.
[0034] In one embodiment, the first heat exchanger further includes a thermoelectric cooler having a hot side and a cold side, with the first lumen in contact with the hot side and the second lumen in contact with the cold side.
[0035] In some embodiments, the first heat exchanger further includes first and second thermoelectric coolers each having a hot side and a cold side, the first lumen contacting the hot side of the first thermoelectric cooler, the second lumen contacting the hot side of the second thermoelectric cooler, and the third lumen contacting the cold side of both the first and second thermoelectric coolers.
[0036] A method is provided that includes the steps of contacting oropharyngeal tissue with a cryogenic applicator, delivering chilled circulating fluid to the cryogenic applicator with a pump, measuring the temperature of the cryogenic applicator or the oropharyngeal tissue, and adjusting the heat extraction rate of the applicator by adjusting the operating speed of the pump based on the measured temperature.
[0037] An apparatus configured for treating obstructive sleep apnea is provided, the apparatus including: a cooling fluid source; and an applicator configured to receive a cooling fluid, the applicator having a pair of opposing engaging members shaped to be complementary to a pair of external fat pads in the oropharyngeal cavity, the pair of opposing engaging members configured to be actuated to move away from one another to contact the external fat pads at a desired pressure, the applicator and the cooling fluid source configured to cooperate to cause cooling of the external fat pads when placed in contact with the external fat pads, the pair of opposing engaging members configured to be cooled to a temperature sufficient to cause freeze-thawing of adipose tissue within the external fat pads.
[0038] In some embodiments, the applicator includes a hinge, the hinge configured to facilitate movement of the pair of opposing engagement members.
[0039] In some instances, the applicator includes a scissor-like mechanism.
[0040] An apparatus configured for the treatment of obstructive sleep apnea is provided, the apparatus including a cooling fluid source and an applicator configured to receive a cooling fluid, the applicator having a first portion shaped and configured to contact and conform to a patient's tongue and a second portion shaped and configured to contact and conform to the tongue base and extend into the valley without interfering with the patient's endotracheal tube, the applicator and cooling fluid source configured to cooperate to cause cooling of the tongue and tongue base when placed in contact with the tongue and tongue base, and the engagement member configured to be cooled to a temperature sufficient to cause freezing and thawing of adipose tissue within the tongue and tongue base.
[0041] In some embodiments, the first portion has a concave surface shaped to match the concave surface of the tongue and the second portion has a concave surface shaped to match the concave surface of the tongue base.
[0042] In some embodiments, the second portion tapers towards the distal tip.
[0043] In one example, the first portion is approximately orthogonal to the second portion.
[0044] An apparatus configured for treating obstructive sleep apnea is provided, the apparatus including a cooling fluid source and an applicator configured to receive cooling fluid, the applicator sized, shaped and configured to contact a patient's soft palate without contacting the patient's uvula, endotracheal tube and teeth, the applicator and the cooling fluid source configured to cooperate when placed in contact with the soft palate to cause cooling of the soft palate, and the engagement member configured to be cooled to a temperature sufficient to cause freezing and thawing of adipose tissue within the soft palate.
[0045] In some instances, the applicator includes an upper curved portion that is shaped and configured to conform to the curvature of the patient's posterior palate region.
[0046] In one embodiment, the applicator further comprises a recess on the bottom portion configured to avoid the uvula, hi another embodiment, the recess has a width in the range of 5-15 mm.
[0047] In some instances, the applicator is generally horseshoe shaped.
[0048] In one example, the device further includes an articulator coupled to the applicator and configured to enable the applicator to articulate relative to the soft palate to apply a uniform force across the soft palate.
[0049] In one example, the articulator includes a constant force element, hi some examples, the constant force element includes a constant force spring.
[0050] The following drawings are presented by way of example and not limitation. For the sake of brevity and clarity, not all features of a given structure are necessarily labeled with a reference number in every drawing in which that structure appears. The same reference number does not necessarily indicate the same structure. Rather, the same reference number may be used to indicate similar features, or features with similar functionality, which may be labeled with non-identical reference numbers. [Brief description of the drawings]
[0051] [Figure 1A] ~ [Figure 1C] 1 illustrates an embodiment of a sleep apnea treatment system. [Figure 2A] ~ [Figure 2C] 1 illustrates the structure of an optional bulk cooling system. [Diagram 3] 13 shows an example of an optional configuration in which hot exhaust from a chiller is used to heat a warming tank. [Figure 4] 1 shows an example of various applicator dimensions based on the average dimensions of a human patient's oral cavity. [Figure 5A] ~ [Figure 5D] Various embodiments of non-invasive applicators that may be used to administer coolant to various sites in the oral cavity are shown. Specifically, Fig. 5A shows an applicator designed for treatment of the base of the tongue (BoT). Fig. 5B shows an applicator designed for treatment of the soft palate. Fig. 5C shows the soft palate applicator as well as the placement of insulation designed for thermal protection of the posterior wall. Finally, Fig. 5D shows an applicator designed for treatment of the lateral walls of the oral cavity. [Figure 6A] ~ [Figure 6B] 1 illustrates an example of an applicator having an internal flow passage. [Figure 7A] ~ [Figure 7B] 1 shows one half of an applicator with ports for connection to fluid inlet and outlet tubes. [Figure 8A] ~ [Figure 8B] A base of tongue (BoT) applicator is shown with sensors positioned in multiple ways on the bottom portion of the applicator (eg, the portion that contacts tissue). [Figure 9] 1 shows an example of the placement of temperature sensors in and around an applicator designed for tongue-base treatment. [Figure 10A] ~ [Figure 10B] 1 illustrates various embodiments of a non-invasive applicator for treating the base of the tongue (BoT). [Figure 11A] ~ [Figure 11C] 1 illustrates various embodiments of a non-invasive applicator for treating the soft palate. [Figure 12] 13A-13C show several embodiments of a soft palate applicator that allow for articulation of the probe. [Figure 13A] ~ [Figure 13D] 1 illustrates various embodiments of a non-invasive applicator for treating multiple areas of the oral cavity. [Figure 14A] ~ [Figure 14B] 1 illustrates various embodiments of an invasive applicator for treating the tongue base. [Figure 15] 1 illustrates one embodiment of an invasive applicator for treating the soft palate. [Figure 16A] ~ [Figure 16B] 1 illustrates various embodiments of concentric tubular probes, including penetrating and non-penetrating probes. [Figure 17A] ~ [Figure 17B] 1 illustrates various embodiments of a dual barrel probe, including a penetrating probe and a non-penetrating probe. [Figure 18] 1 is an embodiment illustrating an example of applicator packaging. [Figure 19] 13 illustrates an embodiment of an applicator in which an additional sensor is disposed. [Figure 20] 1 illustrates an alternative embodiment of an applicator. [Figure 21A] ~ [Figure 21B] 13 shows a further embodiment of the applicator, in which insulation is attached to the applicator to protect areas of the oral cavity that are not targeted for treatment. [Figure 22A] ~ [Figure 22B] 22A and 22B show one embodiment of the insulation removed from the soft palate applicator to protect the posterior wall, with FIG. 22A showing the physical insulation and FIG. 22B showing application during a clinical procedure. [Figure 23] 1 shows another tool in the form of an oral spatula that can be used for pre-application of cryoprotectant. [Figure 24] 1 shows another device for pre-application of antifreeze. [Diagram 25] 13 shows a further embodiment of an applicator that allows for dispensing and aspirating cryoprotectant. [Figure 26A] ~ [Figure 26B] 1 illustrates several embodiments of an antifreeze agent that adheres to various surfaces. [Figure 27] Fluoroscopy-based visualization assistance that can be used during introduction of the applicator is shown. [Figure 28] 13 illustrates another fluoroscopy-based visualization aid that can be used during introduction of the applicator. [Figure 29] 13 illustrates optical visualization aids that can be used during introduction of the applicator. [Diagram 30] 13 illustrates ultrasound-based visualization assistance that can be used prior to or during introduction of the applicator. [Figure 31A] ~ [Figure 31B] Further embodiments of the applicator are shown having working channels that can be used as guide channels for suction tubing and endoscopes. Figure 32A shows an embodiment of an applicator having two working channels, one housing an optical camera along the applicator to aid in visualization before, after, or during the procedure, and the other housing a flexible suction tube for sterilization. Figure 31B shows possible locations for the working channels to be placed on the applicator. [Diagram 32] 1 illustrates an implementation of incorporating on-board electronics into the applicator. [Figure 33A] ~ [Figure 33B] 1 shows the applicator attached to a fixed arm at an articulation joint. [Figure 34A] ~ [Figure 34B] 1 shows a close-up view of an arm of a sleep apnea therapy system. [Figure 35A] ~ [Figure 35D] 1 illustrates another embodiment of a forced traction system. [Figure 36A] ~ [Figure 36B] 1 shows an example of a mountable forced traction system with double barrel bearings. [Figure 37A] ~ [Figure 37C] 1 shows an example of a mountable forced traction system. [Figure 38A] ~ [Figure 38C] 1 shows an example of a stand-type forced traction system with an alignment gauge attached. [Figure 39A] ~ [Figure 39B] 1 shows an example of a cart-mountable forced traction system. [Figure 40A] ~ [Figure 40B] 1 shows an example of a customized pad for positioning a patient during treatment. [Diagram 41] FIG. 1 is a close-up view of the constant force system. [Diagram 42] 1 shows a flow chart of the control algorithm. [Figure 43A] ~ [Fig. 43O] 1 illustrates various feedback algorithms and their possible configurations of a control system for tongue base therapy. [Figure 44A] ~ [Fig.44D] 2 shows a control algorithm for adjusting the temperature determining factors. [Diagram 45]Duration-intensity curves for safety and efficacy of treatment are shown. [Figure 46A] ~ [Figure 46B] An apparatus is presented for using bioimpedance measurements to pre-determine whether treatment is appropriate for a patient. [Figure 47A] ~ [Figure 47B] 1 illustrates sequential steps of a clinical procedure a patient undergoes with an obstructive sleep apnea treatment system. [Figure 48] 1 shows an implementation of an applicator used for adenoid removal. DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
[0052] Described herein is an apparatus and method for treating obstructive sleep apnea. The sleep apnea treatment system 100 shown in FIG. 1A may include four main components: an oral applicator, a cryoprotectant, a temperature determining element, and a controller. The following description provides details and examples of the design and operation of the overall system and its individual components. Other objects, features, and advantages of the present invention will become apparent to those skilled in the art upon reading the following detailed description. However, it should be understood that the detailed description and examples, while showing some embodiments of the present invention, are given by way of illustration and not limitation. Various changes and modifications within the scope of the present invention may be made without departing from the teachings of the present invention, and the present invention includes all such modifications.
[0053] FIG. 1A shows one overall configuration of a sleep apnea treatment system 100 in a clinical environment, with a controller 108 connected to a temperature determining element 106, which has one or more lines connected to an oral applicator 102. These lines to the applicator may be connected and disconnected. In some embodiments, these lines may be connected by another line incorporating a valve with a connection to turn on and off the flow through this channel. In some implementations, the system may be configured to pass a pre-cooling agent through the line prior to treatment so that the temperature throughout the line is uniform and is not affected by the temperature of the line itself. The temperature determining element 106 may be configured to store, generate, or produce a cooled or heated medium that is pumped to the applicator by the pump 104. For example, the temperature determining element may be a simple refrigerant cooler that cools the circulating fluid passing through the applicator. In another embodiment, the temperature determining element may be a Peltier element located locally on the cooler temperature probe or away from the applicator, whereby the Peltier element cools the circulating fluid passing through the applicator. In this example, there may be a secondary loop of coolant that cools the Peltier element. A gas expansion system may be used, whereby compressed gas can expand in or near the applicator to provide rapid cooling. In some examples, the temperature determining element may be a heating device configured to supply heated gas or fluid to the applicator.
[0054] The controller 108 may be an electronic controller managed by a human operator or a computer / CPU system and may be configured to control the overall operation of the system 100. The complexity of the controller 108 may encompass control systems ranging from very basic to very complex operations. In the most basic installation, the control system may only control and stabilize the temperature of the temperature determining element 106. In another example, the control system may prompt the user for a procedure (e.g., switching from cooling to heating) and may issue warnings when sensor readings are out of range and require manual input to change incorrect parameters. In more advanced installations, the controller may manage the primary operations of the system, such as turning the pump on and off, facilitating the output of pump speed, cooler temperature, and heater temperature, and stopping treatment at the end of a session or in the event of an anomaly. In the highest degree of control system management, the controller may adjust the system based on feedback data from one or more sensors of the system, calculate time constants for the entire system, and act as a PID system, allowing the controller to personalize the patient's treatment. These are described in more detail below.
[0055] The controller 108 may execute actions based on a measurement and guidance system within the sleep apnea treatment system or may simply output data for interpretation by an operator. This measurement system may consist of multiple sensors located on or within the heater / cooler and applicator devices. The measurement system may collect information consisting of fluid flow, fluid pressure, cooler, heater or applicator temperature, applicator pressure against tissue, contact detection, etc.
[0056] The applicator of the sleep apnea treatment system is designed and configured to be placed inside or outside the patient's oral cavity. The applicator is the portion of the system that directly contacts one or more target tissues of the patient to be treated. In some examples, the applicator is constructed using metal, plastic, or ceramic components and may be sterilized or disinfected before use. The applicator may be non-flexible or flexible depending on the target tissue. Additionally, the applicator may be reusable or disposable. The applicator is designed and configured to remove heat from or deliver heat to the patient's tongue at a rate ranging from 0.2 to 95 watts over a period of 1 to 100 minutes. The applicator may include one or more sensors 110, which may include, for example, a temperature sensor, a flow sensor, a pressure sensor, and the like. A retractor or fixation arm 112 (described in more detail below) may be configured to hold the applicator in a fixed position near the patient during treatment.
