Omnibearing intelligent auditing early warning and supervision system and method

Abstract

The invention discloses an all-dimensional intelligent auditing early warning and supervision system and method, and relates to the technical field of auditing data processing, and the system comprises a plan monitoring module which is used for determining the target and range of an auditing plan, checking the development condition of the auditing plan, and sending the target and range of the auditing plan to a server; displaying different auditing plan monitoring according to different roles; the project general collection module is used for checking the implementation condition of the audit project, displaying the progress of the audit project in a map form and displaying the progress of the audit project according to different project types; the audit rectification module is used for checking an audit rectification result based on the target and the range of the audit plan; and the collaboration module is used for collaborating the plan monitoring module, the project general collection module and the audit rectification module to work. According to the invention, comprehensive supervision in the auditing process can be realized, the quality and efficiency of auditing work are improved, the standardization and standardization of the auditing work are ensured, and the requirements of high efficiency, accuracy and informatization of modern auditing work are met.

Description

Technical Field

[0001] The present application relates to the field of audit data processing technology, and in particular to an all-round intelligent audit early warning and supervision system and method. Background Art

[0002] With the rapid development of information technology, audit work has gradually shifted from traditional manual operations to informatization and digitization. Traditional audit methods usually rely on offline contact with the audited unit, on-site audit evidence collection, and the use of paper documents to record audit data. This method is not only inefficient, but also difficult to ensure the integrity and accuracy of the audit work. Especially when facing complex audit projects, traditional audit methods are particularly insufficient and cannot meet the requirements of modern audit work in terms of efficiency, accuracy and timeliness.

[0003] The existing audit management system has deficiencies in the collaborative management of the entire audit business. The management process of audit projects is usually isolated and lacks integration with other business systems, resulting in inefficient sharing and utilization of audit data. In addition, the current audit system often lacks unified standards and specifications in the monitoring of audit plans, the overall management of project implementation, and the management of audit rectification, making it difficult to achieve dynamic management and monitoring of the entire process and cycle of audit projects.

[0004] There are some invention patents for solving the problem of protecting the overall system module composition and how to supervise each other during the audit process, for example: CN109191081A and CN110298562A.

[0005] CN109191081A discloses a smart construction site supervision and approval platform, which includes a collaborative approval system, a detection and supervision system, a smart space map system and an engineering supervision system. The collaborative approval system is used for the declaration of matters handled on the Internet, including an information integration unit and a construction application unit. The information integration unit is used for unified information display, and the construction application unit includes a construction application window for business declaration on the Internet and conducts review and approval. The detection and supervision system includes the detection data formed by the detection of construction site projects, and collects the detection data in real time, and reports and transmits the detection data at the same time. The smart space map system establishes a GIS spatial display and analysis interface, and the engineering supervision system includes an engineering supervision module, a construction site video monitoring module and a mobile inspection module. The collaborative approval collaboration and engineering supervision system constitute a combination of batch management to form quality and safety supervision. Such a design promotes the intelligent supervision upgrade of construction sites and brings convenience to supervision and approval. The problem that still exists in this patent is that the audit information entry and storage method needs to be further optimized to improve the query efficiency and accuracy of audit information.

[0006] CN110298562A discloses a grid management method for distribution network construction audit, including five modules: audit project dynamic module, implementation process audit module, work node module, error correction module and evaluation and assessment module. These modules correspond to the five different stages of project implementation, and respectively input and save real-time audit information into the database and reflect it to module 1, so as to update the audit dynamics in real time for query at any time. Considering the two aspects of value and economic value, the full coverage, full process and all-round dynamic management concepts and methods are used, and the information technology is fully utilized to integrate the data of existing project, material, financial, audit, operation monitoring and other system modules to achieve highlighting and accurate positioning, and strive to explore the management goals of integrating resources and optimizing allocation and enhancing organizational value. The problem that still exists in this patent is that the audit methods and means need to be adjusted to better meet the audit needs at different stages.

[0007] Therefore, there is an urgent need for an all-round intelligent audit early warning and supervision system and method to effectively solve the above-mentioned problems in the existing technology. Summary of the invention

[0008] The purpose of this application is to provide a comprehensive intelligent audit early warning and supervision system and method, which can realize comprehensive supervision during the audit process, improve the quality and efficiency of audit work, ensure the standardization and standardization of audit work, and meet the needs of modern audit work for efficiency, accuracy and informatization.

[0009] To achieve the above objectives, this application provides the following solutions:

[0010] In the first aspect, the present application provides an all-round intelligent audit early warning and supervision system, which includes: a plan monitoring module, a project overview module, an audit rectification module and a collaboration module.

