Audit assistance system and method

Abstract

The present invention provides an audit assistance system and method, including: an audit matter management module for crawling relevant audit knowledge and audit analysis models, and constructing audit guidelines; an audit plan determination module for determining the scope of audit matters corresponding to different audit types, and constructing an audit plan template, and at the same time, adapting and adjusting the audit plan template based on the project characteristics of the project to be audited, obtaining the target audit matter scope corresponding to the project to be audited, and sending the target audit matter to the corresponding audit terminal; an audit module for retrieving the target audit knowledge and target audit analysis model corresponding to the target audit matter based on the audit guidelines, and parsing the target audit matter based on the target audit knowledge and the target audit analysis model to obtain the target audit result. While ensuring the audit accuracy, the audit efficiency is improved, a large amount of manpower and material resources are saved, and the audit effect is also guaranteed.

Description

Technical Field

[0001] The present invention relates to the field of data processing technology, and in particular to an audit assistance system and method. Background Art

[0002] At present, the audit matter library, knowledge base, and audit results provided by most audit business systems are independent functions, and manual audit is required during the audit process. Because of manual participation in the audit, auditors need to switch between functional modules during the audit process and the preparation of audit working papers, and cannot effectively check and use them. At the same time, audit data analysis and operations are also separated and cannot be organically combined, which leads to slow search and positioning of doubts, greatly reducing the audit effect and audit results;

[0003] Therefore, in order to overcome the above-mentioned defects, the present invention provides an audit assistance system and method. Summary of the invention

[0004] The present invention provides an audit assistance system and method, which are used to obtain audit knowledge and audit analysis models related to various audit matters, associate audit matters with corresponding audit knowledge and audit analysis models, and construct corresponding audit guidelines, so as to facilitate the rapid retrieval of corresponding audit knowledge and audit analysis models according to audit matters during the audit process, thereby improving the efficiency of data retrieval and reference. Secondly, an audit plan template is constructed according to the audit matter scope corresponding to different audit types, and the audit matter scope in the audit plan template is adaptively adjusted according to the project characteristics of different audited projects, thereby realizing the rapid and effective determination of the target audit matter scope of the audited project. Finally, the target audit matter is accurately and quickly audited by retrieving the corresponding audit knowledge and audit analysis model according to the audit guidelines through the determined target audit matter scope, and finally the target audit result is effectively obtained, thereby improving the audit efficiency while ensuring the audit accuracy, saving a lot of manpower and material resources, and also ensuring the audit effect.

[0005] The present invention provides an audit assistance system, comprising:

[0006] The audit matter management module is used to crawl relevant audit knowledge and audit analysis models from the preset database based on audit matters, associate the audit knowledge and audit analysis models with the corresponding audit matters, and build audit guidelines based on the association results;

[0007] The audit plan determination module is used to determine the scope of audit matters corresponding to different audit types, and to build an audit plan template based on the scope of audit matters. At the same time, the audit plan template is adapted and adjusted based on the project characteristics of the project to be audited, and the target audit matters corresponding to the project to be audited are obtained. Based on the business characteristics of the target audit matters, the target audit matters are sent to the corresponding audit terminal;

[0008] The audit module is used to retrieve the target audit knowledge and target audit analysis model corresponding to the target audit items based on the audit guidelines, and to parse the target audit items based on the target audit knowledge to obtain the parameters to be audited, and to analyze the audit parameters based on the target audit analysis model to obtain the target audit results.

[0009] Preferably, an audit support system, an audit matters management module, comprises:

[0010] The item determination unit is used to obtain an audit item query request, access a preset server based on the audit item query request, and retrieve an audit item set corresponding to the audit business based on the access result;

[0011] A data traversal unit is used to extract the business tag of each audit item in the audit item set, and traverse the preset database in turn based on the business tag, and determine the matching degree between each business tag and each audit knowledge and audit analysis model in the preset database based on the traversal result;

[0012] The data crawling unit is used to crawl the audit knowledge and audit analysis model corresponding to each audit item based on the matching degree, and summarize the crawled audit knowledge and audit analysis model corresponding to each audit item to complete the crawling of audit knowledge and audit analysis model.

[0013] Preferably, an audit assistance system, a data traversal unit, comprises:

[0014] The label acquisition subunit is used to obtain the business labels of each audit item, and at the same time, obtain the audit knowledge in the preset database and extract the business field scope corresponding to the audit knowledge;

[0015] A graph construction subunit is used to determine the dependency attributes between various audit knowledge based on the scope of the business field, determine the subordinate levels between various audit knowledge based on the dependency attributes, and construct an audit knowledge graph corresponding to each audit knowledge based on the subordinate levels;

[0016] The traversal sub-unit is used to perform a first traversal of the audit knowledge graph based on the business label, and determine the parent node audit knowledge that matches the business label in the audit knowledge graph based on the first traversal result. At the same time, based on the audit knowledge graph and the subordinate level between each audit knowledge, a second traversal of the parent node audit knowledge is performed, and based on the second traversal result, the child node audit knowledge associated with the parent node audit knowledge is determined, and the obtained parent node audit knowledge and child node audit knowledge are summarized to obtain the audit knowledge corresponding to each business label in the preset database.

