Environmental, social and company governance evaluation method and system for industrial enterprise
Through automated ESG rating methods and systems, the problem of low efficiency in ESG ratings for industrial enterprises has been solved, and a more efficient comprehensive evaluation of corporate ESG performance has been achieved.
Patent Information
- Application Number
- CN202511109380.7
- Authority / Receiving Office
- CN · China
- Patent Type
- Applications(China)
- Current Assignee / Owner
- Filing Date
- 2025-08-08
- Publication Date
- 2025-09-12
- Estimated Expiration
- Not applicable · inactive patent
AI Technical Summary
The ESG ratings of existing industrial enterprises are inefficient and rely mainly on manual review, resulting in low evaluation efficiency and high labor costs.
Provides an evaluation method and system that obtains corporate cognitive information and management information, uses a preset calculation model and scoring method to automatically calculate the corporate cognitive and management level scores, and combines the grading criteria to achieve automated ESG rating.
It improves the efficiency of ESG ratings, shortens rating time and reduces labor costs, and achieves a more efficient comprehensive evaluation of corporate ESG performance.
Smart Images
Figure CN120634374A_ABST
Abstract
Description
Technical Field
[0001] The present invention relates to the field of data processing technology, and in particular to an environmental, social and corporate governance evaluation method and system for industrial enterprises. Background Art
[0002] Environmental, Social, and Governance (ESG) generally refers to the assessment of a company's operational sustainability and impact on societal values across three dimensions: the environment, society, and corporate governance. Currently, ESG ratings for industrial companies rely heavily on individual company submissions and manual investigations by review agencies. Due to the large number of indicators involved in the rating process, review agencies are often required to categorize and rate each parameter and industry indicator submitted by the company. This relies entirely on manual effort, resulting in low efficiency. Summary of the Invention
[0003] In order to overcome the defects of the existing technology, a method and system for environmental, social and corporate governance evaluation of industrial enterprises are provided to solve the problem of low efficiency of ESG evaluation and rating of existing industrial enterprises.
[0004] To achieve the above objectives, a method for evaluating the environmental, social and corporate governance of industrial enterprises is provided, comprising the following steps: Obtaining enterprise cognitive information and management information, including strategic planning documents, risk and opportunity identification documents, and initiative commitment documents; and management information including management practice documents and management results documents, including environmental information, social information, and governance information; Calculate scores for the enterprise awareness information and the management information based on a preset scoring method; Calculating an enterprise cognition level score using a preset first calculation model and the score of the enterprise cognition information, and calculating an enterprise management level score using a preset second calculation model and the score of the management information; Based on the preset grading and judgment criteria, the ESG evaluation level of the industrial enterprise is determined by the sum of the enterprise awareness level score and the enterprise management level score.
[0005] Furthermore, the strategic planning document involves climate response and carbon emission strategic planning, green industry planning, green product and patent planning, green investment and financing planning, and policy response and social contribution related strategic planning.
[0006] Furthermore, the risk and opportunity identification document involves water resources, land and biodiversity, carbon emissions, energy consumption, pollutants, packaging materials and waste, employee health and safety, and customer privacy and information security.
[0007] Furthermore, the initiative commitment document involves social responsibility, zero carbon emissions and environmental protection.
[0008] Furthermore, the environmental information relates to environmental management, natural resources, climate change, pollution and disposal, and green investment and financing.
[0009] Furthermore, the social information relates to employee management and social responsibility.
[0010] Furthermore, the governance information relates to governance mechanisms and management effectiveness.
[0011] Furthermore, the first calculation model is: ; in, Sr is the enterprise awareness level score; Si Scoring of strategic planning documents, risk and opportunity identification documents, and initiative commitment documents for corporate cognitive information; Wi is the weight value of enterprise cognitive information.
[0012] Furthermore, the second calculation model is: ; in, Smj The score for enterprise management level; Sk Scoring of management practices documentation and management results documentation for management information; Wk is the weight value of management information.
[0013] The present invention provides an environmental, social and corporate governance evaluation system for industrial enterprises, which applies an environmental, social and corporate governance evaluation method for industrial enterprises, including: An acquisition module for acquiring enterprise cognitive information and management information; A scoring module for calculating scores of the enterprise awareness information and the management information based on a preset scoring method, connected to the acquisition module; A calculation module for calculating an enterprise awareness level score using a preset first calculation model and the score of the enterprise awareness information, and for calculating an enterprise management level score using a preset second calculation model and the score of the management information, connected to the scoring module; A rating module for determining the ESG evaluation level of an industrial enterprise based on the preset grading and judgment criteria, taking the sum of the enterprise awareness level score and the enterprise management level score, is connected to the calculation module.
