Data checking and submitting method and system
Through the data inspection and reporting methods and systems, the problems of inconsistent data standards and inadequate implementation are solved, the consistency of data goals and the effectiveness of anti-money laundering data reporting are achieved, data quality and efficiency are improved, and anti-money laundering is solved. High cost and long-term problems in monitoring reporting.
Patent Information
- Application Number
- CN202411143516.1
- Authority / Receiving Office
- CN · China
- Patent Type
- Applications(China)
- Current Assignee / Owner
- Filing Date
- 2024-08-20
- Publication Date
- 2025-01-10
AI Technical Summary
In the existing technology, data standards are not unified, inadequately implemented, and difficult to communicate, resulting in data quality that needs to be improved, mining effects are reduced, and application is difficult, especially in anti-money laundering monitoring and reporting, especially in digital transformation. With the acceleration, we face higher challenges.
Provide a data inspection and reporting method and system, by creating a data inspection and reporting process, reading data inspection and reporting task data in the queue, submitting a task list, reading inspection and reporting data from the task list, and creating data inspection and reporting Tasks, process the data inspection and reporting tasks, complete the data inspection and reporting process, and use the unified process platform to automatically execute the data list process to ensure data standardization and consistency, shorten communication costs, improve data quality and mining results.
The consistency of data goals has been achieved, the time and space cost of data processing has been shortened, the problems of inconsistent data standards and inadequate implementation have been overcome, the effectiveness and efficiency of anti-money laundering data reporting have been improved, and the application difficulty has been reduced.
Smart Images
Figure CN119294987A_ABST
Abstract
Description
Background Art
[0002] Since the data elements and formats required by the branches of the People's Bank of China for the institutions at all levels under their jurisdiction are not standardized and unified, institutions at all levels or institutions operating across regions face diverse data requirements when preparing for inspections at their headquarters or branches. Especially as inspections become more frequent, the work pressure and burden continue to increase.
[0003] Under the current situation of "strong supervision, strict accountability, and heavy penalties", it is undoubtedly necessary and beneficial to further improve the supervision level and effect of the supervisory units and the performance of the supervised units with more standardized and normalized information as support. The informatization and standardization of data content are also issues that need to be paid attention to in the application and innovation of system technology.
[0004] Therefore, the system upgrade design of data basic tables and interface specifications is an important measure to comply with internal and external situation requirements, improve the work level of institutions at all levels, and enhance the efficiency of institutions at all levels.
[0005] In addition, with the deepening of the digitalization of corporate business, it is undoubtedly necessary and beneficial to further improve the supervision level and effectiveness of regulatory authorities and support it with more standardized and normalized information.
[0006] Anti-money laundering monitoring and reporting has high investment costs and long duration. Especially with the acceleration of digital transformation, higher requirements and challenges are put forward for anti-money laundering data reporting. Summary of the invention
[0007] The present application provides a data inspection and reporting method and system to overcome the pain points of inconsistent data standards, inadequate implementation, difficulty in intercommunication, need to improve data quality, reduced mining effect, and difficult application.
[0008] In a first aspect, a data inspection and reporting method is provided, comprising the following steps:
[0009] Create a data inspection and submission process;
[0010] Read the data in the queue, check the submitted task data, and submit the task list;
[0011] Read inspection and submission data from the task list and create data inspection and submission tasks;
[0012] Process the data inspection and reporting task and complete the data inspection and reporting process.
[0013] In the above technical scheme, by creating a data inspection and reporting process; reading the data inspection and reporting task data in the queue and submitting a task list; reading the inspection and reporting data from the task list and creating a data inspection and reporting task; processing the data inspection and reporting task and completing the data inspection and reporting process; shortening the time cost and space cost of offline communication in data processing, and ensuring the consistency of data goals through the approval process; overcoming the pain points of inconsistent data standards, inadequate implementation, difficulty in intercommunication, need to improve data quality, discounted mining effect, and difficult application.