[0011] The plan monitoring module is used to determine the objectives and scope of the audit plan, view the progress of the audit plan, and display different audit plan monitoring according to different roles; the objectives and scope of the audit plan include: audit items, time schedule and audit resources.

[0012] The project overview module is used to view the implementation status of the audit project, display it in the form of a map and display the progress of the audit project according to different project types.

[0013] The audit rectification module is used to view the audit rectification results based on the objectives and scope of the audit plan; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data.

[0014] The collaboration module is used to collaborate with the planning and monitoring module, the project management module and the audit and rectification module.

[0015] Optionally, the audit rectification module is further used to feed back the audit rectification result to the plan monitoring module to update the status of the audit plan.

[0016] Optionally, the plan monitoring module includes:

[0017] Define audit planning units to determine the objectives and scope of the audit plan.

[0018] The role permission configuration unit is used to configure the viewing and management permissions of the audit plan according to different roles.

[0019] The audit plan display unit is used to display the progress of the audit plan through the leadership dashboard and update the progress information of the audit plan in real time.

[0020] Optionally, the project overview module includes:

[0021] The audit project type classification unit is used to classify audit projects and obtain audit projects of different project types.

[0022] The map display unit is used to display the implementation status of audit projects of different project types in the form of maps through the geographic information system.

[0023] The progress tracking unit is used to track the implementation progress of various audit projects in real time and provide project status updates and early warning information.

[0024] Optionally, the audit rectification module includes:

[0025] The rectification situation collection unit is used to collect annual rectification situation data; the annual rectification situation data includes: rectification progress, rectification measures and rectification results.

[0026] The rectification warning unit is used to set warning rules based on the annual rectification data and promptly remind relevant responsible persons of unfinished rectification tasks.

[0027] The rectification effectiveness evaluation unit is used to evaluate the effectiveness of rectification measures and generate rectification effectiveness reports.

[0028] The problem comparison and analysis unit is used to compare and analyze the rectification status and nature of problems in different years, and to identify common problems and difficulties in rectification.

[0029] Optionally, the collaboration module includes:

[0030] The data integration unit is used to integrate the data of the plan monitoring module, the project overview module and the audit rectification module to obtain integrated data.

[0031] A system joint debugging unit is used to perform joint debugging tests on the plan monitoring module, the project overview module and the audit rectification module based on the integrated data.

[0032] The real-time monitoring unit is used to establish a real-time monitoring mechanism for the plan monitoring module, the project overview module and the audit rectification module, so as to timely discover and handle abnormal situations in the operation of each module.

[0033] The continuous optimization unit is used to continuously optimize the functions and performance of each module based on the operation status of each module and user feedback.

[0034] In the second aspect, the present application provides a comprehensive intelligent audit warning and supervision method, which is implemented based on the comprehensive intelligent audit warning and supervision system described in any one of the above items, and the comprehensive intelligent audit warning and supervision method includes:

[0035] Obtain the objectives and scope of the audit plan; the objectives and scope of the audit plan include: audit items, schedule and audit resources.

[0036] Configure the viewing and management permissions of the audit plan based on different roles.

[0037] The audit projects are classified to obtain audit projects of different project types, and the implementation status of audit projects of different project types are displayed in the form of a map.

[0038] Based on the objectives and scope of the audit plan, the audit rectification results are determined; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data.

[0039] Optionally, based on the objectives and scope of the audit plan, determine the audit rectification results, including:

[0040] Collect annual rectification data; the annual rectification data includes: rectification progress, rectification measures and rectification results.

[0041] Set early warning rules based on the annual rectification data and generate reminders of unfinished rectification tasks for relevant responsible persons.

[0042] Evaluate the effectiveness of corrective measures and generate a report on the effectiveness of corrective measures.

[0043] Conduct comparative analysis on the rectification status and nature of problems in different years to identify common problems and difficulties in rectification.

[0044] Optionally, the all-round intelligent audit early warning and supervision method further includes:

[0045] According to the viewing and management authority of the audit plan, the progress of the audit plan is displayed through the leadership dashboard, and the progress information of the audit plan is updated in real time.

[0046] Optionally, the all-round intelligent audit early warning and supervision method further includes:

[0047] Track the implementation progress of various audit projects in real time and provide project status updates and early warning information.