[0057] In some embodiments, the applicator is comprised of multiple parts. Each part of the applicator may be connected to another part of the applicator or may be independent of the other parts of the applicator. Each part of the applicator is capable of extracting heat from and / or delivering heat to the tissue portion with which it comes into contact. Additionally, each part may vary in shape and size and may be designed to treat different portions of tissue within the oral cavity. The applicator may also have external markings indicating the midline of the applicator to aid in proper placement within the oral cavity. These external markings should be color-coded to be easily visible within the oral cavity. For example, green or blue will not glare or blend in with the surrounding tissue, whereas red, white, or black may be difficult to distinguish once inside the patient's oral cavity. The flow of coolant through these separate parts of the applicator may be configured to occur simultaneously, sequentially, or a combination of simultaneous and sequential. Additionally, each applicator part may be designed differently. For example, the applicator part treating the tongue may be a rigid metal device, while the applicator part treating the sidewall may be of the balloon type.
[0058] Since the anatomy of the oral structures varies from patient to patient, it is advantageous to design a range of applicators to select the most suitable one for a given patient. Alternatively, the applicator may be made of a compliant or deformable material. In one embodiment of the present invention, the applicator is made of a soft, stretchable, elastic material, which allows it to have the properties of an inflatable balloon. In that case, the balloon is first advanced to a fixed position in the oral cavity, where it is inflated with a warmed fluid so that it firmly contacts the surface. The fluid is then cooled while maintaining pressure to deliver the freeze-thaw treatment. At the end of the treatment interval, the liquid in the applicator is warmed and the applicator is deflated and removed. In some embodiments of the present invention, a compliant balloon has a uniform thermal conductivity and delivers treatment to all surfaces it comes into contact with. In another embodiment, the balloon has an insulating function, being constructed of different materials and thicknesses in different locations, or additional chambers filled with air, to provide insulation to protect oral structures that are not intended to be cold.
[0059] In any of the embodiments disclosed herein, the applicator and cooling fluid source are configured to cooperate to cool the target oropharyngeal tissue when placed in contact with the target surface of the oropharyngeal tissue, and further, the applicator and / or the applicator engagement member are configured to be cooled to a temperature sufficient to cause freeze-thawing of adipose tissue within the target oropharyngeal tissue.
[0060] 1B-1C are another embodiment of a sleep apnea treatment system, which includes at least an applicator 102, at least one pump / pump power supply 104, a cooler 106a, a heater 106b, a controller 108 (e.g., a laptop or other computing device), and a retractor 112, as described above. A flow sensor, such as an RPM meter 114, may be used to monitor the fluid flow rate during a given treatment session. In some embodiments, the flow sensor or RPM meter may be integrated into the pump / pump power supply. If the tissue temperature (e.g., as measured by a temperature sensor in contact with the tissue or applicator surface) is higher than the desired temperature, the operator or system (e.g., controller) may increase the fluid flow rate, i.e., the RPM of the pump, to increase the heat extraction rate. Conversely, the operator or system / controller may decrease the RPM to decrease the heat extraction rate, which will decrease the tissue temperature. In the system shown in FIG. 1B, the temperature determining element is shown as a separate heater 106b and cooler 106a with two independent lines from the temperature determining element to the applicator for delivery or removal of heated / cooled media. The system of FIG. 1B further includes a pump RPM counter and fluid flow monitoring with an in-line flow meter. A controller 108 (shown as a laptop) may be used for data collection, measuring treatment duration, temperature monitoring, managing the temperature of the temperature determining element, and medical billing. A retractor system may be configured to position the applicator, maintain a constant force / pressure on the tissue, and assist with visualization.
[0061] FIG. 1C shows another view of the system of FIG. 1B, which may include additional electronics 116 disposed on the cart, including, but not limited to, a frequency converter and one or more isolation transformers.
[0062] 2A-2C show one embodiment of a bulk cooling system scheme configured to optimize cooling of a cryogen for a sleep apnea treatment system. An insulated or non-insulated reservoir 201, preferably containing a liquid with a high heat capacity (e.g., water, glycol water solution, or dielectric fluid), is connected to a pump 202A, which conveys the fluid via tubing to the inlet of a bulk cooler 203A. The coolant is then pumped out of the outlet of the bulk cooler 203A and conveyed to a similar inlet of another (optional) bulk cooler 203B. In alternative embodiments, there may be one or more bulk coolers depending on factors such as the desired temperature of the cryogen. After passing through the bulk cooler 203B, the coolant returns to the reservoir 201 to continue circulating.
[0063] Also connected to pump 202B is an insulated reservoir 204 (e.g., a Dewar flask) containing a cryogen, which in parallel with the circulation of the coolant from reservoir 201, conveys the cryogen to the inlets of bulk coolers 203A and 203B. The cryogen then exits bulk coolers 203A and 203B and continues circulating back to reservoir 204. As shown in FIG. 2A, the coolant passes through the bulk coolers connected in series, while the cryogen passes through the bulk coolers 203A / B connected in parallel. This particular implementation allows for the maximum amount of heat transfer from the cryogen to the coolant, thereby facilitating cooling of the coolant itself. For example, the cryogen may be a mixture of ethanol and water, and the coolant may be water. Other examples of cryogenic agents include a mixture of 75.5% ethanol (C2H6O) and 24.5% water (H2O) (v / v), 80% hexyl acetate (C8H 16 O2) and 20% ethanol (C2H6O), 80% heptyl acetate (C9H 18Examples of suitable cryogens include a mixture of ethanol (C2H6O) and 20% ethanol (C2H6O), as well as other compounds or mixtures of compounds that exhibit low viscosity (η) (e.g., below 5 μPa) at low temperatures (e.g., −40° C.). The system allows for the transfer of heat from the cryogen to the coolant. In this example, it may be assumed that the cryogen will drop to a temperature of −40° C. The temperature of the coolant will increase due to the heat extracted from the cryogen as well as the heat generated by the TEC as a result of the TEC's self-heating. The coolant will need to be cooled again for the next cycle, which is done by dissipating its heat to the surrounding environment (most often to the room air). To increase this heat dissipation, it is desirable to maximize the temperature gradient between the coolant and room temperature. Since the room temperature is usually fixed around +20° C., it will be advantageous to increase the temperature of the coolant, which is achieved by two bulk coolers connected in series. In another embodiment, the coolant and the cryogen may flow through parallel or series bulk coolers 203. Additionally, one or more thermistors or temperature sensors 205 may be positioned throughout the coolant or cryogen circulation. It may be preferable to position thermistors or temperature sensors 205 before and after the cryogen passes through the bulk coolers 203A / B in order to compare the temperature difference of the fluid exiting each bulk cooler.
[0064] FIG. 2B shows details of one embodiment of the bulk cooler mechanism. The bulk cooler of this embodiment may show details of the bulk coolers 203A and 203B described above. The bulk cooler may include, for example, three heat exchangers, between which two thermoelectric coolers (TECs) may be placed. The heat exchangers allow fluid to pass through the inlets and outlets. As the coolant flow passes through the heat exchangers, the outermost heat exchanger is in contact with the hot surface of the TEC 207 and acts as a heat sink for the TEC. As the coolant flow passes through the outermost heat exchanger, the cryogen flow passes through the innermost heat exchanger, which is surrounded by the cold surface of the TEC 208 to properly cool the cryogen.
[0065] In the FIG. 2C embodiment of the bulk cooler, any number of TECs may be stacked between the heat exchangers. These TECs may be stacked to increase the heat pumping capacity of the TECs by reducing the temperature difference between each TEC to cool the coolant more quickly. When multiple layers of TECs are implemented, as shown in the FIG. 2C embodiment, the hot side of a first TEC of TEC 207 may be positioned adjacent, proximate, or in contact with the cold side of a second TEC of TEC 208. Although two TECs are shown between the layers of the heat exchangers in the FIG. 2C embodiment, it will be appreciated that any number of TECs may be implemented in alternative embodiments.
[0066] 3 shows one embodiment of a temperature determining element system 300, which is comprised of a heater 301, a cooler 302, and an enclosure 303 to enhance the efficiency of a warming tank 304. As with the previous embodiments, the cooler 302 and warming tank 304 have fluid lines 305 for dispensing coolant or warming fluid to the applicator, and a valve 306 switches between dispensing the different fluids. The heater 301 is disposed within the warming tank 304, which is surrounded by an enclosure 303 that is connected to an exhaust line 307 that feeds the cooler exhaust into an area within the enclosure, allowing thermal energy generated by the cooler 302 to heat the warming tank 304. The enclosure is preferably made of a high R-value material (e.g., fiberglass or polystyrene).
[0067] Applicators of the present disclosure may include one or more pieces (e.g., an upper piece and a lower piece) that are machined from metal or other suitable material (e.g., aluminum, plastic, or stainless steel) and connected by screws, adhesives, or other similar methods.
[0068] FIG. 4 shows an example of various applicator dimensions based on the average dimensions of the oral cavity of a human patient. The size of the tongue, and therefore the size of the applicator, is limited by the size of other intra-oral structures. Applicators according to the present disclosure may be designed in a variety of sizes, including having widths ranging from 20-40 mm, etc. Alternatively, the applicator may be designed small enough to fit the majority (e.g., 90%) of the population.
[0069] 5A-5D show various embodiments of an applicator 502 that may be used to administer coolant to various sites in the oral cavity. The embodiment of FIG. 5A shows one example of an applicator used to administer coolant to the base of the tongue. The face of the applicator may have a curvature that allows it to conform to the base of the tongue so that coolant can be evenly administered to all intended sites on the tongue. The face of the applicator is intended to be placed at the midline of the tongue, but the exact placement will depend on the needs of the patient and may be offset. The inlet and outlet of the applicator through which the coolant is administered may be located at the top of the applicator to fit the curvature of the device. Additionally, the handle to which the applicator of FIG. 5A is attached may have a curvature similar to that of the oral cavity and pharyngeal region to allow the face of the applicator to be properly placed at the base of the tongue, both to avoid discomfort for the patient and to allow ease of use for the operator of the device.
[0070] The embodiment of FIG. 5B shows an example of an applicator intended to reach the posterior palate region of the oral cavity. The face 504 of the applicator of FIG. 5B may be slightly curved and undersized to accommodate the curvature of the posterior palate region. To allow for a compact design, the inlet and outlet tubes of the applicator may be located just behind the applicator face, and in addition, the applicator handle may be located between the inlet and outlet tubes. This applicator handle may be used to position or tilt the face of the applicator at the desired treatment site. In some embodiments, the angle between the handle and the applicator is adjustable, allowing the applicator to rotate or articulate to better follow the anterior surface of the soft palate. Adjustment may be achieved, for example, with a set screw or a spring-loaded friction hinge 506.
[0071] As shown in Figure 5C, this embodiment may include insulation disposed between the soft palate and the posterior wall. The insulation may be configured to prevent the palate from loosening and pressing against the posterior wall when the applicator is placed against the palate. The presence of the insulation also ensures that the posterior wall is not exposed to any unwanted cooling.
[0072] The embodiment of FIG. 5D illustrates an applicator 502 configured to reach the lateral fat pad of the oral cavity. The applicator 502 of FIG. 5D may have multiple applicator faces 509a and 509b for separate treatment zones of the lateral fat pad. As shown, the applicator faces 509a and 509b may be oriented in opposite directions. These applicator faces may be manipulated or pressed against the lateral fat pad with a desired pressure by an applicator handle 508, which may include, for example, a scissor mechanism including a hinge 510. Manipulation of the handle 508 may allow the applicator to pivot about the hinge 510, which may allow the applicator faces 509a and 509b to move apart and contact opposing lateral fat pads. The applicator handle of FIG. 5D may allow the desired pressure to be applied to the lateral fat pad by narrowing or widening the two handles. Once the applicator is in the desired position, the latch can be locked to fix the position of the external fat pad relative to the applicator face for treatment.To allow for a compact design, the inlet and outlet tubes of the applicator may be located just behind the applicator and near the handle.
[0073] 6A-6B show one example half of an applicator, including a fluid flow path. The fluid flow paths within the applicator may be designed and configured to maintain a relatively constant cross-section from the inlet to the outlet of the applicator. The inlet and outlet are designed to receive and return cooled or heated media from the temperature determining element. In one embodiment, the flow paths have an average width of 5 mm and an average height of 3 mm. This design allows the fluid to flow at a relatively constant rate through the applicator without large fluctuations in pressure and flow rate, thereby minimizing temperature changes at the applicator surface while allowing uniform heat extraction from the tissue.
[0074] 7A-7B, the other half of the applicator may have two ports for connection to inlet and outlet fluid tubes in addition to the fluid flow path within the applicator. This design allows for one or two pairs of temperature sensors (typically thermistors) to be placed at the inlet and outlet to sense the temperature of the fluid.
[0075] Additional passages may be provided on the applicator to allow for sensors to be placed on the bottom surface of the applicator, allowing the wiring for these sensors to come from the top surface of the applicator, as seen in Figures 8A-8B. These sensors may be connected to the arms of the applicator by electrical circuitry, for example by a flexible circuit integrated into the arm of the device. In this implementation, the passages for the wiring allow the electrical wires for the temperature sensors to pass from the top surface to the bottom surface, but these passages do not contact the fluid flow paths within the applicator.