[0014] In a specific implementation plan, the steps for creating a data inspection and submission process include:
[0015] Create a data inspection and submission process and set data inspection and submission parameters;
[0016] Conduct data inspection and submission process approval.
[0017] In a specific implementation plan, the steps for data inspection and submission process approval are as follows:
[0018] After the data inspection and submission parameters are set, the back-end interface is called to automatically create a specified task, and the replacement approval parameters are passed to the task rule script to perform data inspection and submission process approval.
[0019] In a specific implementation scheme, the data inspection and reporting parameters include: data purpose, data scope, task type, customer sensitive information processing method, extraction frequency, and data transmission method.
[0020] In a specific implementation scheme, the steps of reading the data in the queue, checking the submitted task data, and submitting the task list specifically include:
[0021] Read the data in the queue to check the submitted task data and monitor the task details in the task list;
[0022] Create a task detail record, submit the task rule script after replacing parameters, record the return status and data, and update the task execution status result.
[0023] In a specific implementation scheme, the steps of reading inspection and submission data from the task list and creating a data inspection and submission task are as follows:
[0024] Read inspection report data from the task list, merge task data, create tasks, distribute tasks and give reminders based on configuration information.
[0025] In a specific implementation scheme, the steps of processing the data inspection and submission task and completing the data inspection and submission process are specifically as follows:
[0026] Process the data inspection and reporting tasks, extract the data tasks corresponding to the required data, report to the local people's bank, and complete the data inspection and reporting process.
[0027] In a second aspect, a data inspection and reporting system is provided, comprising:
[0028] Task configuration module, used to create data inspection and reporting processes;
[0029] The task acquisition module is used to read the data in the queue, check the submitted task data, and submit the task list;
[0030] The task creation module is used to read the inspection and submission data from the task list and create data inspection and submission tasks;
[0031] The task processing module is used to process the data inspection and reporting tasks and complete the data inspection and reporting process.
[0032] In a specific implementation scheme, the task service creates a data inspection and reporting task based on the task data.
[0033] In a specific implementation scheme, the data inspection and reporting system includes a data application composed of seventeen interface specifications and nineteen basic tables. BRIEF DESCRIPTION OF THE DRAWINGS
[0034] Figure 1 A flowchart of a data inspection and reporting method provided in an embodiment of the present application;
[0035] Figure 2 A specific flow chart of the data inspection and reporting method provided in the embodiment of the present application;
[0036] Figure 3 A structural block diagram of the data inspection and reporting system provided in an embodiment of the present application. DETAILED DESCRIPTION
[0037] The present application is further described in detail below through the accompanying drawings and embodiments. Through these descriptions, the characteristics and advantages of the present application will become clearer and more specific.
[0038] The word "exemplary" is used exclusively herein to mean "serving as an example, embodiment, or illustration." Any embodiment described herein as "exemplary" is not necessarily to be construed as preferred or advantageous over other embodiments. Although various aspects of the embodiments are shown in the drawings, the drawings are not necessarily drawn to scale unless otherwise noted.
[0039] In addition, the technical features involved in different embodiments of the present application described below can be combined with each other as long as they do not conflict with each other.