[0048] According to the specific embodiments provided in this application, this application discloses the following technical effects:

[0049] The present application provides an all-round intelligent audit early warning and supervision system and method, and the all-round intelligent audit early warning and supervision system includes: a plan monitoring module, a project overview module, an audit rectification module and a collaboration module; the plan monitoring module is used to determine the objectives and scope of the audit plan, view the progress of the audit plan, and display different audit plan monitoring according to different roles; the objectives and scope of the audit plan include: audit projects, time arrangements and audit resources; through the plan monitoring module, leaders at all levels can more intuitively grasp the progress of the audit plan, thereby improving the timeliness and accuracy of decision-making; the project overview module is used to view the implementation of the audit project, display it in the form of a map and display the progress of the audit project according to different project types; through the project overview module, the implementation of the audit project can be displayed in the form of a map, and the project progress can be displayed according to different project types (such as economic responsibility, special, and other), so that users can intuitively understand the progress of each audit project. The audit rectification module is used to view the audit rectification results based on the objectives and scope of the audit plan; the audit rectification results include: annual rectification data, rectification warning data, rectification effectiveness data and problem comparison data; the collaboration module is used to collaborate with the plan monitoring module, the project overview module and the audit rectification module. Through the audit rectification module, the annual rectification data, rectification warning data, rectification effectiveness data and problem comparison data (comparison of rectification of problems in different years, comparison of the nature of problems in different years, etc.) can be viewed, and the effectiveness and pertinence of the audit rectification are improved through systematic management means. This application replaces the traditional audit method that relies on manual operation and paper document records through information and digital means, making the collection, processing and storage of audit data more efficient and accurate, and reducing the possibility of human error. At the same time, the plan monitoring module, project overview module and audit rectification module of this application can conduct all-round and full-cycle dynamic monitoring of audit plans, project implementation and rectification, ensuring that every link of the audit work from planning to rectification can be effectively managed and controlled. Through integration with other business systems, this application can realize the sharing and unified management of audit data, breaking the isolated state in the audit project management process and improving the utilization efficiency of audit data. In addition, this application can ensure that all aspects of the audit work comply with the requirements of regulations and further improve the standardization and standardization of audit work. Through the comprehensive use of information technology, it can meet the needs of modern audit work for efficiency, accuracy and informatization, and ensure that audit work can adapt to the ever-changing environment and requirements. BRIEF DESCRIPTION OF THE DRAWINGS

[0050] In order to more clearly illustrate the embodiments of the present application or the technical solutions in the prior art, the drawings required for use in the embodiments will be briefly introduced below. Obviously, the drawings described below are only some embodiments of the present application. For ordinary technicians in this field, other drawings can be obtained based on these drawings without paying creative work.

[0051] Figure 1 A schematic diagram of the functional modules of an all-round intelligent audit warning and supervision system provided for one embodiment of the present application.

[0052] Figure 2 This is an application environment diagram of an all-round intelligent audit early warning and supervision method in one embodiment of the present application.

[0053] Figure 3 A flowchart of an all-round intelligent audit warning and supervision method provided for one embodiment of the present application. DETAILED DESCRIPTION

[0054] The following will be combined with the drawings in the embodiments of the present application to clearly and completely describe the technical solutions in the embodiments of the present application. Obviously, the described embodiments are only part of the embodiments of the present application, not all of the embodiments. Based on the embodiments in the present application, all other embodiments obtained by ordinary technicians in this field without creative work are within the scope of protection of this application.

[0055] In order to make the above-mentioned objects, features and advantages of the present application more obvious and easy to understand, the present application is further described in detail below in conjunction with the accompanying drawings and specific implementation methods.

[0056] The existing technology has problems in the audit management system in terms of full business collaborative management, data sharing and utilization efficiency, information entry and storage methods, and audit methods and means. Therefore, in order to solve the above problems, this application provides a comprehensive intelligent audit early warning and supervision system and method.

[0057] In an exemplary embodiment, Figure 1 As shown, a comprehensive intelligent audit early warning and supervision system is provided, which includes: a plan monitoring module M1, a project overview module M2, an audit rectification module M3 and a collaboration module M4.

[0058] The plan monitoring module M1 is used to determine the objectives and scope of the audit plan, view the progress of the audit plan, and display different audit plan monitoring according to different roles; the objectives and scope of the audit plan include: audit items, time schedule and audit resources.

[0059] The project overview module M2 is used to view the implementation status of the audit project and display the progress of the audit project in the form of a map according to different project types.

[0060] The audit rectification module M3 is used to view the audit rectification results based on the objectives and scope of the audit plan; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data.

[0061] The coordination module M4 is used to coordinate the work of the planning monitoring module M1, the project management module M2 and the audit rectification module M3.