[0076] FIG. 9 shows an example of the placement of temperature sensors in and around the applicator. Briefly, a composite cryoprotectant (CPC), described below, is placed around the applicator. In FIG. 9, the CPC is shown as a cross-hatched area. An in-line temperature sensor (e.g., S1) may be used to measure the temperature of the fluid passing through the inlet and outlet ports of the applicator. A block surface temperature sensor (e.g., S2) may be used to measure the temperature of the applicator surface, and a tissue temperature sensor (e.g., S3) is used to measure the tongue surface temperature. In some embodiments, silicon may be placed between the sensor and the applicator face. The block temperature sensor may be glued to the surface of the applicator, and the tissue temperature sensor may be sewn into the fabric of the composite cryoprotectant (CPC). There is no limit to the number of temperature sensors that may be used, but in one example, five sensors may be used in the applicator and CPC.
[0077] The applicator bottom surface (e.g., the surface that contacts the tissue) can have a variety of shapes. In one embodiment shown in FIG. 10A, the curvature of the device along the long axis has a concave surface with a smaller radius of curvature (more curved) toward the distal end, which is configured to be placed in the posterior part of the oral cavity. In this embodiment, the cross section of the applicator along the short axis, which is parallel to the coronal axis of the body when the device is placed in the oral cavity, has a convex curvature. This design allows the applicator to be pressed against the tongue and to make firm contact with tongue tissue. Typically, the applicator has a long axis length of 45±30 mm and a short axis length of 28±18 mm.
[0078] In another embodiment shown in FIG. 10B, the curvature of the applicator 1002 along its long axis is longer and more concave than that of the applicator of FIG. 10A to accommodate the shape of the human tongue and increase the effective contact area. In this embodiment, the width of the applicator is configured to taper toward the distal end of the device to reach into the valley without interfering with the endotracheal tube. In some embodiments, the distal end may taper toward the distal tip as shown. The increased concavity of this applicator allows the tongue to be depressed more, potentially enhancing treatment of deeper fat. Typically, the applicator has a long axis length of 50±40 mm and a short axis length of 20±18 mm, which may make this applicator more suitable for smaller oral cavities. 10B, the applicator 1002 may have a first portion 1004 generally configured to contact the tongue and a second portion 1006 generally configured to contact the tongue base and reach into the valley without interfering with the endotracheal tube. For purposes of this disclosure, the tongue is divided into a tongue moving portion and a tongue base. The tongue moving portion generally extends from the frenulum to the circumvallate papillae and is part of the oral cavity. The tongue base is posterior to the circumvallate papillae and is part of the oropharynx. In some examples, the first portion of the applicator may have a first concave surface and the second portion may have a second concave surface. For example, the first and second concave surfaces may be different. In some embodiments, the first portion of the applicator is generally or approximately perpendicular to the second portion of the applicator as a result of a bend, curvature, or concavity between the first and second portions of the applicator. In some embodiments, the curvature or concavity of the first and second portions of the applicator is designed and configured to conform or adapt to the patient's anatomy, such that the curvature or concavity necessarily enables the second portion of the applicator to reach under the tongue base and into the valley.
[0079] 11A-11C show various embodiments of an applicator 1102 having an applicator face 1104 configured to treat the soft palate. FIG. 11A shows one embodiment of an applicator 1102 that may be sized, shaped, and configured to treat the soft palate while avoiding the uvula, endotracheal tube, and teeth. As can be seen, the applicator 1102 may include a top curved portion shaped and configured to match the curvature of the posterior palate region, but has a slight depression 1106 at the bottom toward the tongue base to avoid the uvula. This depression may range in width from 5-15 mm to accommodate the size of the average width of the uvula.
[0080] Figure 11B follows a similar design to Figure 11A to avoid the uvula and treat the soft palate, except that the applicator 1102 in Figure 11B has a larger indentation towards the tongue base, giving the applicator a horseshoe shape in order to avoid the uvula entirely and treat the posterior region of the oral cavity with arms or extensions 1108.
[0081] The embodiment of Figure 11C shows an applicator 1102 with a retainer 1104 for stability of the soft palate during treatment. The applicator face is similar to that of the embodiment of Figure 5B, but with a flexible retainer 1104 attached to the top of the soft palate probe and a hard spine 1106 supporting the retainer. The retainer may be pressed against the hard palate for stability during treatment, and is 20-50mm long and 20-45mm wide to accommodate hard palate sizes.
[0082] FIG. 12 shows a mechanical solution for articulation and positioning of the soft palate probe, which allows a uniform force without moments to be applied by the applicator face. FIG. 12 shows one embodiment of an articulator that utilizes a constant force spring peg 1201, a linear slot 1202, a custom clevis pin 1203, a pin 1204, a probe arm 1205, and a radial slot 1206 to allow the applicator face to automatically articulate (e.g., at angles up to 30 degrees, or up to 45 degrees) to match the angle of the soft palate. Articulation of the device is accomplished using a constant force piston that includes a constant force spring, a linear slot 1202, and a custom clevis pin 1203. The constant force spring is attached to the constant force spring peg 1201 over the linear slot 1202 and is attached to the custom clevis pin 1203 to control the force / pressure applied to the soft palate. The radial slots 1206 allow the constant force piston to rotate so that the force is perpendicular to the soft palate. The pins 1204 are used to hold the mechanism in place until the physician has placed the probe, and when removed the mechanism engages. This minimizes physician dependency and reduces variability in probe placement. The pins 1204 and custom clevis pins 1203 attach the device to a probe arm 1205 allowing the device to be secured to a traction stand for treatment.
[0083] Other mechanical solutions may be used for articulation of the soft palate applicator, such as a balloon catheter or a steerable sheath. For example, a balloon catheter may be placed between the back of the hinged applicator face and a stationary rod. Inflating the balloon catheter exerts a force on the rod, which repels and directs the rod towards the face of the applicator in the direction of the oral cavity. This force then pushes the applicator, which can rotate on the X, Y, or Z axis depending on the hinge placement. Attaching the applicator to a ball joint with an additional balloon catheter can also allow for XYZ axis articulation of the applicator. In addition to articulation, the balloon catheter implementation also allows for a uniform force across the entire face of the applicator. Another means of articulation could be to attach a steerable sheath to another area of the applicator, such as the back of the applicator face to facilitate movement in the ZX plane for positioning the applicator. As another example, a working channel containing an optical lens could be attached to the steerable sheath to achieve visualization in multiple directions. These methods may also be incorporated into applicators targeted to different treatment sites.
[0084] 13A-13D show multiple embodiments of an applicator probe 1302 capable of treating multiple sites of the oral cavity. FIGS. 13A-13B show a probe capable of treating the tongue base and lingual tonsils. The applicator 1302 of FIGS. 13A-13B may include an inlet 1304 and an outlet 1306 for cooling fluid or medium, an insulated top surface 1308, a non-insulated side or bottom surface 1310, and a shape 1312 that tapers toward the distal end to allow the applicator to reach into the valley. In terms of shape, the applicator tapers in width from the proximal end to the distal end toward the valley, with the distal portion configured to treat the lingual tonsils. The insulation on the top surface of the applicator prevents injury to undesired sites of the oral cavity, while the non-insulated surfaces on the bottom and sides of the applicator allow the applicator to treat the intended target site.
[0085] 13C-13D show an embodiment of an applicator 1302 capable of treating the soft palate, tongue base, and lingual tonsils. The applicator 1302 of FIG. 13B is similar to that of FIG. 13A, but includes a spring-loaded arm 1314 mounted on the applicator 1302 and a separate soft palate probe 1316 configured to treat the soft palate. The soft palate probe is configured to articulate with the spring-loaded arm independent of the applicator 1302. The soft palate probe 1316 is configured to release and compress the soft palate when the applicator 1302 is placed on the tongue base, thereby allowing the soft palate to be treated along with the tongue base without the need for multiple applicators. The spring-loaded arm is configured to pre-bias the soft palate probe to exert a force against the soft palate upon placement. As shown, the soft palate probe may include separate inlet / outlet tubes (or lumens) for supplying cooling fluid to the soft palate probe. The inlet / outlet tubes (or lumens) of the soft palate probe may be in fluid communication with the inlet / outlet of the applicator 1302 to allow the cooling fluid supplied to the applicator 1302 to also be supplied to the soft palate probe 1316.
[0086] In some embodiments, a cooled balloon or balloon-like applicator may be used to simultaneously treat one or more areas of the oropharynx (e.g., the tongue base, lateral pharyngeal walls, and / or the soft palate or uvula). The cooled balloon is selectively movable between an inflated and a deflated state, and in the inflated state is configured to expand in the oropharynx and contact the pharyngeal walls and / or the palate (i.e., the uvula).
[0087] 14A-14B show various further embodiments of needle applicators designed to perform invasive cryolipolysis. In such embodiments, the needle applicator can penetrate tissue to deliver a cooling agent. In some examples, the cooling agent can be comprised of an ice slurry, preferably 20-40 percent ice volume, saline, and glycerol. In another example, the needle applicator can penetrate tissue to administer a vasoconstrictor and cryoprotectant to reduce blood flow and prevent unwanted ice formation. The needle applicator can also penetrate tissue to cool the tissue by surface contact. In some embodiments, hypertonic saline or Botox (e.g., C) can be administered to enhance tissue modeling. 6760 H 10447 N 1743 O 2010 S 32 ) may be delivered. FIGS. 14A-14D show applicator needles designed and configured to reduce fat at the roof of the mouth. With reference to FIG. 14A, the needle applicator may be injected into the tongue from the subcutaneous layer under the mandible to penetrate the target tissue and administer the coolant. With reference to FIG. 14B, the needle applicator may be placed in the oral cavity to inject the coolant into the dorsal surface of the tongue. The needle may also be placed midline or laterally through the lingual frenulum. Invasive measures may also be applied to various locations of the oral cavity (e.g., uvula, soft palate, side wall, and / or vallecula). For injection into the side wall, the needle applicator penetrates the side wall to inject the coolant with the needle designed to prevent deep penetration, preferably penetrating only approximately 2 mm into the side wall to avoid contact with the carotid artery. Depending on the facility, these protruding needles may be curved.
[0088] Figure 15 shows an embodiment of invasive freeze-thaw targeting the soft palate. In such an embodiment, a needle applicator may enter the oral cavity through the mouth and penetrate the soft palate to inject coolant, similar to that shown in Figures 14A-14B, but now penetrating the soft palate.
[0089] In such an embodiment, the needle applicator is not limited by the number of penetrable attachments. The needle applicator may be detachable or attachable to the non-invasive applicator. Each penetrable attachment may vary in length, shape, and circumference. For example, the penetrable needle may be straight or curved. The needle applicator may include sensors at or near the needle tip to measure temperature, flow rate, needle depth, or pressure. To increase the effectiveness of the penetration, multiple attachments may be applied to the needle applicator. For example, in one embodiment, the needle applicator may be equipped with a suction system using a porous foam or plastic material that does not have a high thermal conductivity to pull the applicator tightly to the tissue. Once properly positioned, the needle applicator may inject a small short needle into the tissue to administer the coolant to the target site. In another embodiment, a micropump and a syringe pump may be used to carefully monitor the amount and injection rate of the coolant. In addition, a temperature sensor (typically a thermistor) may record the temperature at or near the tip of the needle and prompt changes in flow rate depending on the reading. In one example, if the temperature sensor measures the coolant being injected at too high a temperature, an increase in flow rate may be performed to maintain -5°C. In another embodiment, the needle applicator may be constructed with a vacuum insulated needle to protect the tissue through which the needle passes as well as to keep the liquid as cool as possible until it reaches the target tissue.
[0090] 16A-16B show a concentric tubular probe implementation of the applicator 1602. This design may be used to cool tissue by contacting the tissue at its surface (FIG. 16B) or by penetrating the tissue to extract heat from a deeper tissue target (FIG. 16A). In both embodiments, fresh coolant is supplied to the probe through the inner lumen 1604 and extracted using the outer lumen 1606. In some embodiments, the inner and outer lumens may be concentric. In one embodiment, the outer lumen may include a tubular space between the inner lumen and the outer wall of the concentric tubular probe. FIG. 16A shows the penetrating case of the probe, which may be for cooling a large fat deposit deep at the base of the tongue. FIG. 16B shows the non-penetrating case of the probe, which may be for cooling the adenoids. Optionally, insulation may be placed over the outer tube to prevent cooling of tissue other than the specific tissue, as well as concentrating the cooling effect at the distal end of the cooling probe.
[0091] 17A-17B show an applicator 1702 with a dual barrel probe design. As with the concentric tubular probe described above, this design may also be used to cool tissue by contacting the tissue at its surface or by penetrating the tissue to extract heat from a deeper tissue target. In either case, fresh coolant is supplied to the probe through inlet lumen 1704 and returned by outlet lumen 1706. FIG. 17A shows the penetrating case of the probe, which may be for cooling a large fat deposit deep at the base of the tongue. FIG. 17B shows the non-penetrating case of the probe, which may be for cooling the adenoids. Optionally, insulation may be placed on both tubes to prevent cooling of tissue other than the specific tissue, as well as concentrating the cooling effect at the distal end of the cooling probe.
[0092] 18 is an embodiment showing an example of applicator packaging. The applicator may be surrounded by insulation that covers all sides except the bottom side (e.g., the side that contacts the tissue). A composite cryoprotectant including a cryoprotectant and a sheet may cover all sides of the applicator, including the bottom side. The sheet may be, for example, soaked in the cryoprotectant attached to the applicator.