[0040] To facilitate understanding of the data inspection and reporting method and system provided in the embodiment of the present application, its application scenario is first explained. The data inspection and reporting method and system provided in the embodiment of the present application are used to overcome the pain points of inconsistent data standards, inadequate implementation, difficulty in intercommunication, data quality to be improved, discounted mining effect, and difficult application. Since the data elements and formats required by the branches of the People's Bank of China to be provided by institutions at all levels under their jurisdiction are not standardized and unified, institutions at all levels or institutions operating across regions are facing diversified data requirements in the inspection of their headquarters or branches, especially in the case of frequent inspections, the work pressure and burden are increasing. Under the current situation of "strong supervision, strict accountability, and heavy punishment", how to further improve the supervision level and effect of the supervision unit, and the practical ability of the supervised unit to perform its duties, with more standardized and standardized information as support, is undoubtedly very necessary and beneficial. The informatization and standardization of data content are also what needs to be paid attention to in the application and innovation of system technology. Therefore, the system upgrade design of data basic tables and interface specifications is an important measure to comply with the requirements of internal and external situations, to improve the work level of institutions at all levels, and to improve the efficiency of institutions at all levels. In addition, with the deepening of the digital construction of the company's business, it is undoubtedly necessary and beneficial to further improve the supervision level and effect of the regulatory unit with more standardized and normalized information as support. The investment cost of anti-money laundering monitoring and reporting is high and the continuous cycle is long. Especially with the acceleration of digital transformation, higher requirements and challenges are put forward for anti-money laundering data reporting. For this reason, the embodiment of the present application provides a data inspection and reporting method and system to overcome the pain points of inconsistent data standards, inadequate implementation, difficult intercommunication, data quality needs to be improved, mining effect is discounted, and application is difficult. The following is a detailed description of the embodiment in conjunction with specific drawings.
[0041] refer to Figures 1 to 3 , Figure 1 A flowchart of a data inspection and reporting method provided in an embodiment of the present application; Figure 2 A specific flow chart of the data inspection and reporting method provided in the embodiment of the present application; Figure 3 A structural block diagram of the data inspection and reporting system provided in an embodiment of the present application.
[0042] exist Figure 1 and Figure 2 In the embodiment of the present application, a data inspection and reporting method is provided, comprising the following steps:
[0043] Create a data inspection and submission process;
[0044] Read the data in the queue, check the submitted task data, and submit the task list;
[0045] Read inspection and submission data from the task list and create data inspection and submission tasks;
[0046] Process the data inspection and reporting task and complete the data inspection and reporting process.
[0047] In the above technical scheme, by creating a data inspection and reporting process; reading the data inspection and reporting task data in the queue and submitting a task list; reading the inspection and reporting data from the task list and creating a data inspection and reporting task; processing the data inspection and reporting task and completing the data inspection and reporting process; shortening the time cost and space cost of offline communication in data processing, and ensuring the consistency of data goals through the approval process; overcoming the pain points of inconsistent data standards, inadequate implementation, difficulty in intercommunication, need to improve data quality, discounted mining effect, and difficult application.
[0048] In this embodiment, the data inspection and submission method, based on the "risk-based" regulatory requirements, uses the method of automatically conducting the review process and data processing based on data needs on the basis of comprehensive compliance to help institutions at all levels improve the "effectiveness" of anti-money laundering: a process for automatically executing the data list table from a unified process platform is built to overcome the pain points of inconsistent data standards, inadequate implementation, difficulty in intercommunication, need to improve data quality, discounted mining effects, and difficulty in application. Users submit the data inspection and submission process through the unified process platform, and define the conditions such as data usage and data scope to complete the data application of 17 interface specifications and 19 basic tables with flexible combinations. Specifically, data reports are configured according to business needs, data scope is locked, rule execution and data extraction are completed in the background, and the task service creates data inspection and submission tasks based on task data and provides them to institutions at all levels for download.
[0049] refer to Figure 1 and Figure 2 In a specific implementation plan, the steps of creating a data inspection and submission process include:
[0050] Create a data inspection and submission process and set data inspection and submission parameters;
[0051] Conduct data inspection and submission process approval.
[0052] In a specific implementation plan, the steps for data inspection and submission process approval are as follows:
[0053] After the data inspection and submission parameters are set, the back-end interface is called to automatically create a specified task, and the replacement approval parameters are passed to the task rule script to perform data inspection and submission process approval.
[0054] Specifically, to create the data inspection and submission process, the user fills in the latest reporting time, data purpose, data scope, etc., and completes the process creation and process approval, including:
[0055] 1. Create a process and select parameters such as data purpose (whether to submit for supervision), data scope (including group / individual core data), task type, customer sensitive information processing method, extraction frequency, data transmission method, etc.;
[0056] 2. After the process is approved, the backend interface is called to automatically create the specified task and pass the replacement approval parameters to the task rule script.