[0017] Preferably, an audit support system, an audit matters management module, comprises:

[0018] A result acquisition unit is used to acquire the audit knowledge and audit analysis model corresponding to each audit item crawled, and group the audit knowledge and audit analysis model corresponding to each audit item to obtain N groups of data to be associated;

[0019] An association unit is used to extract the attribute fields of audit matters, audit knowledge and audit analysis models in each group of data to be associated, and bind and associate the audit matters, audit knowledge and audit analysis models based on the attribute fields. At the same time, based on the binding association results, the attribute fields of audit matters are configured as primary representation fields, and the attribute fields of audit knowledge and audit analysis are configured as secondary representation fields, and the display formats of the representation fields and the secondary representation fields are adapted to obtain the audit guidance to be recorded;

[0020] Audit guidance building blocks for:

[0021] Determine the usage frequency of different audit matters based on the preset historical audit business, and determine the display weight of the audit guidance to be recorded based on the usage frequency, wherein the display weight is proportional to the usage frequency;

[0022] The display order of the audit guidelines to be recorded is determined based on the display weights, and the audit guidelines to be recorded are recorded in a preset directory based on the display order to obtain the audit guidelines.

[0023] Preferably, an audit assistance system, an audit scheme determination module, comprises:

[0024] An audit type determination unit, used for querying the auditable field based on the network server, and determining the audit type included in the corresponding auditable field based on the business requirements of the auditable field;

[0025] Audit scope determination unit, used to:

[0026] Extract the business attributes of each audit type, analyze the business attributes, determine the audited object and business characteristics corresponding to each audit type, and determine the audit objectives and purposes of the audited object based on the business characteristics;

[0027] Determine the first audit matter scope corresponding to the current audit type based on the audit objectives and purposes of the audited object, and at the same time, extract the historical work log of the audited object, and split the fields of the historical work log based on the business indicators, and extract the key data fields in the historical work log based on the split results;

[0028] Extract the field characteristics of key data fields, and determine the business process and working environment of the audited object based on the field characteristics, and determine the risk audit dimensions of the audited object based on the business process and working environment;

[0029] Determine the second audit matter scope corresponding to the current audit type based on the risk audit dimension, and summarize the first audit matter scope and the second audit matter scope to obtain the audit matter scope to be verified;

[0030] Audit program template determination unit, used to:

[0031] Based on the benchmark limiting indicators of the auditable field, the scope of audit items to be verified is verified and revised, and the final scope of audit items for each audit type is obtained based on the verification and revision results;

[0032] The audit matter scope corresponding to each audit type is encapsulated, and a category label is generated based on the audit type. The encapsulation result is categorized based on the category label to obtain a sub-audit plan template corresponding to each audit type;

[0033] The sub-audit plan templates corresponding to different audit types in different auditable fields are integrated, and an audit plan template is obtained based on the integration result.

[0034] Preferably, an audit assistance system, an audit scheme determination module, comprises:

[0035] The audit project analysis unit is used to:

[0036] Acquire the project to be audited, extract the project attributes of the project to be audited, and determine the feature description data of the project to be audited based on the project attributes;

[0037] Perform semantic analysis on the feature description data to obtain semantic feature vectors corresponding to the feature description data, cluster the semantic feature vectors, and determine the sub-audit item dimensions included in the audited item based on the clustering results;

[0038] Project scoping unit to:

[0039] Extract the dimension features of each sub-audit project dimension, and determine the audit business corresponding to each sub-audit project based on the dimension features, and summarize each audit business to obtain the project features of the project to be audited;

[0040] Determine the benchmark audit items required for the audited project based on the project characteristics. At the same time, retrieve the corresponding target audit plan template from the plan template library based on the identity tag of the audited project, and extract the standard audit items corresponding to the target audit plan template;

[0041] Compare the benchmark audit matters with the standard audit matters and determine the audit matters to be adjusted based on the comparison results;

[0042] The template adjustment unit is used to adjust the standard audit items in the target audit program template based on the audit items to be adjusted, and obtain the target audit item range corresponding to the audited project based on the adjustment result.

[0043] Preferably, an audit assistance system, an audit scheme determination module, comprises:

[0044] Audit matters analysis unit, used to:

[0045] Obtain the scope of target audit matters, and extract the business characteristics corresponding to each target audit matter in the scope of target audit matters;

[0046] Retrieving a terminal type record table from a preset server, matching the business characteristics with the terminal type record table, and obtaining the audit terminal corresponding to each target audit item based on the matching result;

[0047] A link construction unit, used to extract the communication address corresponding to the audit terminal, and to construct a distributed transmission link between each audit terminal based on the communication address, and to perform an exclusive channel mark on each transmission link in the distributed transmission link based on the terminal tag of the audit terminal;

[0048] The matter sending unit is used to split each target audit matter in the target audit matter scope based on business characteristics, and cache each target audit matter in the transmission queue in the exclusive channel of the corresponding audit terminal based on the splitting result, and after the caching is completed, the target audit matter is sent to the corresponding audit terminal based on the transmission queue.