[0093] FIG. 19 is an embodiment of an applicator 1902 with potential sensor placements shown. Referring to FIG. 19, these sensors may be placed on or within the applicator for non-invasive measurement of parameters related to the treatment or operation of the applicator or device. These additional sensors may consist of pressure sensors, flow sensors, contact sensors, electrical impedance sensors, temperature sensors, etc. For example, the applicator may include an in-line fluid temperature sensor 1904, an applicator surface temperature sensor 1906, and a tissue interface temperature sensor 1908. In another example, pressure sensors may be utilized to monitor fluid pressure at various locations to detect leaks or system anomalies, or to monitor the force and pressure exerted by the applicator on the tissue. In one embodiment, the applicator may include a temperature sensor that penetrates the tissue beneath the applicator to monitor tissue temperature. For example, a nitinol needle may be flat on the applicator during placement, but as the temperature changes, it changes shape and penetrates the tissue to allow temperature measurement at a predetermined depth.
[0094] FIG. 20 shows an alternative embodiment 2002 of the applicator, which may be an applicator similar to applicator 1902 and includes sensors 2004, 2006, and 2008. Applicator 2002 may include an applicator packaging similar to that shown in FIG. 18. Compared to the embodiment shown in FIG. 18, the embodiment shown in FIG. 20 differs from FIG. 18 in that the composite antifreeze is placed around the metal part of the applicator instead of spreading around the insulation. A pair of adhesive sheets 2010 may be used between the metal applicator and the composite antifreeze, and between the composite antifreeze and the insulation. The advantage of the embodiment shown in FIG. 20 is that it is easier to manufacture and the finished product is more reliable.
[0095] 21A-21B show a further embodiment 2102 of an applicator having insulation. FIG. 21A shows one embodiment 2104 of insulation in direct contact with the applicator 2102. The insulation may surround the applicator and may be designed to prevent cryoablation of the tissue to be preserved (i.e., non-target tissue). The insulation may be designed and configured to keep the tissue in contact with it at or above +10° C. even when the applicator is at a low temperature (e.g., −30° C.). The insulation may cover the sides as well as the top of the applicator, but should not physically damage the tissue in contact with the insulation. In some examples, the insulation is a solid body or a structure with voids. The insulation may be plastic and may be an open or closed cell foam. In this embodiment, FIG. 21A shows a tongue-based applicator surrounded by insulation, but any other applicator described herein may implement or utilize the insulation described in this embodiment.
[0096] FIG. 21B shows an applicator and a system configured to administer insulating material to the soft palate area, combining two devices into one unit or system. The system of FIG. 21B operates by capturing the soft palate between the soft palate probe and the insulating material holder 2101. Placing the insulating material on the insulating material holder 2101 may be done by wrapping the insulating material around the holder 2101 or by slitting the insulating material to allow attachment to the holder 2101. When cryotherapy is administered to the soft palate by the soft palate applicator, the insulating material holder 2101 and the insulating material disposed thereon may be configured to be placed on the opposite side of the soft palate to protect other sensitive tissues behind the soft palate from the cryotherapy.
[0097] 21B shows an adjustment mechanism 2110 that controls the position and orientation of the applicator relative to the insulation holder and insulation. The adjustment mechanism 2110 may include a first shaft 2112 coupled to the applicator and a second shaft 2114 coupled to the insulation holder / insulation. The soft palate is easily captured between the soft palate probe 2102 and the insulation holder 2101 by buttons 2103 and 2104 that allow upward, downward, and / or axial translation of the first and second shafts, the insulation holder 2101, and the soft palate probe. Additionally, the device may have a lever 2105 that deflects the insulation to urge the soft palate between the soft palate probe 2102 and the insulation holder 2101. The captured soft palate can be brought to the face of the probe by upward translation of the insulation holder 2101 or downward translation of the soft palate probe. In some embodiments, the soft palate probe may implement a hinged or spring-loaded connection as described above to allow the soft palate probe to be translated or rotated relative to the targeted tissue. The device of FIG. 21B is also easily mountable to a tow stand with a sliding spring clamp 2106 for mounting and easy linear positioning. Contact and / or pressure sensors may also be utilized in conjunction with the device to apply the appropriate pressure to the soft palate and ensure contact with the intended treatment site is made.
[0098] In another embodiment, the device of FIG. 21B may implement a different method of capturing the soft palate for insulation purposes. For example, the insulation holder 2101 of FIG. 21B may be replaced with a hinged insulation that hooks onto the soft palate when inserted into the oral cavity. This allows the insulation to always be aligned with the soft palate applicator, and a mechanism can be implemented to pinch the soft palate with a known or predetermined pressure. Similarly, magnetism may allow the applicator and insulation to magnetically connect or attract each other when placed in the oral cavity. In this embodiment, the insulation may be placed behind the soft palate, and once the soft palate probe is placed in front of the soft palate, the magnets on each component are configured to lock or attract each other to capture the soft palate between the insulation holder and the soft palate applicator.
[0099] 22A-22B show an embodiment 2201 of the insulation removed or disconnected from the applicator to provide insulation and protection to another area of the oral cavity. The insulation 2201 of FIG. 22A may be placed between the soft palate and the posterior wall of the oral cavity to protect the posterior wall and monitor changes in selected variables (e.g., temperature and pressure). The insulation may be an open or closed cell foam to allow for flexibility and to reach areas of the oral cavity that are normally hard to reach. The insulation may be of a variable range of thickness and may be jagged along the midline to prevent pressure on the spine. Sensors may be placed on one or both sides of the insulation, by implementing flexible circuits. For example, pressure or contact sensors may be attached to ensure that the insulation is in uniform contact with the soft palate. Additionally, sensors within the insulation may be used to ensure that the entire soft palate has been cooled. In some examples, a sensor on the insulation may be configured to monitor for a target temperature, and treatment may be automatically or manually stopped once the insulation reaches the target temperature.
[0100] FIG. 22B shows one implementation of the insulation of FIG. 22A, where a disconnected or detached insulation 2201 is placed between the soft palate and the back wall to prevent cryoablation of tissue and nerves to be preserved. As shown in FIG. 22B, the insulation 2201 may be sized and configured to extend all the way from the soft palate to outside the patient's oral cavity, and may be placed under or immediately adjacent to the soft palate applicator, as shown. A temperature sensor 2204 is placed on the insulation and a sensor 2206 is placed on the contact surface of the soft palate probe to compare the temperature difference between the front and back sides of the soft palate. By monitoring the temperature on both sides of the soft palate, it is possible to ensure that the soft palate is sufficiently cooled, i.e., the temperature reading of the temperature sensor on the insulation is approaching the temperature reading of the temperature sensor on the soft palate probe. For example, if the soft palate probe temperature is -25°C at the anterior side of the soft palate, the posterior side of the soft palate is expected to cool to -5°C, which would result in transmural treatment of the soft palate tissue. In another embodiment, a temperature sensor may be placed on the bottom surface of the insulation to monitor the temperature of the posterior wall to ensure that it does not reach a temperature that could cause tissue and nerve freezing applicator.
[0101] The composite cryoprotectant (CPC) may include a cryoprotectant and a fabric sheet. The cryoprotectant may be pure glycerin or pure glycerol, or propylene glycol, or any other non-toxic cryoprotectant compound that reduces ice formation in tissues at low temperatures (e.g., a mixture of ethanol and distilled water). The fabric sheet may be a porous woven material made from natural or synthetic fibers with a total sheet thickness of the order of 0.1-1.0 mm, preferably 0.4-0.5 mm. The fabric sheet may be wrapped around the applicator and mechanically secured, or may be manufactured in the form of a sleeve and placed around the applicator, followed by cinching of pre-installed threads to secure it in place. In either case, a fabric sheet soaked in the cryoprotectant is used as a carrier for the cryoprotectant.
[0102] Cooling and heating of the applicator is accomplished by convection, where a fluid that is cooled or heated elsewhere is pumped through the applicator. Typically, the chiller is set at a temperature in the range of 1-10°C below the desired metal temperature of the applicator. For example, if the desired metal temperature is -30°C, the chiller may be set at -35°C. It is also possible to set the chiller at a much lower temperature (e.g., -40°C) early in the test to speed up the cooling process. Regardless, by monitoring the temperature difference between the inlet and outlet fluids and knowing the flow rate, it is possible to calculate the amount of heat extracted by the applicator as follows:
[0103] Heat extracted = (Outlet temperature - Inlet temperature) x (Specific heat of fluid) x Fluid flow rate
[0104] Alternatively, the heat extracted can be calculated by monitoring the temperature difference between the tissue temperature sensor (S2 in FIG. 20) and the applicator temperature sensor (S3 in FIG. 20), in which case heat extracted=(temperature of S3-temperature of S2) / (thermal resistance of CPC).
[0105] Monitoring temperature during a clinical procedure enhances the usefulness of the device's functionality. For example, a significantly lower temperature reading at one tissue temperature sensor on the face of the applicator compared to another tissue temperature sensor may indicate that the applicator is not in good contact with the tissue at the first tissue temperature sensor location, thereby causing the coolant to not be distributed evenly at the desired site.
[0106] Monitoring temperature during clinical procedures can increase the usefulness of the treatment. For example, vibrations or dents seen in the applicator surface temperature sensor or tissue temperature sensor can indicate that the freezing of the deeper tissue may not be complete. This can be caused when the applicator is not cold enough to freeze and keep the deeper tissue frozen. Initially, the deeper tissue may freeze, but since solids have a higher thermal conductivity than liquids, heat from the deeper tissue may reach the frozen portion and thaw it. The thawed tissue has a higher thermal resistance and can be frozen again, and this cycle repeats, resulting in thermal oscillations, which reduces the effectiveness of the freeze-thaw of the fat cells. This freeze-thaw cycle can be avoided by lowering the applicator temperature, stopping the thermal oscillations, keeping the deeper tissue frozen and reducing the number of phase changes. Thus, during clinical procedures, the applicator surface temperature and / or tissue surface temperature can be monitored, and if oscillations are observed, intervention can be performed by lowering the chiller temperature and / or increasing the fluid flow rate to increase the heat extraction rate.
[0107] Warming the applicator during treatment can be done in several ways. The first option is to apply heat quickly at first, then slowly, creating a heating curve that does not exceed 37°C. The second option is to apply heat as quickly as possible up to 40°C. In a rewarming situation, a PID control system can be used to achieve a specific rate of change, or to create a curve with different rates that fits a given curve. For example, a first rate is very fast, followed by a second rate that is significantly slower. To further utilize the warming procedure, the energy required to warm the tongue and / or the ramp rate of the tongue heating can be used to calculate how much the tongue has cooled. This is an efficacy indicator to verify whether the treatment is good. In one example, this calculation can be done by mathematically measuring the area under the curve, which evaluates how much cooling agent has been administered to the tissue.
[0108] Warming of the applicator during an emergency or at the end of a clinical treatment must also be rapid to minimize unintentional damage to tissue near the surface. The minimum heating rate is 0.25°C / sec, preferably 0.4°C / sec or greater. This may be done by flowing a thermal fluid through the applicator. Heating in this case may be done by a direct in-line heater, a heating reservoir, or an aluminum bead reservoir, which has the added advantage of not requiring water storage. Having a heater that stores a thermal mass with a large thermal capacity is advantageous in the event of reduced heating capacity or partial power failure. Similarly, a direct in-line cooler or a cooling reservoir can be maintained during an emergency when the tissue cooling demands at the beginning of a treatment exceed the cooler's capacity.
[0109] There are additional clinical tools that can be used during the treatment procedure. One is a cryoprotectant brush, which can be used to apply cryoprotectant to all oral structures (e.g., valleculae, tongue, epiglottis, and even the roof of the mouth). This brush can have bristles or can be shaped as a round or oval structure resembling a large cotton swab, or can be like a back scrubber. In either case, the cryoprotectant brush can be dipped into the cryoprotectant and rubbed against the oral structures prior to the procedure to coat the oral structures with the cryoprotectant.
[0110] Another device that can be used to pre-apply cryoprotectant is the oral spatula shown in Figure 23. The device shown is fairly flat and may be used to reach into the posterior oral cavity to deliver cryoprotectant, which is forced from a proximally mounted syringe. This device has the advantage of delivering a known amount of cryoprotectant to the desired location.
[0111] An alternative, simpler device is shown in Figure 24. This device resembles a flyswatter and uses a relatively rigid frame made of metal or plastic to hold a mesh containing cryoprotectant in place. In this case, the mesh is first dipped into the cryoprotectant and then the entire device is placed on the tongue for a period of time before a procedure is performed to administer the cryoprotectant to the tongue surface.
[0112] FIG. 25 shows an applicator 2502 with the ability to dispense and aspirate cryoprotectant (CPA). The applicator 2502 of FIG. 25 is configured to dispense cryoprotectant through cryoprotectant inlet tube 2506 and port 2504, and aspirate cryoprotectant through port 2508 and cryoprotectant outlet tube 2510, which extend as well as inlet and outlet lines to allow the flow of coolant. The CPA may be dispensed through port 2504 at the bottom of the applicator, which can vary in diameter from 2 to 10 mm depending on the viscosity of the cryoprotectant. With respect to FIG. 25, the location of the CPA flow passage may be on the midline of the applicator as well as on the periphery of the applicator so that the CPA can reach the entire treatment area. Dosing of the CPA by the applicator allows for possible automation of CPA dispensing, for example by allowing a controller to adjust the amount of cryoprotectant dispensed or set the time and / or fluid flow rate of the cryoprotectant dispense to a particular value so that an optimal amount of cryoprotectant is dispensed to reduce waste, ensure proper dosing, and reduce operating time.