[0057] In a specific implementation scheme, the data inspection and reporting parameters include: data purpose, data scope, task type, customer sensitive information processing method, extraction frequency, and data transmission method.
[0058] In a specific implementation scheme, the steps of reading the data in the queue, checking the submitted task data, and submitting the task list specifically include:
[0059] Read the data in the queue to check the submitted task data and monitor the task details in the task list;
[0060] Create a task detail record, submit the task rule script after replacing parameters, record the return status and data, and update the task execution status result.
[0061] Specifically, read the data in the queue to check the submitted task data, submit the task list, check the submitted task data, and update the task execution status results, including:
[0062] 1. Monitor the task details in the task list;
[0063] 2. Create a task detail record, submit the task script after replacing the parameters, and record the return status and data.
[0064] In a specific implementation scheme, the steps of reading inspection and submission data from the task list and creating a data inspection and submission task are as follows:
[0065] Read inspection report data from the task list, merge task data, create tasks, distribute tasks and give reminders based on configuration information.
[0066] In a specific implementation scheme, the steps of processing the data inspection and submission task and completing the data inspection and submission process are specifically as follows:
[0067] Process the data inspection and reporting tasks, extract the data tasks corresponding to the required data, report to the local people's bank, and complete the data inspection and reporting process.
[0068] In the above technical scheme, by creating a data inspection and reporting process; reading the data inspection and reporting task data in the queue and submitting a task list; reading the inspection and reporting data from the task list and creating a data inspection and reporting task; processing the data inspection and reporting task and completing the data inspection and reporting process; a closed loop of the data inspection and reporting process is realized, which includes a complete set of data reporting solutions from the issuance of reporting tasks by the People's Bank of China, creation of reminders for pending tasks, task data processing and subsequent correction status tracking.
[0069] Specifically, it has the following advantages:
[0070] 1. Write SQL scripts to develop configurable basic table configuration and interface specification configuration, which is simple, convenient and easy to maintain; SQL (Structured Query Language) is a standard programming language for accessing and operating database systems. SQL scripts are text files containing a series of SQL statements used to perform specific database operations, such as querying data, updating data, inserting new data or deleting data;
[0071] 2. Control the creation of tasks and replace parameters through process approval to ensure data security and accuracy;
[0072] 3. Greatly shortens the time and space costs of offline communication for data processing, and ensures the consistency of data goals through the approval process.
[0073] It has been applied to multiple system functions such as data inspection and reporting for anti-money laundering data quality monitoring, and cooperative investigation matters, involving 34 institutions, with a total of 76 data inspection and reporting items initiated and 2,279 cooperative investigation matters.
[0074] exist Figure 3 In the embodiment of the present application, a data inspection and reporting system is also provided, including:
[0075] Task configuration module, used to create data inspection and reporting processes;
[0076] The task acquisition module is used to read the data in the queue, check the submitted task data, and submit the task list;
[0077] The task creation module is used to read the inspection and submission data from the task list and create data inspection and submission tasks;
[0078] The task processing module is used to process the data inspection and reporting tasks and complete the data inspection and reporting process.
[0079] In a specific implementation scheme, the task service creates a data inspection and reporting task based on the task data.
[0080] In a specific implementation scheme, the data inspection and reporting system includes a data application composed of seventeen interface specifications and nineteen basic tables.
[0081] In the above technical scheme, by creating a data inspection and reporting process; reading the data inspection and reporting task data in the queue and submitting a task list; reading the inspection and reporting data from the task list and creating a data inspection and reporting task; processing the data inspection and reporting task and completing the data inspection and reporting process; a closed loop of the data inspection and reporting process is realized, which includes a complete set of data reporting solutions from the issuance of reporting tasks by the People's Bank of China, creation of reminders for pending tasks, task data processing and subsequent correction status tracking.
[0082] Those skilled in the art will appreciate that the present application may be implemented as a system, method or computer program product.