[0062] Compared with the prior art, this application has the following beneficial effects:

[0063] 1. Improve audit efficiency and accuracy: This application replaces the traditional audit method that relies on manual operations and paper records through information and digital means, making the collection, processing and storage of audit data more efficient and accurate, and reducing the possibility of human error.

[0064] 2. Realize dynamic management and monitoring of the entire audit process and cycle: The plan monitoring module, project overview module and audit rectification module of this application can conduct all-round and full-cycle dynamic monitoring of the audit plan, project implementation and rectification, ensuring that every link of the audit work from planning to rectification can be effectively managed and controlled.

[0065] 3. Enhance the sharing and utilization efficiency of audit data: Through integration with other business systems, this application can realize the sharing and unified management of audit data, breaking the isolation in the audit project management process and improving the utilization efficiency of audit data.

[0066] 4. Provide multi-role, multi-perspective audit plan monitoring: The plan monitoring module displays different audit plan dashboards according to different roles (such as provincial company leaders, municipal bureau leaders, etc.), so that leaders at all levels can more intuitively grasp the progress of the audit plan and improve the timeliness and accuracy of decision-making.

[0067] 5. Visual display of the implementation status of audit projects: The project overview module displays the implementation status of audit projects in the form of a map, and displays the project progress according to different project types (such as financial responsibility, special, and other), so that users can intuitively understand the progress of each audit project.

[0068] 6. Systematic management of the audit rectification process: The audit rectification module can view the annual rectification status, rectification warning status, rectification results and problem comparison (comparison of rectification of problems in different years, comparison of the nature of problems in different years, etc.). Through systematic management methods, the effectiveness and pertinence of audit rectification are improved.

[0069] 7. Improve the standardization and compliance of audit work: Through unified standards and specifications, this application can ensure that all aspects of the audit work meet the prescribed requirements, further improving the standardization and compliance of audit work.

[0070] 8. Meeting the needs of modern audit work for efficiency, accuracy and informatization: This application can meet the needs of modern audit work for efficiency, accuracy and informatization through the comprehensive use of information technology, ensuring that audit work can adapt to the ever-changing environment and requirements.

[0071] As an optional implementation, the plan monitoring module M1 includes:

[0072] Define an audit plan unit to determine the objectives and scope of the audit plan; the objectives and scope of the audit plan include: audit projects, schedules, and audit resources. The system needs to obtain audit plan data and obtain audit plan recommendation results through a pre-built recommendation model. The specific implementation includes collecting audit plan data, preprocessing the data, performing feature engineering, building a recommendation model, and generating real-time recommendation results. Among them, building a recommendation model requires first collecting data and obtaining historical audit plan data, including project types, schedules, staffing, audit results, etc. Preprocess the data (clean data, handle missing values ​​and outliers, and convert data formats) and then annotate the data, such as which plans are successful and which have problems. Select a suitable model based on data characteristics and business needs, such as recommendation based on historical behavior of users or projects, and recommendation based on project or audit characteristics. The recommendation model is a hybrid recommendation system (combining multiple methods to improve recommendation results).

[0073] The role permission configuration unit is used to configure the viewing and management permissions of the audit plan according to different roles (such as provincial company leaders, municipal bureau leaders, etc.). The system establishes the relationship between the audit plan and roles at all levels through the data model, and displays different audit plan dashboards according to role permissions. Among them, the Integrated Audit Data Model (IADM) data model is mainly used, emphasizing the integration of the data model, covering information on different roles, tasks and audit plans. The user role table and the audit plan table can be associated through permissions to determine which role can view or edit which audit plans. There is a one-to-many relationship between the audit plan table and the audit task table. An audit plan can contain multiple audit tasks. The audit task table and the audit report table can be associated through the completion status of the task, and an audit report is generated after the task is completed.

[0074] The audit plan display unit is used to display the progress of the audit plan through the leadership dashboard and update the progress information of the audit plan in real time. Real-time stream processing technologies such as Apache Kafka and Apache Flink can be used to process large-scale user requests and generate real-time recommendation results. By combining Apache Kafka and Apache Flink, an efficient real-time audit plan display system can be implemented to ensure that the progress information of the audit plan is quickly and accurately fed back to leaders and relevant personnel. The front-end dashboard can effectively display this information, allowing users to easily view and manage the progress of the audit plan. It mainly includes: an overview of the audit plan (total number of plans, number of completed plans, number of plans currently in progress, number of overdue plans); specific task progress (name of each audit task, responsible person, start date and deadline, current progress (such as completion percentage), status (such as in progress, completed, overdue)).