[0113] Aspiration of the CPA may occur simultaneously or after dispensing. For example, administration of the CPA may occur throughout the duration of the treatment, while aspiration may begin 60 seconds after dispensing. This is to ensure that the CPA does not accumulate in valleys. FIG. 25 shows a suction port 2508, which is at the very front of the applicator to more easily reach places where the CPA may accumulate (such as valleys). This figure also shows a suction outlet with a coupling for coupling with a hose, and a suction channel connecting the suction inlet and the suction outlet. In another embodiment, the applicator further includes a suction inlet at the contact surface, which may face the distal or front end of the body. Suction at the contact surface will allow both removal of the CPA and sealing of the applicator to the tongue, so there may be one or more suction inlets to ensure proper contact with the entire area of the applicator. Furthermore, a contact sensor may be located at the contact surface of the applicator to allow automation of aspiration for optimal administration. For example, if the applicator is not stable at the treatment site, a contact sensor may relay information to the controller, which will reduce the inlet pressure and bring the applicator into closer contact with the treatment site.
[0114] In some embodiments, the heat exchanger further includes a suction inlet at the contact surface, a suction outlet having a coupling for coupling to a hose, and a suction flow path connecting the suction inlet and the suction outlet, hi some embodiments, the suction outlet is (i) at a distal end of the body and (ii) proximal to the cooling inlet and the cooling outlet.
[0115] Low viscosity cryoprotectants present special challenges during their administration to the target tissue as well as while attempting to monitor the resulting cryoprotectant concentration after administration. Cryoprotectants made in gel form allow the dosage of CPA to be kept constant and make it easier for the physician to administer them. Figures 26A-26B show cryoprotectants in glycerol gel form housed in a silicone pouch and attached to different surfaces. Figure 26A shows the cryoprotectant in gel form attached to the bottom surface of the applicator before the device is inserted into the patient's mouth. In this embodiment, the cryoprotectant can be attached to the cryogenic probe before administration so that the treatment site has cryoprotectant on the entire area of the contact surface of the applicator. Figure 26B shows the same glycerol gel form of CPA, but here the glycerol gel is first placed on the treatment site and then the applicator is placed on top of the glycerol gel. The casing containing the glycerol gel may include a mucoadhesive polymer (e.g., carboxymethylcellulose) to adhere to the surface of the treatment site (e.g., tongue base). To place the CPA pouch, a spatula-like instrument may be used to cup the packet and slide or flick the pouch onto the treatment site. In these embodiments, the glycerol gel is delivered pre-made and sealed in a pouch, so the physician only needs to open the package and administer the cryoprotectant by placing it on the probe or treatment site, reducing procedure time. Furthermore, the cryoprotectant packaging may be biodegradable. For example, a silicone casing may be made from alginate and gelatin, which may be cross-linked in various combinations with different degradation rates so that the cryoprotectant casing does not melt before the procedure is completed. Furthermore, the gel may be delivered in a sterile or non-sterile form.
[0116] For optimal treatment effectiveness, the applicator must be placed in the patient's mouth at the proper location, which is typically the highest, most posterior portion of the tongue. Because this portion is recessed toward the back of the tongue, it can be difficult to verify that the applicator is properly placed. In some embodiments, the systems and methods of the present invention may include fluoroscopy-based visual and mechanical methods to address this issue, which are described below.
[0117] 27 shows one fluoroscopy-based solution for placing an applicator in the oral cavity. In this embodiment, a radiopaque ring 2701 is placed over the tracheal tube and pushed in close to the epiglottis. The applicator is then placed in the oral cavity under fluoroscopic guidance and guided to the radiopaque ring, allowing for accurate and precise positioning of the applicator relative to the target tissue.
[0118] 28 shows another fluoroscopy-based solution for placing the applicator in the oral cavity. In this embodiment, a radiopaque frame 2801 (e.g., steel wire) is pre-bent and placed on the tongue by pushing all the way to the back of the tongue so that the distal end of the wire frame is in the valley. The applicator may then be placed in the oral cavity under fluoroscopic guidance and guided to the radiopaque ring, allowing for accurate and precise positioning of the applicator relative to the target tissue.
[0119] FIG. 29 shows another solution to the visualization challenge that facilitates proper placement of the applicator. In this embodiment, an endoscope is entered into the nasal passage or oral cavity. FIG. 29 shows the path of the endoscope for the nasal passage. The applicator is placed into position with visual guidance from the endoscope. FIG. 29 also shows an optional enhancement where a fiber optic wand is used to illuminate the outer frame of the applicator. If the applicator provides its own illumination, it could be easily recognized even if it is submerged in a pool of saliva and / or cryoprotectant.
[0120] FIG. 30 shows an ultrasound-based solution to the visualization challenge, which also monitors the thickness of the ice formed during treatment. In this embodiment, an ultrasound transducer is placed under the mandible, just anterior to the cervical groove, which allows the tongue base to be visualized on the screen to properly place the applicator at the treatment site. Additionally, the use of an ultrasound transducer allows the thickness of the ice formed on the tongue base to be monitored, by measuring the distance from the ultrasound probe to the applicator and, once ice has formed, measuring the distance from the ultrasound probe to the formed ice. Thus, once these two distances are measured, it is possible to calculate the thickness of the ice by calculating: Ice thickness = (distance from ultrasonic probe to applicator) - (distance from ultrasonic probe to formed ice)
[0121] Measuring the amount of ice formed allows the physician or controller to determine if ice is accumulating during treatment and if the temperature of the coolant needs to be changed. In another embodiment, an ultrasonic transducer may be placed on the contact surface of the applicator, this method being described in more detail below with respect to Figures 43L and 43M.
[0122] FIG. 31A shows an embodiment 3102 of an applicator having two working channels 3104, one housing an optical camera along the applicator to aid in visualization before, after, or during the procedure, and the other housing a flexible suction tube to remove saliva, blood, and excess cryoprotectant from the oral cavity. Visualization with an optical camera can be achieved by mounting a small camera at one or more locations on the applicator, allowing the user to actively monitor the position of the probe to ensure it is properly positioned for the procedure. To aid in visualization, an optical camera, such as an endoscope, may be enclosed in the working channel. The working channel (i.e., tube) may be made of any material. However, clear tubing is more effective as it helps the user determine the position. The tube may be made to a length that allows the endoscope to utilize its bending mechanism to visualize the probe end and its relative position to the epiglottis, soft palate, and vallecula. For example, for proper visualization during tongue base treatment, the length of the working channel would preferably be longer than the soft palate, shorter than the epiglottis, and long enough to be able to be lowered into the vallecular space. A secondary function of the working channel is to deliver suction air for sterilization and visualization to critical sites. The inner diameter of the tube is sized to accommodate flexible suction tubing as well as a scope. Although the embodiment of FIG. 31A shows two working channels, any number of working channels may be added to the applicator.
[0123] FIG. 31B shows possible mounting locations 3106 for an optical camera. The working channel may be mounted along the arm or on the insulation of the applicator. If the working channel is on the insulation of the applicator, it is mounted on the left or right side along with the inlet or outlet tubing. A light source to provide illumination may be mounted as well. The working channel may be configured as an addition to the handle or to the applicator itself. Additionally, the working channel may be suspended from the handle. There may be one working channel on either side (i.e., right or left side), or two working channels may be provided to allow for better visualization that may be required depending on the placement of the endotracheal tube.
[0124] Temperature measurements made on the applicator may be transferred to a console for processing by a computer or electronic controller and for information to medical personnel. As shown in FIG. 1C, these analog signals may be conveyed from the applicator to the console in analog form and then converted to digital. FIG. 32 shows another embodiment 3202 of an applicator in which an analog signal representing a temperature measurement from a temperature sensor 3204 is converted to a series of digital signals by the applicator's on-board electronics and transmitted to the console. In that case, the on-board electronics may include an amplifier and signal conditioner 3206, an analog multiplexer 3208, an analog-to-digital converter (ADC) 3210, and a serial driver 3212 for transmitting data. The resolution of the ADC may range from 8 to 16 bits, and the serial driver may also serve trademark protection, such as transmitting a serial number. The on-board electronics may be connected to the console by a small number of wires (e.g., power, reference voltage or ground, and serial data) or a wireless connection (e.g., Wi-Fi, Bluetooth, or some other wireless communication protocol). Low voltage operation, such as less than 5 volts, is preferred to reduce power consumption and patient risk. The advantage of a digital data transfer method is greater reliability due to fewer leads and greater RF immunity. The on-board electronics unit may be constructed with radiation-hardened electronics or housed in a metal structure or cavity within the applicator to allow the completed device to be sterilized with electron beam or gamma ray techniques.
[0125] 33A-33B, the applicator may be attached to the fixation arm with a joint that may have one, two, three or more degrees of freedom (i.e., pitch, roll, and yaw). This gimbal-type attachment allows the force exerted by the arm to be more evenly distributed across the target tissue surface. The fixation arm may have a variety of shapes and curvatures that are determined based on other parts of the fixation system, also called the traction system (described in more detail below).
[0126] 34A-34B show a close up view of an arm 3410 of a sleep apnea treatment system, which may include a mounting 3402 for a constant force system as described above that connects to an applicator. The arm may have a profile / radius that corresponds to the radius of the human hard palate. Referring to FIG. 34B, the arm may include a cross section with a guide mechanism that provides stability and prevents unintended rotation.
[0127] 35A-35D show another embodiment of the forced traction system. The embodiment of FIG. 35A allows for adjustability in the XZY axes. This embodiment may be mounted to one side to allow for easy positioning of the patient under the system. In one example, the pivot point may be smaller or closer to the size of the device to minimize bulk. The embodiment of FIG. 35B shows an arc-shaped support where the entire fixture pivots around a base to facilitate positioning around the patient. This pivoting allows for adjustment of the height of the arm relative to the patient as well as the angle of the arm relative to the patient. The embodiment of FIG. 35C includes a plate that holds the patient's head and stabilizes the fixture. This system can allow for length and angle adjustability by pivoting around the plate. The length and pivot may include separate locks. FIG. 35D shows another embodiment of the forced traction system, which may include a tripod design that allows for precise positioning around the patient. Each leg of the tripod is pivotable during positioning and can be locked in place.
[0128] 36A-36B show an example of a mechanical design of a mountable forced traction system 3600. FIG. 36A details the entire system of a mountable stand, where the stand may be mounted to a bed or bed frame. To mount the device of FIG. 36A, a Clark socket 3601 may be attached to an external support, which stabilizes the stand and allows for vertical adjustment of the stand. The Clark socket 3601 is attached to a similar device shown in FIG. 36B, which allows for vertical and rotational movement of the connected traction arm 3602, tube holder pivot 3603, and telescope tube holder 3604. The rotational steerability of the traction arm 3602 and telescope tube 3604 facilitates movement in the XY plane with a double barrel bearing 3605, which allows the traction arm 3602 and telescope tube holder 3604 to be placed in an optimal interface configuration, allowing remote positioning during the procedure. The double barrel bearing 3605 is connected to the tube holder pivot 3603, which allows for additional rotation about the tube holder pivot 3603, changing the degree of freedom from the components of FIG. 36B. The implementation of the telescope tube holder 3604 may be used to hold the inlet and outlet telescope tubes of the applicator. This implementation allows the force and pressure of the applicator to be constant even if the position of the tubing changes during the procedure, which may cause the applicator to exert too much or too little pressure on the treatment site. Furthermore, as the position of the tubing changes, this may change the flow rate of the coolant throughout the procedure. FIG. 36B includes additional equipment of the mountable forced traction system, which facilitates the rotation of the rail and tube of the telescope tube holder 3604 about the tube holder pivot 3603. The clamp 3606 of the double barrel bearing 3605 is connected to the traction arm 3602 of the mountable forced traction system 3600, allowing the rotation of the rail. Rotation of the rail facilitates y-axis movement that allows proper alignment of the applicator relative to the patient's oral cavity.A pin 3607 connects to the tube holder pivot 3603, allowing the telescopic tube to rotate in the XY plane. A bearing brake 3608 may be used to lock the double barrel bearing 3605 in place for the procedure. The use of the double barrel bearing 3605 also allows a mountable tow stand to fixedly clip and position the telescopic tube holder 3604 so that the tube connected to the applicator is properly secured and positioned during the procedure.
[0129] Figures 37A-37C show several embodiments of bed mounted traction stands and their components. Figure 37A shows a bed mounted arm mechanism that requires only one connection to the bed to optimize the amount of space the physician has to work in. The device has an attachment point 3701 that allows an applicator 3702 to be inserted into the traction stand, which acts as a ball joint for rotation along the XYZ plane. Once inserted, the applicator can be moved along the XY plane with a handle 3703 for precise placement in the oral cavity. The handle 3703 has a locking lever 3704 that allows the physician to position the device by depressing the locking lever 3704 and then release it to lock the applicator in place. Additionally, the handle 3703 is ergonomically positioned for the physician to stand at the head of the bed and adduct and abduct the applicator. The mounting rim 3705 allows the device to rotate about a pivot point so that the device can be moved 3706 while the patient is lying on the platform. The device may be capable of being secured to the platform by a clamp 3707 connectable to the platform.
[0130] Pointer 3708 shows the detection path of position sensors that can be placed on various embodiments of the traction stand. These sensors are designed to alert the practitioner if the patient is moving during the procedure and the position of the applicator in the oral cavity may be changing. In one example, the position sensor path may be directed to the top of the patient's head, while the other path would be directed just outside the side of the patient's head.