[0014] The beneficial effect of the present invention is that the environmental, social and corporate governance evaluation method and system for industrial enterprises of the present invention are carried out through the three pillars of environment, society and corporate governance, and are divided into three levels: themes, key issues and indicator disclosure items. In the evaluation of ESG key issues, an ESG evaluation model for industrial enterprises is established. According to the overall level of enterprise's awareness of ESG and the enterprise's ESG management level, the ESG performance of industrial enterprises is comprehensively evaluated, thereby improving rating efficiency and shortening rating time and labor costs. BRIEF DESCRIPTION OF THE DRAWINGS
[0015] Other features, objects and advantages of the present application will become more apparent upon reading the detailed description of non-limiting embodiments made with reference to the following drawings: Figure 1 2 is a schematic diagram of modules of an environmental, social and corporate governance evaluation system for industrial enterprises according to an embodiment of the present invention. DETAILED DESCRIPTION
[0016] The present application will be further described in detail below with reference to the accompanying drawings and examples. It should be understood that the specific embodiments described herein are merely for the purpose of explaining the relevant invention and are not intended to limit the invention. It should also be noted that, for ease of description, only portions relevant to the invention are shown in the accompanying drawings.
[0017] It should be noted that, in the absence of conflict, the embodiments and features of the embodiments in this application can be combined with each other. The present application will be described in detail below with reference to the accompanying drawings and in combination with the embodiments.
[0018] Reference Figure 1 As shown, the present invention provides an environmental, social and corporate governance evaluation system for industrial enterprises, including: an acquisition module 1, a scoring module 2, a calculation module 3, and a rating module 4.
[0019] The acquisition module is used to obtain enterprise cognitive information and management information. Enterprise cognitive information includes strategic planning documents, risk and opportunity identification documents, and initiative commitment documents. Management information includes management practice documents and management results documents. Management information involves environmental information, social information, and governance information.
[0020] The scoring module is connected to the acquisition module and is used to calculate the scores of the enterprise recognition information and the management information based on a preset scoring method.
[0021] The calculation module is connected to the scoring module and is used to calculate the enterprise awareness level score using a preset first calculation model and the score of the enterprise awareness information, and to calculate the enterprise management level score using a preset second calculation model and the score of the management information.
[0022] The rating module is connected to the calculation module and is used to determine the ESG evaluation grade of the industrial enterprise based on the sum of the enterprise awareness level score and the enterprise management level score based on preset grading and judgment criteria.
[0023] The present invention provides an environmental, social and corporate governance evaluation method for industrial enterprises, comprising the following steps: S1. Obtain enterprise cognitive information and management information.
[0024] Corporate awareness information includes strategic planning documents, risk and opportunity identification documents, and initiative commitment documents.
[0025] Among them, the strategic planning documents involve climate response and carbon emission strategic planning, green industry planning, green product and patent planning, green investment and financing planning, and policy response and social contribution related strategic planning.
[0026] The risk and opportunity identification document covers water resources, land and biodiversity, carbon emissions, energy consumption, pollutants, packaging materials and waste, employee health and safety, customer privacy and information security.
[0027] The initiative commitment document covers social responsibility, zero carbon emissions and environmental protection.
[0028] Management information includes management practice documents and management results documents, among which management information involves environmental information, social information and governance information.
[0029] Among them, environmental information involves environmental management, natural resources, climate change, pollution and disposal, and green investment and financing.
[0030] Social information involves employee management and social responsibility.
[0031] Governance information involves governance mechanisms and management effectiveness.
[0032] S2. Based on the preset scoring method, calculate the scores of enterprise cognitive information and management information respectively.
[0033] S3. Calculate the enterprise cognition level score using the preset first calculation model and the score of the enterprise cognition information, and calculate the enterprise management level score using the preset second calculation model and the score of the management information.
[0034] The first calculation model is: ; in, Sr is the enterprise awareness level score; Si Scoring of strategic planning documents, risk and opportunity identification documents, and initiative commitment documents for corporate cognitive information; Wi is the weight value of enterprise cognitive information.
[0035] The second calculation model is: ; in, Smj The score for enterprise management level; Sk Scoring of management practices documentation and management results documentation for management information; Wk is the weight value of management information.
[0036] S4. Based on the preset grading and judgment criteria, the ESG evaluation level of industrial enterprises is determined by the sum of the enterprise awareness level score and the enterprise management level score.
[0037] In this embodiment, the evaluation framework of the environmental, social and corporate governance evaluation system for industrial enterprises of the present invention is developed from the three pillars of environment, society and corporate governance, wherein the management information is divided into three levels: themes, key issues and indicator disclosure items, as shown in Table 1 below.
[0038] Table 1. Hierarchical structure of key issues in ESG evaluation of industrial enterprises
[0039] In this example, ESG awareness (weighted 15%) focuses on strategy formulation and policy systems, providing direction for subsequent actions. Management practices (weighted 40%) cover process mechanisms and execution capabilities, reflecting the core aspects of ESG implementation. Management results (weighted 45%) verify effectiveness through quantitative indicators, strengthening the results-oriented approach. Among these, negative events in management results are fixed at 10%.