[0075] As an optional implementation, the project overview module M2 includes:

[0076] The audit project type classification unit is used to classify audit projects according to types such as economic responsibility, special, and other, and obtain audit projects of different project types. The system automatically classifies audit projects according to pre-defined classification standards and stores them in the database.

[0077] The map display unit is used to display the implementation status of audit projects of different project types in the form of maps through the Geographic Information System (GIS), so as to facilitate intuitive viewing of project progress. The system needs to integrate GIS functional modules to dynamically display the geographical location and progress information of different project types. The progress tracking unit is used to track the implementation progress of various audit projects in real time and provide project status updates and early warning information.

[0078] The progress tracking unit is used to track the implementation progress of various audit projects in real time, and provide project status updates and early warning information. The system collects project progress data in real time through the data acquisition module, and tracks and warns according to the preset progress indicators.

[0079] As an optional implementation, the audit rectification module M3 includes:

[0080] The rectification status collection unit is used to collect annual rectification status data; the annual rectification status data includes: rectification progress, rectification measures and rectification results; the system needs to collect annual rectification status data from various relevant business systems and perform data cleaning and integration.

[0081] The rectification warning unit is used to set warning rules based on the annual rectification data and promptly remind relevant responsible persons of unfinished rectification tasks; the system sets warning rules and sends warning notifications via email, text messages, etc.

[0082] The rectification effectiveness evaluation unit is used to evaluate the effectiveness of rectification measures and generate a rectification effectiveness report; the system automatically generates a rectification effectiveness report based on preset evaluation criteria and provides a visual display.

[0083] The problem comparison and analysis unit is used to compare and analyze the rectification of problems and the nature of problems in different years, and to determine the common problems and difficulties in rectification. The system uses the data analysis module to compare and analyze problem data in different years and generate an analysis report.

[0084] As an optional implementation, the collaboration module M4 includes:

[0085] The data integration unit is used to integrate the data of the plan monitoring module M1, the project overview module M2 and the audit rectification module M3 to obtain the integrated data and ensure the consistency and integrity of the data. The system realizes data intercommunication between modules through data interfaces and middleware.

[0086] The system joint debugging unit is used to perform joint debugging tests on the plan monitoring module M1, the project overview module M2 and the audit rectification module M3 based on the integrated data to ensure data interaction and functional coordination between the modules. The system development team performs unit testing, integration testing and system testing to fix any problems found.

[0087] The real-time monitoring unit is used to establish a real-time monitoring mechanism for the plan monitoring module M1, the project overview module M2 and the audit rectification module M3, so as to timely discover and handle abnormal situations in the operation of each module; the system monitors the operating status of each module in real time through monitoring tools, and provides an alarm and processing mechanism.

[0088] The continuous optimization unit is used to continuously optimize the functions and performance of each module based on the operation status of each module and user feedback, and improve the stability of the system and user experience. The system development team regularly performs system maintenance and optimization to ensure that the system continues to operate efficiently.

[0089] It should be noted that in the all-round intelligent audit early warning and supervision system, the data integration between the plan monitoring module M1, the project overview module M2 and the audit rectification module M3 is crucial. The plan monitoring module M1 is responsible for managing and monitoring the formulation and implementation of the audit plan, including task allocation, etc. The project overview module M2 is responsible for the management of the overall audit project, providing a summary view of each audit task, and supporting decision-making and resource allocation. The audit rectification module M3 handles the problems found in the audit and the rectification measures, tracks the progress and effect of the rectification, and ensures that the problems are effectively resolved.

[0090] The data connection relationship between modules is as follows:

[0091] Plan monitoring module M1 and project overview module M2: Plan monitoring module M1 sends the status and progress information of each audit task to project overview module M2; project overview module M2 needs to obtain data from plan monitoring module M1 in real time in order to generate the overall progress and status summary of the audit project.

[0092] Project Overview Module M2 and Audit Correction Module M3: The Project Overview Module M2 provides the problems found in the audit and the corresponding corrective measures for use by the Audit Correction Module M3; the Audit Correction Module M3 needs to know which audit tasks have problems and track the implementation of the corrective measures.

[0093] Audit rectification module M3 and plan monitoring module M1: The audit rectification module M3 feeds back the rectification progress and results to the plan monitoring module M1 to update the task status; ensuring that the task status of the plan monitoring module reflects the progress of the audit rectification.