[0131] FIG. 37B shows a bed-mounted traction stand, which cradles the patient's head for treatment and assists in the process at the same time. The bed-mounted traction stand of FIG. 37B can be placed on a work table and may have a rubber bottom material to increase friction and prevent the device from moving. Once secured to the work table, the patient's head can be placed on a height-adjustable head rest 3709. The adjustability of the head rest 3709 allows the patient's neck to be stretched to open the patient's mouth more, which makes it easier to place the applicator. Furthermore, a foam component layer 3710 close to the patient's shoulder and neck area allows for greater articulation of the neck while providing a comfortable lift to the shoulders. Once the patient is positioned, a frame 3711 (which may be made of bent metal tubing) is slid above the patient (allowing movement around the Y-axis) and passively locked into place by a cantilever rod 3712. This sliding feature allows the frame to be moved out of the way to place the patient in the device. Additionally, the frame 3711 may have a probe articulation mount 3713 which allows the probe to be placed on the mount and rotated about the x-axis. Additionally, the attached probe may also move in the x-axis. The articulation mount 3713 limits the movement of the probe during operation to prevent differential pressure on the target site, and includes a lock for the articulation mount joint 3714 allowing the probe to be locked at an optimal angle and position for placement in the oral cavity.
[0132] FIG. 37C shows a device that can be attached to the articulating mount 3713 of FIG. 37B by an attachable clamp 3715 while holding a probe. The clamp 3715 can be locked onto the articulating mount 3713 by clamping the rod 3713, thus forming something of a hinge joint. The handle 3716 allows the practitioner to slide the applicator back and forth within the patient's mouth. Y-axis movement helps ensure contact with the target tissue. A thumb trigger 3717 is included to lock the applicator in position once proper pressure / contact is made against the target site.
[0133] The features of Figures 37B-37C allow ideal ergonomics for the physician to place the applicator in the patient's mouth by adduction at the head of the bed and remove the applicator from the patient's mouth by abduction.
[0134] 38A-38C show the mechanical design of the forced traction system 3800. FIG. 38A shows details of the overall stability of the stand, where a traction stand 3802 may be connected to a base plate 3804 or attached to a surgical table or other structure (e.g., a Mayo stand or Mayo tray) depending on the height and stability of the stand. The Mayo tray may be placed above the patient to allow proper positioning and stability of the alignment gauge. FIG. 38B shows further mechanical details of the forced traction system. A crossbar 3806 may connect a traction rail 3814 to an alignment gauge 3818 of the sleep apnea treatment device. The crossbar may be held in place along the Z axis by a crossbar upright lock 3808, which allows mobility to adjust the height based on the patient's chest depth while facilitating 360 degree rotation. This rotational maneuverability allows for easy placement of the traction frame 3804, yet allows the frame to be moved out of the field during placement. A crossbar collar 3810 may also be positioned along the traction stand 3802 to limit movement of the crossbar 3806 in the Z-axis direction. This arrangement ensures that the crossbar 3806 will not injure the patient if the crossbar upright lock malfunctions. The crossbar 3806 may also have a crossbar extension clamp 3812, which allows the crossbar 3806 to extend and retract to aid in proper placement of the sleep apnea treatment device. A traction rail 3814 may be connected to the crossbar 3806 by a traction rail lock knob 3816. The traction rail 3814 may be used as a guide for the sleep apnea treatment device alignment gauge 3818, which stabilizes and locks the traction rail 3814 in place. The traction rail 3814 allows for angular and positional alignment with the arm guide along the frame. A probe cover 3820 may be placed over the alignment gauge to prevent cross contamination during testing. The alignment gauge of FIG. 38C is attachable and detachable to the traction rail 3814.The alignment rail 3818 is a fixed length piece that may be used to position the patient's mouth relative to the traction stand so that the cryogenic probe is properly positioned during the procedure. The probe at the end of the alignment rail 3818 is covered with a sterile pouch 3820 so that it can be placed over the sterile work field.
[0135] 39A-39B show various embodiments of a tow stand mounted to a cart. FIG. 39A shows a cart system with a tube set connection 3901 and an attached tow stand 3902. The tube set connection 3901 can hold the applicator tube that delivers coolant to the applicator and also allows the tube to retract inside the cart, thereby exposing unnecessary lengths of tubing during a procedure. The cart may have an area where the tow stand can be attached to mount the applicator. To move the cart components out of the way when no work is being done, the tow stand 3902 may extend from the cart with a boom adjustment handle 3903. Additionally, the tow stand may be moved up and down with another boom adjustment handle 3904 to aid the physician in positioning the applicator. Other features of the cart system include a swivel LED interface 3905, which may aid in visualization within the oral cavity when positioning the applicator, such as a console-based endoscope. The cart can be moved with a steering wheel 3906 and locked in place with locking canisters 3907 on the wheels. The cart may also have an additional rod 3908 for storing or hanging equipment.
[0136] The cart system of FIG. 39B is similar to the traction stand of FIG. 37A, but is attached to a cart instead of being attached to a bed. Similarly, the device has an attachment point 3909 that allows an applicator 3910 to be inserted into the traction stand, which acts as a ball joint for rotation along the XYZ plane. The traction stand has an additional notch 3911 to hold the telescope tube so that it does not get in the way or cause unnecessary pressure during the procedure. The arm mechanism 3912 of the traction stand may be attached to the cart, which allows the arm to be rotated out of the patient's face once the procedure is complete. Other features of the cart include canister locking wheels and a swivel LED screen to aid in visualization during the procedure.
[0137] 40A-40B show customized head and shoulder pads for proper patient positioning during treatment. FIG. 40A shows a donut-shaped head pad that allows the patient's head to be lowered and the chin elevated to aid in the patient's comfortable head placement and the physician's positioning of the applicator. FIG. 40B shows a similar head pad with an additional shoulder pad that elevates the shoulders to provide a more comfortable neck angle for the patient and to better reach the oropharyngeal region. The pad material may be open-cell polyurethane or any material that is comfortable for the patient while being dense enough to keep the patient in the same position. The pad size may be variable to fit patients of different sizes. The pad may also incorporate contact and / or pressure sensors to monitor patient movement during treatment.
[0138] 41 is a close-up view of the constant force system 4102, which may include an arm guide 4104 configured to receive an arm of a sleep apnea treatment system. The arm guide may include a screw hole and a locking knob configured to lock the arm in place. The constant force system may further include a hook 4106 attached to the arm and a constant force spring 4108 configured to pull the hook and arm together.
[0139] Further assistance in proper placement of the applicator and treatment of the patient can be provided by a guidance system. Such guidance systems may consist of MRI imaging, ultrasound imaging, and electrical impedance tomography (EIT). In one example, MRI or ultrasound imaging of the patient prior to treatment provides the patient's anatomy that is used as a guide for applicator placement. Motor actuators may also be included in assisting with applicator placement based on this imaging. Further uses of these devices are described in more detail below.
[0140] FIG. 42 shows a flow chart of a control algorithm according to one embodiment. When the algorithm is started, the treatment system may initialize the cooling temperature, cooling duration, and heating duration of the applicator. The system may then cool the tissue at the cooling temperature for the cooling duration. During cooling, a temperature sensor located on the surface of the applicator may measure the temperature, which may be used by the controller to determine if the surface or tissue temperature is vibrating or changing. If not, the cooling temperature is not changed. However, if the surface or tissue temperature is changing, the cooling temperature may be adjusted accordingly. After cooling for the cooling duration, the applicator may be warmed to the warming temperature for the heating duration. The treatment process is then complete.
[0141] Multiple sensor feedback systems and control algorithms can be combined to further enhance the safety and efficacy of the treatment. Figures 43A-43M show multiple embodiments of flow charts of control algorithms during the initialization, cooling, and warming processes, where the controller may perform various feedback algorithm operations or none at all. The embodiment of Figure 43A does not utilize sensors, so the operation is completely open loop and temperature control is performed by the algorithm of Figure 43B. Since there are no sensors, the algorithm is executed according to treatment time only, without sensor feedback from the tissue. The treatment is initialized with a predetermined and fixed cooling duration, indicated as Cooling_Duration, and the system cools the applicator face for a predetermined and fixed length of time to the desired cooling temperature. Once the cooling process is complete, the system similarly warms the applicator face for a predetermined and fixed length of time (indicated as Heating_Duration) to the desired heating temperature. Once that temperature is reached, the treatment process ends.
[0142] Below is a description of an example of the embodiment of FIG. 43A and the algorithm of FIG. 43B working together. The temperature determining element (combination of cooler and heater) is set to the desired temperature control as a fixed temperature. During the cooling phase of the treatment, the coolant fluid is cooled by the cooler of the temperature determining element. The cooled fluid is then pumped through the insulated tubing to reach the applicator. As the fluid travels through the tubing, it picks up heat from the surroundings and warms up (usually to about 3° C.). As the coolant moves from within the applicator to the bottom surface of the applicator near the tissue, it experiences an additional temperature increase of about 2° C., resulting in a total positive increment of the temperature difference between the face of the applicator and the cooler of the temperature determining element of about 5° C. To bring the applicator to the desired temperature, the temperature determining element may be set to a temperature 5° C. below the desired applicator temperature. For example, if the desired applicator temperature is −30° C., the cooler of the temperature determining element would be set to −35° C. If the ambient temperature is +20°C, the temperature difference between the coolant and the environment will be more than 65°C, which indicates the heat gain of the coolant as it travels from the cooler of the temperature determining element to the applicator. During the heating phase, the warm fluid coming from the heater of the temperature determining element does not lose much heat since it is initially at +37°C and the temperature difference with the ambient is less than 20°C. Therefore, one may choose to set the heater of the temperature determining element to +37°C or a little higher (e.g. +39°C). The advantage of this method of open-loop temperature control is that it does not require sensors or sophisticated feedback controllers.
[0143] The embodiment of FIG. 43C utilizes a temperature sensor in contact with the tissue to provide feedback to the control algorithms of FIG. 43D, FIG. 43E, and FIG. 43F. Because this particular implementation only has a temperature sensor, the operation can be closed loop. During the cooling phase of the treatment, temperature control is achieved by adjusting the temperature of the temperature determining element, the coolant flow rate, or both, so that the applicator is kept at the target temperature. As already mentioned, during the cooling phase, the temperature of the applicator is about 5° C. higher than the temperature of the temperature determining element cooler. However, the large thermal mass of the cooler may result in a longer response time than necessary. Thus, a more precise correction can be made by modifying the coolant flow rate. For example, increasing the coolant flow rate will enhance the delivery of chilled fluid to the applicator, thereby increasing the rate of heat extraction and decreasing the temperature of the applicator. Conversely, the coolant flow rate can be decreased to allow the temperature of the applicator to increase. Because the flow rate can be changed purposefully and quickly, adjusting the flow rate allows for more precise applicator control than changing the temperature of the temperature determining element cooler. However, there are practical limitations on the coolant flow rate. For example, the coolant flow rate cannot be less than zero. Also, there is an upper limit on the coolant flow rate determined by the characteristics of the coolant pump and the system's resistance to fluid flow. Thus, an optimal temperature control algorithm may use both temperature control methods, i.e., methods that modify both the temperature determining element, the cooler temperature, as well as the coolant flow rate.
[0144] The algorithm in Fig. 43D illustrates one implementation of sensor feedback from temperature sensors located on the applicator surface and / or at the inlet and outlet to control treatment duration, with an emphasis on controlling tissue temperature rather than applicator face temperature. Treatment is initiated with a predetermined and fixed cooling duration, denoted Cooling_Duration, and the system cools the tissue at the applicator for a predetermined and fixed length of time to the desired cooling temperature. Once the cooling process is complete, the system similarly warms the tissue at the applicator for a predetermined and fixed length of time (denoted Heating_Duration) to the desired heating temperature, at which point the treatment process ends.
[0145] The algorithm of Fig. 43E shows another implementation of sensor feedback from temperature sensors located on the surface of the applicator and / or at the inlet and outlet to control the treatment duration, which may be implemented by the configuration of Fig. 43C. Once the algorithm is started, the system may cool the applicator to a predetermined temperature for a predetermined and fixed cooling duration. During cooling, the temperature sensors measure the temperature to calculate the cooling and heating time constants. The heating duration may be determined from (τ_heating, τ_cooling). In one example, the heating duration may follow the formula:
[0146]
number
[0147] This formula is output from temperature sensor data collected during the cooling duration of the process, after which the applicator temperature is warmed for the calculated heating duration to complete the treatment process.
[0148] The algorithm of FIG. 43F shows another implementation of sensor feedback from temperature sensors located on the applicator surface and / or at the inlet and outlet to control the treatment duration, which may be implemented by the configuration of FIG. 43C. When the algorithm is started, a list of checks is repeated periodically, the first of which is a predetermined and fixed limit for the cooling phase, labeled Cooling_1_duration. If the cooling phase is complete and the tissue is frozen, heating is initiated. If the cooling phase is not complete, i.e., the tissue is not frozen, the algorithm checks whether the applicator face temperature exceeds the maximum temperature. If the applicator face temperature exceeds the maximum temperature, the algorithm reduces the temperature of the temperature determinant cooler for a predetermined and fixed cooling duration, indicated as Cooling_2_duration, in an attempt to reduce the applicator temperature. In some embodiments, the algorithm may increase the coolant flow rate to correct the temperature, as described above. If the applicator face temperature is not above the maximum temperature, the algorithm checks whether the applicator face temperature is below the minimum allocated temperature. If so, the algorithm increases the temperature of the temperature determinant cooler (or in some embodiments decreases the flow rate as described above) in an attempt to increase the temperature of the applicator before repeating the cycle. Once the tissue is frozen, the applicator is further cooled to the target temperature, T_Cold2±ΔT, for a predetermined and fixed length of time, indicated as Cooling_3_Duration. Once this duration is over, the applicator is heated to the target temperature for a predetermined and fixed Heating_Duration. Once this heating duration is over, the treatment process ends. The relationship between time scale and temperature of the algorithm of FIG. 43F is shown in FIG. 43G, which shows the cooling and heating durations of the algorithm, respectively. The sudden "positive jump" 4301 seen in the temperature trajectory indicates a phase change, which alerts the algorithm that the tissue has frozen and Cooling_3_Duration is initiated. This jump in the temperature trajectory is believed to be due to the release of latent heat of freezing from the tissue and / or the applicator-tissue interface.