[0040] In this embodiment, enterprise awareness information and management information are used as subsequent rating and scoring factors. Enterprise awareness information includes strategic planning documents and risk and opportunity identification documents. Specifically, enterprise awareness information, its scoring method, and its weighting are shown in Table 2 below.
[0041] Table 2. Enterprise cognitive information evaluation index framework
[0042] In this embodiment, the management information includes a management practice file and a management result file. Specifically, the management information and its scoring method and weight are shown in Table 3 below.
[0043] Table 3. Management Information Evaluation Index Framework
[0044]
[0045]
[0046] In this embodiment, the rating module has preset grade classification and judgment criteria, and the ESG evaluation grade of the industrial enterprise is determined by the sum of the enterprise awareness level score and the enterprise management level score.
[0047] Specifically, the grade classification and judgment criteria are shown in Table 4 below. The ESG evaluation level of industrial enterprises can be divided into five levels: excellent, good, good, average and backward.
[0048] Table 4. Classification and Criteria of ESG Ratings for Industrial Enterprises
[0049] The environmental, social and corporate governance evaluation method and system for industrial enterprises of the present invention are carried out through the three pillars of environment, society and corporate governance, and are divided into three levels: themes, key issues and indicator disclosure items. In the evaluation of ESG key issues, an ESG evaluation model for industrial enterprises is established. According to the overall level of enterprise's awareness of ESG and the enterprise's ESG management level, the ESG performance of industrial enterprises is comprehensively evaluated, thereby improving rating efficiency and shortening rating time and labor costs.
[0050] The above description is merely a preferred embodiment of the present application and an illustration of the technical principles employed. Those skilled in the art should understand that the scope of the invention herein is not limited to the technical solutions formed by the specific combination of the above-mentioned technical features, but also encompasses other technical solutions formed by any combination of the above-mentioned technical features or their equivalents without departing from the inventive concept. For example, a technical solution formed by replacing the above-mentioned features with (but not limited to) technical features having similar functions disclosed in this application.
Claims
1. A method for evaluating the environmental, social and corporate governance of industrial enterprises, characterized in that: The following steps are involved: Obtaining enterprise cognitive information and management information, including strategic planning documents, risk and opportunity identification documents, and initiative commitment documents; and management information including management practice documents and management results documents, including environmental information, social information, and governance information; Calculate scores for the enterprise awareness information and the management information based on a preset scoring method; Calculating an enterprise cognition level score using a preset first calculation model and the score of the enterprise cognition information, and calculating an enterprise management level score using a preset second calculation model and the score of the management information; Based on the preset grading and judgment criteria, the ESG evaluation level of the industrial enterprise is determined by the sum of the enterprise awareness level score and the enterprise management level score.
2. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The strategic planning documents involve climate response and carbon emission strategic planning, green industry planning, green product and patent planning, green investment and financing planning, and policy response and social contribution related strategic planning.
3. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The risk and opportunity identification document covers water resources, land and biodiversity, carbon emissions, energy consumption, pollutants, packaging materials and waste, employee health and safety, customer privacy and information security.
4. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The initiative commitment document involves social responsibility, zero carbon emissions and environmental protection.
5. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The environmental information involved involves environmental management, natural resources, climate change, pollution and disposal, and green investment and financing.
6. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The social information involves employee management and social responsibility.
7. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The governance information involves governance mechanisms and management effectiveness.
8. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The first calculation model is: ； in, Sr is the enterprise awareness level score; Si Scoring of strategic planning documents, risk and opportunity identification documents, and initiative commitment documents for corporate cognitive information; Wi is the weight value of enterprise cognitive information.
9. The environmental, social and corporate governance evaluation method for industrial enterprises according to claim 1, characterized in that: The second calculation model is: ； in, Smj The score for enterprise management level; Sk Scoring of management practices documentation and management results documentation for management information; Wk is the weight value of management information.
10. An environmental, social and corporate governance evaluation system for industrial enterprises, applying the environmental, social and corporate governance evaluation method for industrial enterprises according to any one of claims 1 to 9, characterized in that: include: An acquisition module for acquiring enterprise cognitive information and management information; A scoring module for calculating scores of the enterprise awareness information and the management information based on a preset scoring method, connected to the acquisition module; A calculation module for calculating an enterprise awareness level score using a preset first calculation model and the score of the enterprise awareness information, and for calculating an enterprise management level score using a preset second calculation model and the score of the management information, connected to the scoring module; A rating module for determining the ESG evaluation level of an industrial enterprise based on the preset grading and judgment criteria, taking the sum of the enterprise awareness level score and the enterprise management level score, is connected to the calculation module.