[0094] The modules can communicate with each other mainly through RESTful API, message queues and shared databases, so as to realize data intercommunication between the plan monitoring module M1, the project overview module M2 and the audit rectification module M3. This ensures the data consistency and integrity between the modules, thus effectively supporting the operation of the entire audit management system.

[0095] This application can achieve full-process and full-cycle dynamic management and monitoring of audit plans, project implementation and rectification. It improves the efficiency and accuracy of audit work, enhances the sharing and utilization efficiency of audit data, ensures the standardization and standardization of audit work, and meets the needs of modern audit work for efficiency, accuracy and informatization.

[0096] The all-round intelligent audit warning and supervision method provided in the embodiment of the present application can be applied to Figure 2In the application environment shown. Among them, the terminal 102 communicates with the server 104 through the network. The data storage system can store the data that the server 104 needs to process. The data storage system can be set up separately, integrated on the server 104, or placed on the cloud or other servers. The terminal 102 can send the objectives and scope of the audit plan to the server 104, and the objectives and scope of the audit plan include: audit projects, time arrangements and audit resources; after the server 104 receives the objectives and scope of the audit plan, for the objectives and scope of the audit plan, the server 104 configures the viewing and management permissions of the audit plan according to different roles; classifies the audit projects to obtain audit projects of different project types, and displays the implementation of audit projects of different project types in the form of a map; based on the objectives and scope of the audit plan, determines the audit rectification results; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data. The server 104 can feedback the obtained audit rectification results to the terminal 102. In addition, in some embodiments, the comprehensive intelligent audit early warning and supervision method can also be implemented independently by the server 104 or the terminal 102. For example, the terminal 102 can directly perform audit supervision on the objectives and scope of the audit plan, or the server 104 can obtain the objectives and scope of the audit plan from the data storage system and perform audit supervision on the objectives and scope of the audit plan.

[0097] The terminal 102 may be, but is not limited to, various desktop computers, laptop computers, smart phones, and tablet computers. The server 104 may be implemented as an independent server or a server cluster consisting of multiple servers, or may be a cloud server.

[0098] In an exemplary embodiment, Figure 3 As shown, a comprehensive intelligent audit early warning and supervision method is provided. The method is executed by a computer device, and can be executed by a computer device such as a terminal or a server alone, or by a terminal and a server together. In the embodiment of the present application, the method is applied to Figure 2 Taking the server 104 in the example as an example, the following steps are included:

[0099] S1: Obtain the objectives and scope of the audit plan; the objectives and scope of the audit plan include: audit items, schedule and audit resources.

[0100] S2: Configure the viewing and management permissions of the audit plan according to different roles.

[0101] S3: Classify the audit projects to obtain audit projects of different project types, and display the implementation status of audit projects of different project types in the form of a map.

[0102] S4: Based on the objectives and scope of the audit plan, determine the audit rectification results; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data.

[0103] As an optional implementation, in step S4, specifically including:

[0104] S41: Collect annual rectification data; the annual rectification data includes: rectification progress, rectification measures and rectification results.

[0105] S42: Setting early warning rules based on the annual rectification data to generate reminders of rectification tasks that have not been completed by relevant responsible persons.

[0106] S43: Evaluate the effectiveness of corrective measures and generate a corrective performance report.

[0107] S44: Compare and analyze the rectification status and nature of problems in different years to identify common problems and difficulties in rectification.

[0108] As an optional implementation, the all-round intelligent audit early warning and supervision method also includes:

[0109] According to the viewing and management authority of the audit plan, the progress of the audit plan is displayed through the leadership dashboard, and the progress information of the audit plan is updated in real time.

[0110] As an optional implementation, the all-round intelligent audit early warning and supervision method also includes:

[0111] Track the implementation progress of various audit projects in real time and provide project status updates and early warning information.

[0112] Specifically, the specific implementation method based on the all-round intelligent audit early warning and supervision system is as follows:

[0113] Step 1: Implementation of the plan monitoring module:

[0114] 1.1 Define the audit plan: determine the objectives and scope of the audit plan, including audit items, time schedule, audit resources, etc. The system obtains audit plan data from the OA system, talent management system and knowledge base, generates audit plan recommendation results through the pre-built recommendation model, and assists the audit department to quickly formulate an audit plan.

[0115] 1.2 Role authority configuration: Configure the viewing and management authority of the audit plan according to different roles (such as provincial company leaders, municipal bureau leaders, etc.). The system establishes the relationship between the audit plan and roles at all levels through the data model, and displays different audit plan dashboards according to role authority.