[0149] In the embodiment of FIG. 43H, a force transducer is utilized to monitor changes in tissue compliance to ensure that the tissue under the applicator is frozen during the treatment procedure based on the algorithm of FIG. 43I. The algorithm of FIG. 43I provides sensor feedback from a pressure transducer located on the face of the applicator to determine the appropriate cooling temperature. The temperature of the applicator is lowered to the target temperature for a first predetermined cooling duration, after which the force and pressure transducers calculate the tissue compliance from the given displacement and the recorded pressure measurements to determine whether ice formation is occurring. If the tissue is not frozen after this stage, the cooling target temperature is further lowered until the frozen state is reached, and the same cycle is repeated. Once the tissue reaches the freezing stage, the temperature of the applicator is lowered to the determined cooling temperature for a second predetermined and fixed cooling duration, which may be of a different length from the first cooling duration. After this duration, the temperature of the applicator is raised to the target temperature for the remaining heating duration to end the treatment process.
[0150] The embodiment of Fig. 43J utilizes a low level AC current applied to the tongue to detect changes in electrical impedance of the tissue to ensure that the treatment volume is frozen during the clinical procedure based on the algorithm of Fig. 43K, which provides sensor feedback from the electrical impedance to measure frozen tissue size and / or tissue composition under the applicator. The temperature of the applicator is reduced to a low temperature target temperature for a first predetermined cooling duration, after which the complex electrical impedance of the tissue is measured using an electrical impedance sensor and the size of the frozen portion of the tissue is recorded as the electrical impedance given by: Z 凍結 =Z 現在 -Z 前
[0151] However, Z 前is the complex electrical impedance of the tissue before treatment, and Z 現在 is the complex electrical impedance of the tissue at the time of measurement. When a portion of tissue is frozen, ions in that area move slower than in the unfrozen portion of the tissue, causing electrical conduction by capacitive rather than resistive means, which is what is detected by the above equation.
[0152] If the tissue is not frozen after this step (this is the amount Z 凍結 When the tissue reaches a freezing stage (as indicated by a negligible change in temperature), the cooling target temperature is further decreased and the probe is cooled until the freezing stage is reached, and the cycle is repeated. Once the tissue reaches the freezing stage, the temperature of the applicator is decreased to the determined cooling temperature for a second predetermined and fixed cooling duration, which may be of a different length than the first cooling duration. After this duration, the electrical resistivity of the tissue drops to approximately half of its hot value, and the temperature of the applicator is increased to the target temperature for the remaining heating duration. Once the target temperature is reached, the treatment process is terminated.
[0153] The embodiment of Figure 43L utilizes an ultrasound transducer to detect changes in tissue acoustic impedance and ensures that the treatment volume is frozen during the clinical procedure based on the algorithm of Figure 43M. The ultrasound transducer is used to detect the boundary between frozen tissue (hard tissue) and unfrozen tissue (soft tissue) because ultrasound reflects off the boundary with a reflection coefficient given by:
[0154]
number
[0155] where Γ is the reflection coefficient, Z1 is the acoustic impedance of region 1 (ie, hard tissue), and Z2 is the acoustic impedance of region 2 (ie, unfrozen tissue).
[0156] The algorithm of FIG. 43M provides sensor feedback from an ultrasonic transducer placed on the face of the applicator to measure the frozen tissue size. The temperature of the applicator is lowered to a low temperature target temperature for a first predetermined cooling duration, where the ultrasonic transducer is used to determine the freezing depth from the boundary reflection between the frozen tissue (hard tissue) and the unfrozen tissue (soft tissue). If a sufficient amount of tissue is not frozen after this stage, the cooling target temperature is further lowered and cooled until a sufficient size is achieved. Once the tissue reaches the freezing stage, the temperature of the applicator is lowered to the determined cooling temperature for a second predetermined and fixed cooling duration, which may be of a different length from the first cooling duration. After this duration, the temperature of the applicator is raised to the target temperature for the remaining heating duration to end the treatment process. In this process, as the tissue freezes, the acoustic impedance of the tissue increases to about twice that of hot tissue.
[0157] In the embodiment of Fig. 43N, the RF heater is utilized to cyclically and rapidly heat the superficial layers of the tissue while keeping the deeper tissue cool with the algorithm of Fig. 43O. The algorithm of Fig. 43O allows for shallow tissue heating with RF heater electrodes attached to the bottom surface of the applicator to minimize mucosal damage. The algorithm of this embodiment reduces the temperature of the applicator (which may be the face temperature or tissue temperature) for a predetermined and fixed cooling duration while cyclically turning on the RF heater. Once the cooling duration is over, the temperature of the applicator face or tissue is raised to the target temperature for the heating duration to complete the treatment process.
[0158] In one application of this embodiment, an RF heater is used to periodically heat the tissue below the applicator to reduce frostbite damage, for example, tissue at a depth of 4-5 mm may be supercooled and may be beyond the reach of the cryoprotectant, and thus an RF heater would be required.
[0159] The algorithm of FIG. 43N utilizes a temperature sensor to perform freeze-thaw at a controlled cooling rate. In this embodiment of the control algorithm, the control algorithm is utilized to cool the treatment area at a linear cooling rate rather than an exponential cooling rate. To do so, once the algorithm is initialized, the temperature of the applicator is measured by the temperature sensor. From this measurement, the cooling rate is calculated by dividing the temperature drop by the time it took to reach that temperature. If the applicator has not reached the target temperature and the cooling rate is not on target, the cooling intensity is adjusted and the applicator temperature is repeatedly read until the applicator reaches the target temperature. If the applicator has not reached the target temperature but the cooling rate is on target, the applicator temperature is repeatedly measured until the applicator reaches the target temperature. Once the applicator reaches the target temperature, the applicator is held at the target temperature for the intended duration. Once the duration of the treatment is complete, the operation is terminated.
[0160] The algorithm of FIG. 43O utilizes the total energy reading for treatment. It does this by setting the desired amount of cooling energy for treatment and terminating operation once that amount of energy is reached. Once the algorithm is initialized, the coolant temperature is measured at the inlet and outlet of the applicator at a predefined interval of seconds. The cooling energy is then calculated and if the cooling energy target has not been reached the algorithm loops again beginning by measuring the coolant temperature at the inlet and outlet of the applicator. Once the cooling energy target has been reached the operation is terminated and the treatment is terminated.
[0161] With reference to Figures 43A-43O, all embodiments are shown for tongue base treatment. However, all control algorithms shown may be used for any treatment site with the appropriate physical embodiment. For example, a soft palate probe treatment may require temperature sensors to be placed on the soft palate probe and on the soft palate insulation to measure the back of the soft palate to adjust the treatment, but a similar control algorithm to Figure 43A would be used.
[0162] In addition to adjusting treatment parameters, control algorithms can also be useful for testing equipment and the operation of temperature determinants. For example, the controller can use resistors to test the digital circuitry / temperature sensing of the probe. With known resistance values built into the digital circuitry of the probe, once the probe is connected to a power source / console, the digital circuitry can read the resistance values to verify if they are the expected values. If they are, the digital circuitry and sensors of the probe are working properly. Similar techniques can be used to test the various microcontrollers and hardware utilized throughout the system. Another example of a self-testing system is checking the pressure of the system to ensure there are no blockages or leaks. For example, when the console is started, a pump can move fluid between a cold tank and a hot tank, and if the pressure reading in the fluid is above or below the expected value, the console can notify the user that something is wrong. This concept can be used to ensure that the probe is free of blockages during certain self-tests at start-up or during treatment. Such self-testing measures can be used any time before, during, or after treatment.
[0163] 44A-44D show an algorithm for automatic control of the temperature determining element. FIG. 44A shows the cooling process from the start of the operation to the end. When the operation starts, the parameters of the temperature determining element are initialized by setting the desired temperature of the cooler and the desired flow rate of the pump. Next, the temperature of the applicator face is checked by the temperature sensor to determine whether the applicator face is within the proper range of the desired treatment temperature. If not, the applicator face temperature is checked to determine whether it is too low or too high for treatment. If the temperature of the applicator face is too low, the subroutine "Temperature too low" shown in FIG. 44C is implemented. If the temperature of the applicator face is too high, the subroutine "Temperature too high" shown in FIG. 44D is implemented. Once the applicator face is within the target temperature range, the cooler is set to the current temperature of the applicator face and the cooler and applicator are in a steady state. To ensure that the cooler and applicator remain within the target temperature range, the algorithm determines whether the treatment time has ended. If not, the temperature sensor checks the temperature of the applicator face and the above process is repeated. Once the treatment time is complete, the cooling algorithm ends.
[0164] 44B illustrates one embodiment of an algorithm that specifies "target temperature," "temperature too low," and "temperature too high" temperatures. In this embodiment, the applicator face temperature must be within ±0.03° C. of the predetermined target temperature for the algorithm to record that the applicator face temperature is within the desired range. The applicator face temperature reading must be more than 0.03° C. above the target temperature for the algorithm to record that the temperature is too high. Finally, the applicator face temperature reading must be 0.03° C. below the target temperature for the algorithm to record that the temperature is too low.
[0165] 44C-44D show subroutines in the main temperature determinant algorithm for bringing the applicator face temperature to steady state with the chiller. In both algorithms, control of the applicator temperature is achieved by adjusting the coolant pump speed and the temperature of the coolant reservoir. The pump runs at maximum speed until the target temperature is reached. Then corrections are made by changing the reservoir temperature, while fine adjustments are made by adjusting the pump speed. FIG. 44C shows one embodiment of a subroutine for correcting the applicator temperature if the applicator face temperature is too low. In this embodiment, the desired pump set point is 200-600 mL / min. To obtain this pump speed, the algorithm determines if the pump speed is too low, and if so, increases the pump set point by 20 mL / min. If the pump speed is too high, decreases the pump set point by 20 mL / min. If the pump set point is in the range of 200-600 mL / min, the algorithm determines if the chiller is still attempting to cool, and if so, increases the chiller set point by 0.5° C. If the chiller is not still attempting to cool, the pump speed and chiller are within their desired parameters and the applicator temperature is modified.
[0166] FIG. 44D illustrates one embodiment of a subroutine that modifies the applicator temperature if the applicator face temperature is too high. In this embodiment, the desired pump set point is 600-1200 mL / min. To obtain this pump speed, the algorithm determines if the pump speed is too low, and if so, increases the pump set point by 20 mL / min. If the pump speed is too high, decreases the pump set point by 20 mL / min. If the pump set point is in the range of 600-1200 mL / min, the algorithm determines if the chiller is still attempting to cool, and if so, decreases the chiller set point by 0.5° C. If the chiller is not still attempting to cool, the pump speed and chiller are within their desired parameters and the applicator temperature is modified. Upper and lower limits on the pump speed ensure continuous operation of the control system while protecting the pump from damage. Additionally, an upper limit on the pump speed ensures that the internal fluid pressure does not exceed a safety limit that would cause a coolant leak. Although FIGS. 44A-44D show embodiments having specific parameters such as pump speed and chiller temperature, these parameters may be varied depending on the treatment.
[0167] The use of these feedback mechanisms allows for the possibility of a fully automated control system. For example, the controller may select initial treatment parameters (e.g., power applied to initiate cooling) based on population parameters, then switch to custom values based on patient-specific information (e.g., cooling rate per watt). In another example, the controller may utilize parameter estimators. In the most advanced installations, the controller may extract information from sensor data, and if permitted by the operator, the controller may personalize the treatment for the patient by calculating the cooling energy and estimating the time constant of the entire system (including the cooler, pump, applicator, tissue, and body), acting as a PID controller. In response to undesirable results such as oscillations or discontinuities in temperature control, the system may make the necessary changes to provide appropriate treatment for the patient. For example, if oscillations are seen in the temperature trajectory over time, the system may respond by reducing the applicator pressure to suppress the oscillations. In response to discontinuities caused by unknown factors, the system may make interpretations based on previous observations / results for other patients and adjust the treatment accordingly. It is also advantageous to have a fully automated control system in the event of a physical or system error, which may detect the error and issue an alarm, or may stop therapy if a leak is detected (for example). The embodiments of Figures 43A-43O are not mutually exclusive, and the present invention may use some, all, or none of the above mentioned feedback algorithms or various combinations of these algorithms.
[0168] Figure 45 shows a typical duration-intensity curve of a treatment as a function of treatment duration and treatment temperature. Below the efficacy line, shown in dashed lines, the treatment is ineffective because the temperature is not low enough or the treatment time is not long enough to cause freeze-thaw. Above the safety line, shown in dotted lines, there is a risk of damaging the mucosa or epithelium. Therefore, treatment parameters are preferably selected to fall within the safe and effective zone.