[0083] Therefore, the present disclosure may be specifically implemented in the following forms, namely: it may be completely hardware, it may be completely software (including firmware, resident software, microcode, etc.), or it may be a combination of hardware and software, generally referred to herein as a "circuit", "module" or "system". In addition, in some embodiments, the present application may also be implemented in the form of a computer program product in one or more computer-readable media, and the computer-readable medium may contain computer-readable program code.
[0084] Any combination of one or more computer-readable media can be used. Computer-readable media can be computer-readable signal media or computer-readable storage media. Computer-readable storage media can be, for example, but not limited to, electrical, magnetic, optical, electromagnetic, infrared, or semiconductor systems, devices or devices, or any combination of the above. More specific examples (non-exhaustive list) of computer-readable storage media include: electrical connections with one or more wires, portable computer disks, hard disks, random access memories (RAM), read-only memories (ROM), erasable programmable read-only memories (EPROM or flash memory), optical fibers, portable compact disk read-only memories (CD-ROM), optical storage devices, magnetic storage devices, or any suitable combination of the above. In this document, computer-readable storage media can be any tangible medium containing or storing a program, which can be used by an instruction execution system, device or device or used in combination with it.
[0085] Although the embodiments of the present application have been shown and described above, it is understood that the above embodiments are exemplary and cannot be understood as limiting the present application. A person of ordinary skill in the art can change, modify, replace and modify the above embodiments within the scope of the present application. On this basis, a variety of replacements and improvements can be made to the present application, all of which fall within the scope of protection of the present application.
Claims
1. A data inspection and reporting method, characterized in that: The following steps are involved: Create a data inspection and submission process; Read the data in the queue, check the submitted task data, and submit the task list; Read inspection and submission data from the task list and create data inspection and submission tasks; Process the data inspection and reporting task and complete the data inspection and reporting process.
2. The data inspection and reporting method according to claim 1, characterized in that: The steps to create a data check submission process include: Create a data inspection and submission process and set data inspection and submission parameters; Conduct data inspection and submission process approval.
3. The data inspection and reporting method according to claim 2, characterized in that: The steps for data inspection and submission process approval are as follows: After the data inspection and submission parameters are set, the back-end interface is called to automatically create a specified task, and the replacement approval parameters are passed to the task rule script to perform data inspection and submission process approval.
4. The data inspection and reporting method according to claim 3, characterized in that: The data inspection and reporting parameters include: data purpose, data scope, task type, customer sensitive information processing method, extraction frequency, and data transmission method.
5. The data inspection and reporting method according to claim 4, characterized in that: Read the data in the queue to check the submitted task data and submit the task list, including: Read the data in the queue to check the submitted task data and monitor the task details in the task list; Create a task detail record, submit the task rule script after replacing parameters, record the return status and data, and update the task execution status result.
6. The data inspection and reporting method according to claim 5, characterized in that: Read the inspection and submission data from the task list and create the data inspection and submission task. The specific steps are as follows: Read inspection report data from the task list, merge task data, create tasks, distribute tasks and give reminders based on configuration information.
7. The data inspection and reporting method according to claim 6, characterized in that: The steps of processing the data inspection and submission task and completing the data inspection and submission process are specifically as follows: Process the data inspection and reporting tasks, extract the data tasks corresponding to the required data, report to the local people's bank, and complete the data inspection and reporting process.
8. A data inspection and reporting system, characterized in that: include: Task configuration module, used to create data inspection and reporting processes; The task acquisition module is used to read the data in the queue, check the submitted task data, and submit the task list; The task creation module is used to read the inspection and submission data from the task list and create data inspection and submission tasks; The task processing module is used to process the data inspection and reporting tasks and complete the data inspection and reporting process.
9. The data inspection and reporting system according to claim 8, characterized in that: The task service creates data inspection and reporting tasks based on task data.
10. The data inspection and reporting system according to claim 9, characterized in that: The data inspection and reporting system includes a data application composed of seventeen interface specifications and nineteen basic tables.