[0116] 1.3 Audit plan display: The progress of the audit plan is displayed through the leadership dashboard, and the progress information of the audit plan is updated in real time. The system uses real-time stream processing technologies such as Apache Kafka and Apache Flink to process large-scale user requests and generate real-time recommendation results.

[0117] Step 2: Implementation of the project overview module:

[0118] 2.1 Classification of audit project types: Classify audit projects into types such as economic responsibility, special, and other. The system automatically classifies audit projects according to pre-defined classification standards and stores them in the database.

[0119] 2.2 Map display: The implementation of the audit project is displayed in the form of a map through the Geographic Information System (GIS), which is convenient for visually viewing the project progress. The system needs to integrate the GIS function module to dynamically display the geographical location and progress information of different project types.

[0120] 2.3 Progress Tracking: Real-time tracking of the implementation progress of various audit projects, providing project status updates and early warning information. The system collects project progress data in real time through the data acquisition module, and tracks and issues early warning prompts based on preset progress indicators.

[0121] Step 3: Implementation of the audit rectification module:

[0122] 3.1 Collection of rectification status: Collect annual rectification status data, including rectification progress, rectification measures, rectification results, etc. The system needs to collect rectification data from various relevant business systems and perform data cleaning and integration.

[0123] 3.2 Rectification warning: Set warning rules according to the rectification situation to remind relevant responsible persons of unfinished rectification tasks in a timely manner. The system sets warning rules and sends warning notifications via email, SMS, etc.

[0124] 3.3 Rectification effectiveness evaluation: Evaluate the effectiveness of rectification measures and generate rectification effectiveness reports. The system automatically generates rectification effectiveness reports based on preset evaluation criteria and provides visual presentation.

[0125] 3.4 Comparative analysis of problems: Compare and analyze the rectification of problems and the nature of problems in different years to find out the common problems and difficulties in rectification. The system uses the data analysis module to compare and analyze the problem data of different years and generate an analysis report.

[0126] Step 4: Collaboration between system modules:

[0127] 4.1 Data Integration: Integrate the data of the plan monitoring module, project overview module and audit rectification module to ensure data consistency and integrity. The system realizes data intercommunication between modules through data interfaces and middleware.

[0128] 4.2 System joint debugging: Conduct system joint debugging tests to ensure data interaction and functional coordination between modules. The system development team conducts unit testing, integration testing, and system testing to fix any problems found.

[0129] 4.3 Real-time monitoring: Establish a real-time monitoring mechanism for each system module to promptly discover and handle abnormal situations in system operation. The system monitors the operating status of each module in real time through monitoring tools and provides alarm and processing mechanisms.

[0130] 4.4 Continuous optimization: Based on the system operation status and user feedback, continuously optimize the functions and performance of each module to improve the system stability and user experience. The system development team regularly performs system maintenance and optimization to ensure the continuous and efficient operation of the system.

[0131] Through the above steps, the all-round intelligent audit early warning and supervision method of this embodiment can realize the full process and full cycle dynamic management and monitoring of audit plans, project implementation and rectification. It improves the efficiency and accuracy of audit work, enhances the sharing and utilization efficiency of audit data, ensures the standardization and standardization of audit work, and meets the needs of modern audit work for efficiency, accuracy and informatization.

[0132] The present application also provides an application scenario, which applies the above-mentioned all-round intelligent audit warning and supervision method. Specifically: The all-round intelligent audit warning and supervision method provided by this embodiment can be applied in the audit data processing scenario. The audit data processing scenario includes: the acquisition link of the objectives and scope of the audit plan, the authority configuration link, the classification link and the audit rectification result determination link; first, obtain the objectives and scope of the audit plan; the objectives and scope of the audit plan include: audit projects, time arrangements and audit resources; secondly, configure the viewing and management permissions of the audit plan according to different roles; then, classify the audit projects to obtain audit projects of different project types, and display the implementation of audit projects of different project types in the form of a map; finally, based on the objectives and scope of the audit plan, the audit rectification results can be determined; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data.

[0133] The technical features of the above embodiments may be arbitrarily combined. To make the description concise, not all possible combinations of the technical features in the above embodiments are described. However, as long as there is no contradiction in the combination of these technical features, they should be considered to be within the scope of this specification.

[0134] This article uses specific examples to illustrate the principles and implementation methods of this application. The description of the above embodiments is only used to help understand the method and core ideas of this application. At the same time, for those skilled in the art, according to the ideas of this application, there will be changes in the specific implementation methods and application scope. In summary, the content of this specification should not be understood as limiting this application.