[0169] 46A-46B show a device 4602 for performing a pre-treatment bioimpedance test to determine if freeze-thaw is appropriate for a patient, and the theory behind the device. The device in FIG. 46A is shaped similarly to a tongue-base applicator and has a bioimpedance sensor 4604 located on the bottom surface of the device and configured to measure, sense, or obtain quadrupole impedance measurements of the target tissue. Resistance and reactance are read from the impedance measurements to obtain a full impedance measurement while the frequency of the electrical signal is changed. Using these measurements, a phase angle may be calculated (either in the device's on-board electronics or in a remote console / controller) that can be used to calculate the patient's fat percentage, since fat cells and muscle cells respond differently to electrical signals of certain frequencies. Once the patient's fat percentage has been calculated, a determination of whether the target tissue is a candidate for cryogenic treatment may be made according to other embodiments described herein. FIG. 46B shows the relationship between phase angle, impedance, resistance, and frequency.
[0170] 47A and 47B show a patient undergoing treatment with the sleep apnea treatment system of the present disclosure, with FIG. 47A showing the application of a tongue-base cryogenic probe or applicator as the first step of treatment. Of course, any applicator described herein can be used in place of the tongue-base cryogenic probe or applicator in this embodiment. To prepare the patient for treatment, a bite block is first placed in the patient's oral cavity so that the mouth is fully open and the jaw is stabilized. Additionally, a tooth guard is placed over the mandibular teeth to protect the underside of the tongue. Cryoprotectant is then administered to the cryogenic probe, tongue base, epiglottis, and vallecula. The cryogenic probe is then secured in place on the target tissue (e.g., secured to the tongue base by a traction stand), which can ensure that optimal contact force is maintained between the cryogenic probe and the target tissue. A fluid management system then circulates coolant through the cryogenic probe to extract heat and cool the target tissue to a predetermined temperature for a predetermined time. For example, circulation of coolant through the cryogenic probe may occur for 60 minutes, during which the temperature of the cryogenic probe is brought to and maintained at -27°C. Treatment temperatures in the range of -2 to -40°C may be used. Once the treatment duration is completed, the fluid management system circulates warmed coolant through the cryogenic probe to re-warm the tongue base at a predetermined temperature, also for a predetermined time. For example, tongue base re-warming may last for 10 minutes, during which the temperature of the probe is brought to and maintained at +37°C. Once the re-warming phase is complete, the first phase of treatment is terminated, the tongue base cryogenic probe is removed, and a second phase of treatment may begin.
[0171] FIG. 47B illustrates the second phase of treatment, in which the posterior palate cryoprobe is utilized. First, a cryoprotectant is administered to the cryoprobe, soft palate, external fat pad, and surrounding tissue. The cryoprobe is then secured in place on the soft palate by a traction stand. The fluid management system then circulates coolant through the cryoprobe to cool the soft palate at a predetermined temperature for a predetermined time. For example, circulation of coolant through the posterior palate cryoprobe may occur for 30 minutes, during which the temperature of the posterior palate cryoprobe is brought to and maintained at -20°C. Treatment temperatures ranging from -2 to -40°C may be used. Once the treatment duration has concluded, the fluid management system circulates warmed coolant through the cryoprobe to rewarm the soft palate at a predetermined temperature for a predetermined time. For example, rewarming of the tongue base may continue for 10 minutes at a temperature of +37°C. Once the rewarming phase is complete, the posterior palate cryoprobe is removed and the second phase of treatment is complete.
[0172] Lymphatic tissue found in the upper airway may contribute to sleep apnea and may be reduced by controlled cryogenic temperature or other selective destructive methods. One example of such lymphatic tissue is the adenoid pad found at the upper border of the nasopharynx.
[0173] In some embodiments, an applicator may be introduced nasally or orally to reach the adenoid pad, and may contact all or part of the surface of the adenoid pad to deliver sufficient temperature to cause immediate or delayed destruction.
[0174] For oral introduction, the applicator is advanced through the oral cavity, passing under the soft palate and then directed upwards in a cephalad direction towards the adenoids. Steering may be accomplished using image-guided methods such as fluoroscopy or endoscopy.
[0175] In some embodiments, the applicator may be inflexible and have a fixed angle to reach the adenoid pad, while in other embodiments, the applicator may be flexible or steerable.
[0176] In some embodiments, the applicator may effect heat exchange through metal, plastic, or other rigid material, hi another embodiment, the applicator may be a balloon.
[0177] In some embodiments, the applicator may be a balloon embedded in a one or more camera flexible nasopharyngoscope.
[0178] It will be appreciated that while the above description of the applicator has been compiled with an emphasis on use on the tissues of the tongue and soft palate, nothing in the description precludes use on fat-containing tissues, including but not limited to the oropharynx, hard palate, uvula, lateral pharyngeal wall, or lingual tonsils. Additionally, various types of applicators, including but not limited to surface contact, penetrating, multi-segment, and balloon types, may be designed and used on one or more of the fat-containing tissues listed above.
[0179] The various exemplary embodiments of the devices, systems, and methods described herein are not limited to the particular forms disclosed, but rather, they encompass all modifications and alternative forms falling within the scope of the appended claims.
[0180] The various exemplary embodiments of the devices, systems, and methods described herein are not limited to the particular forms disclosed. Rather, they encompass all modifications and alternative forms falling within the scope of the claims. The claims do not and should not be construed as including means-plus-function or step-plus-function limitations unless such limitations are expressly recited in a given claim using the phrase "means for" or "step for," respectively.
Claims
1. 1. A system for treating obstructive sleep apnea, comprising: A source of cooling fluid; an applicator configured to receive the cooling fluid, the applicator sized, shaped and configured to contact a first surface of the patient's soft palate; an insulating material sized, shaped and configured to contact a second surface of the soft palate opposite the first surface, the insulating material configured to protect tissue beyond the soft palate from cryogenic treatment; an adjustment mechanism configured to allow translation of the applicator relative to the insulating material so as to capture the soft palate between the applicator and the insulating material; Including, the applicator and the cooling fluid source are configured to cooperate to cause cooling of the soft palate when placed in contact with the soft palate, and the applicator is configured to be cooled to a temperature sufficient to cause freeze-thawing of adipose tissue within the soft palate. system.
2. The system of claim 1 , wherein the insulation is disposed on an insulation holder coupled with the adjustment mechanism.
3. The system of claim 1 , further comprising a first shaft coupling the applicator with the adjustment mechanism and a second shaft coupling the insulation with the adjustment mechanism.
4. The system of claim 1 , wherein the adjustment mechanism is further configured to allow upward, downward, and axial translation of the applicator and the insulation.
5. The system of claim 3 , wherein the applicator is coupled to the first shaft by a hinge, the hinge allowing articulation of the applicator relative to the soft palate.
6. placing an insulating material on a first surface of a soft palate of a patient with obstructive sleep apnea; placing a cryogenic applicator on a second surface of the soft palate opposite the first surface to capture the soft palate between the cryogenic applicator and the insulating material; cooling the soft palate or underlying tissue with the cryogenic applicator for a time sufficient to cause freeze-thawing of fatty tissue within the soft palate while using the insulating material to prevent damage to tissue outside the soft palate; The method includes:
7. The method of claim 6 , wherein the step of cooling the second surface reduces a volume of the adipose tissue within the soft palate.
8. The method of claim 6 , wherein the first surface comprises a surface between the soft palate and a posterior wall of the oral cavity.
9. 7. The method of claim 6, wherein the step of positioning the cryogenic applicator further comprises adjusting a position of the cryogenic applicator relative to the insulation to capture the soft palate between the cryogenic applicator and the insulation.
10. The method of claim 6 further comprising monitoring the temperature of the first surface or the temperature of the insulation and automatically ceasing cooling of the second surface.
11. 1. A system for treating obstructive sleep apnea, comprising: a cooler configured to cool the circulating fluid; a heater configured to heat the circulating fluid; and an applicator configured to receive the circulating fluid from the cooler and the heater, the applicator sized and configured to contact oropharyngeal tissue; at least one temperature sensor adapted to sense a temperature of the oropharyngeal tissue or the applicator; at least one pump configured to move the circulating fluid from the cooler and the heater into the applicator; a controller operatively coupled to the heater, the cooler, the at least one pump, and the at least one temperature sensor, the controller configured to adjust a heat extraction rate of the applicator by adjusting an operating speed of the at least one pump based on a temperature measured by the at least one temperature sensor; A system including:
12. The system of claim 11 , wherein the at least one temperature sensor is disposed on or within the applicator.
13. The cooler comprises: a first reservoir containing a coolant; a second reservoir containing a cryogen; a first pump fluidly coupled to the first reservoir; a second pump fluidly coupled to the second reservoir; a first heat exchanger unit; a second heat exchanger unit; Including, the first pump is configured to circulate coolant from the first reservoir through the first and second heat exchanger units, while the second pump is configured to circulate cryogen from the second reservoir through the first and second heat exchanger units to cool the cryogen to a target temperature. The system of claim 11.
14. 14. The system of claim 13, wherein the first pump circulates the coolant through the first heat exchanger unit and the second heat exchanger unit in series, while the second pump circulates the cryogen through the first heat exchanger unit and the second heat exchanger unit in parallel.
15. The system of claim 13 , wherein the coolant has a different fluid composition than the cryogen.
16. The system of claim 13 , wherein the first heat exchanger unit includes a first lumen configured to receive the coolant and a second lumen configured to receive the cryogen.
17. 14. The system of claim 13, wherein the first heat exchanger unit includes first and second lumens configured to receive the coolant and a third lumen configured to receive the cryogen.
18. 17. The system of claim 16, wherein the first heat exchanger further comprises a thermoelectric cooler having a hot side and a cold side, the first lumen contacting the hot side and the second lumen contacting the cold side.
19. 18. The system of claim 17, wherein the first heat exchanger further includes first and second thermoelectric coolers each having a hot side and a cold side, the first lumen contacting the hot side of the first thermoelectric cooler, the second lumen contacting the hot side of the second thermoelectric cooler, and the third lumen contacting the cold side of both the first and second thermoelectric coolers.
20. contacting oropharyngeal tissue with a cryogenic applicator; delivering a cooled circulating fluid to the cryogenic applicator with a pump; measuring the temperature of the cryogenic applicator or the oropharyngeal tissue; adjusting the heat extraction rate of the applicator by adjusting the operating speed of the pump based on the measured temperature; The method includes:
21. 1. An apparatus configured for the treatment of obstructive sleep apnea, comprising: A source of cooling fluid; an applicator configured to receive the cooling fluid, the applicator having a pair of opposing engagement members shaped to be complementary to a pair of external fat pads in the oropharyngeal cavity, the pair of opposing engagement members configured to be actuated to move away from one another to contact the external fat pads at a desired pressure; Including, the applicator and the cooling fluid source are configured to cooperate to cause cooling of the lateral fat pad when placed in contact with the lateral fat pad, and the pair of opposing engaging members are configured to be cooled to a temperature sufficient to cause freeze-thawing of adipose tissue within the lateral fat pad. Device.
22. 22. The device of claim 21, wherein the applicator includes a hinge, the hinge configured to facilitate movement of the pair of opposing engagement members.
23. 22. The device of claim 21, wherein the applicator comprises a scissor-like mechanism.
24. 1. An apparatus configured for the treatment of obstructive sleep apnea, comprising: A source of cooling fluid; an applicator configured to receive the cooling fluid, the applicator having a first portion shaped and configured to contact and conform to a patient's tongue and a second portion shaped and configured to contact and conform to a base of the tongue and extend unobstructed into a valley of the patient's endotracheal tube; Including, the applicator and the cooling fluid source are configured to cooperate to cause cooling of the tongue and the tongue base when placed in contact with the tongue and the tongue base, and the engagement member is configured to be cooled to a temperature sufficient to cause freeze-thawing of adipose tissue within the tongue and the tongue base. Device.
25. 25. The device of claim 24, wherein the first portion has a concave surface shaped to match the concave surface of the tongue and the second portion has a concave surface shaped to match the concave surface of the tongue base.
26. 25. The device of claim 24, wherein the second portion tapers toward the distal tip.
27. 25. The apparatus of claim 24, wherein the first portion is substantially orthogonal to the second portion.
28. 1. An apparatus configured for the treatment of obstructive sleep apnea, comprising: A source of cooling fluid; an applicator configured to receive the cooling fluid, the applicator being sized, shaped, and configured to contact the patient's soft palate without contacting the patient's uvula, endotracheal tube, or teeth; Including, the applicator and the cooling fluid source are configured to cooperate to cause cooling of the soft palate when placed in contact with the soft palate, and the engagement member is configured to be cooled to a temperature sufficient to cause freeze-thawing of adipose tissue within the soft palate. Device.
29. 30. The device of claim 28, wherein the applicator includes an upper curved portion shaped and configured to conform to the curvature of the patient's posterior palate region.
30. 30. The device of claim 29, wherein the applicator further comprises a recess on a bottom portion configured to avoid the uvula.
31. The apparatus of claim 30, wherein the recess has a width in the range of 5 to 15 mm.
32. 30. The device of claim 28, wherein the applicator is generally horseshoe shaped.
33. 30. The device of claim 28, further comprising an articulator coupled to the applicator and configured to enable the applicator to articulate relative to the soft palate to apply a uniform force across the soft palate.
34. 34. The apparatus of claim 33, wherein the articulator comprises a constant force element.
35. 35. The apparatus of claim 34, wherein the constant force element comprises a constant force spring.