Claims

1. A comprehensive intelligent audit early warning and supervision system, characterized in that: The all-round intelligent audit early warning and supervision system includes: a plan monitoring module, a project overview module, an audit rectification module and a collaboration module; The plan monitoring module is used to determine the objectives and scope of the audit plan, view the progress of the audit plan, and display different audit plan monitoring according to different roles; the objectives and scope of the audit plan include: audit items, time schedule and audit resources; The project overview module is used to view the implementation status of the audit project, display it in the form of a map and display the progress of the audit project according to different project types; The audit rectification module is used to view the audit rectification results based on the objectives and scope of the audit plan; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data; The collaboration module is used to collaborate with the planning and monitoring module, the project management module and the audit and rectification module.

2. The all-round intelligent audit early warning and supervision system according to claim 1 is characterized in that: The audit rectification module is also used to feed back the audit rectification results to the plan monitoring module to update the status of the audit plan.

3. The all-round intelligent audit early warning and supervision system according to claim 1 is characterized in that: The plan monitoring module includes: Define audit planning units to determine the objectives and scope of the audit plan; The role permission configuration unit is used to configure the viewing and management permissions of the audit plan according to different roles; The audit plan display unit is used to display the progress of the audit plan through the leadership dashboard and update the progress information of the audit plan in real time.

4. The all-round intelligent audit early warning and supervision system according to claim 1 is characterized in that: The project overview module includes: The audit project type classification unit is used to classify audit projects and obtain audit projects of different project types; A map display unit is used to display the implementation status of audit projects of different project types in the form of maps through a geographic information system; The progress tracking unit is used to track the implementation progress of various audit projects in real time and provide project status updates and early warning information.

5. The all-round intelligent audit early warning and supervision system according to claim 1 is characterized in that: The audit rectification module includes: A rectification situation collection unit, used to collect annual rectification situation data; the annual rectification situation data includes: rectification progress, rectification measures and rectification results; The rectification warning unit is used to set warning rules based on the annual rectification data and promptly remind relevant responsible persons of unfinished rectification tasks; The rectification effectiveness evaluation unit is used to evaluate the effectiveness of rectification measures and generate rectification effectiveness reports; The problem comparison and analysis unit is used to compare and analyze the rectification status and nature of problems in different years, and to identify common problems and difficulties in rectification.

6. The all-round intelligent audit early warning and supervision system according to claim 1 is characterized in that: The collaboration module includes: A data integration unit, used to integrate the data of the plan monitoring module, the project overview module and the audit rectification module to obtain integrated data; A system joint debugging unit, used to perform joint debugging tests on the plan monitoring module, the project overview module and the audit rectification module based on the integrated data; A real-time monitoring unit is used to establish a real-time monitoring mechanism for the plan monitoring module, the project overview module and the audit rectification module, so as to timely discover and handle abnormal situations in the operation of each module; The continuous optimization unit is used to continuously optimize the functions and performance of each module based on the operation status of each module and user feedback.

7. An all-round intelligent audit early warning and supervision method, which is implemented based on the all-round intelligent audit early warning and supervision system according to any one of claims 1 to 6, and comprises: Obtain the objectives and scope of the audit plan; The objectives and scope of the audit plan include: audit items, schedule and audit resources; Configure the viewing and management permissions of the audit plan according to different roles; Classify the audit projects to obtain audit projects of different project types, and display the implementation status of audit projects of different project types in the form of a map; Based on the objectives and scope of the audit plan, the audit rectification results are determined; the audit rectification results include: annual rectification status data, rectification warning status data, rectification effectiveness data and problem comparison data.

8. The all-round intelligent audit early warning and supervision method according to claim 7 is characterized in that: Based on the objectives and scope of the audit plan, determine the audit rectification results, including: Collect annual rectification data; the annual rectification data includes: rectification progress, rectification measures and rectification results; Set warning rules based on the annual rectification data to generate reminders of rectification tasks that have not been completed by relevant responsible persons; Evaluate the effectiveness of corrective measures and generate a report on the effectiveness of corrective measures; Conduct comparative analysis on the rectification status and nature of problems in different years to identify common problems and difficulties in rectification.

9. The all-round intelligent audit early warning and supervision method according to claim 7 is characterized in that: The all-round intelligent audit early warning and supervision method also includes: According to the viewing and management authority of the audit plan, the progress of the audit plan is displayed through the leadership dashboard, and the progress information of the audit plan is updated in real time.

10. The all-round intelligent audit early warning and supervision method according to claim 7 is characterized in that: The all-round intelligent audit early warning and supervision method also includes: Track the implementation progress of various audit projects in real time and provide project status updates and early warning information.

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