[0049] Preferably, an audit assistance system, an audit module, comprises:

[0050] A matching unit, used to extract the index identifier of the target audit item, match the index identifier with the audit guide, and determine the target audit knowledge and the target audit analysis model corresponding to the target audit item based on the matching result;

[0051] A data retrieval unit is used to encapsulate and package the target audit knowledge and the target audit analysis model to obtain a data packet to be fed back, and feed the data packet to be fed back to the audit terminal;

[0052] A parameter determination unit for:

[0053] Decapsulate the obtained feedback data packet, and parse the target audit items according to the target audit knowledge based on the decapsulation result to determine the target focus point information corresponding to the target audit items;

[0054] The audit object and the audit interval corresponding to the audit object are determined based on the target focus information, and the audit object is associated with the audit interval to obtain the parameters to be audited.

[0055] Preferably, an audit assistance system, an audit module, comprises:

[0056] A parameter acquisition unit, used for acquiring the parameters to be audited and inputting the parameters to be audited into a target audit analysis model;

[0057] The audit unit is used to perform a first audit on each audit object in the audit parameter according to the audit strategy in the target audit analysis model based on the input result to obtain a first audit result, and at the same time, retrieve the historical audit records corresponding to the target audit items based on the server, parse the historical audit records, determine the target weight and reference index of each audit object, and perform a second audit on the first audit result based on the target weight and reference index to obtain the target audit result;

[0058] The recording unit is used to record and store the target audit results in a preset recording template to obtain an audit report. At the same time, it obtains the audit time of the target audit items, converts the audit time into a time label, and marks the audit report to obtain the final audit report.

[0059] The present invention provides an audit assistance method, comprising:

[0060] Step 1: Based on the audit items, relevant audit knowledge and audit analysis models are crawled from the preset database, and the audit knowledge and audit analysis models are associated with the corresponding audit items, and audit guidelines are constructed based on the association results;

[0061] Step 2: Determine the scope of audit matters corresponding to different audit types, and build an audit plan template based on the scope of audit matters. At the same time, adapt and adjust the audit plan template based on the project characteristics of the project to be audited, obtain the target audit matter scope corresponding to the project to be audited, and send the target audit matters to the corresponding audit terminal based on the business characteristics of the target audit matter scope;

[0062] Step 3: Based on the audit guidelines, retrieve the target audit knowledge and target audit analysis model corresponding to the target audit items, and parse the target audit items based on the target audit knowledge to obtain the parameters to be audited, and analyze the audit parameters based on the target audit analysis model to obtain the target audit results.

[0063] Compared with the prior art, the present invention has the following beneficial effects:

[0064] 1. By acquiring audit knowledge and audit analysis models related to various audit matters, associating audit matters with corresponding audit knowledge and audit analysis models and constructing corresponding audit guidelines, it is convenient to quickly retrieve corresponding audit knowledge and audit analysis models according to audit matters during the audit process, thereby improving the efficiency of data retrieval and reference. Secondly, an audit plan template is constructed according to the audit matter scope corresponding to different audit types, and the audit matter scope in the audit plan template is adaptively adjusted according to the project characteristics of different audited projects, so as to realize the rapid and effective determination of the target audit matter scope of the audited projects. Finally, through the determined target audit matter scope, the corresponding audit knowledge and audit analysis model are retrieved according to the audit guidelines to conduct accurate and rapid audits on the target audit matters, and finally the target audit results are effectively obtained, which improves the audit efficiency while ensuring the audit accuracy, saves a lot of manpower and material resources, and also ensures the audit effect.

[0065] 2. By querying the auditable field and accurately and effectively determining the audit type within the auditable field, secondly, by determining the business attributes of each audit type, the audited object and business characteristics can be locked according to the business attributes, and the audit objectives and purposes of the audited object can be effectively analyzed according to the business characteristics. According to the analysis results, the corresponding audit matter scope can be determined from the audit objectives and purposes and the risk audit dimensions of the audited object, and the determined audit matter scope can be summarized to accurately and effectively determine the audit matter scope corresponding to each audit type. Finally, the audit matters corresponding to each audit type are encapsulated and categorized to achieve accurate and effective formulation of audit plan templates, which is convenient for timely adjustment of the audit matter scope according to audit requirements during the audit process, while ensuring the audit accuracy, improving the audit efficiency and saving a lot of manpower and material resources.

[0066] Other features and advantages of the present invention will be described in the following description, and partly become apparent from the description, or understood by practicing the present invention. The purpose and other advantages of the present invention can be realized and obtained by the structures particularly pointed out in the written description, claims, and drawings.

[0067] The technical solution of the present invention is further described in detail below through the accompanying drawings and embodiments. BRIEF DESCRIPTION OF THE DRAWINGS

[0068] The accompanying drawings are used to provide a further understanding of the present invention and constitute a part of the specification. Together with the embodiments of the present invention, they are used to explain the present invention and do not constitute a limitation of the present invention. In the accompanying drawings:

[0069] Figure 1 A structural diagram of an audit assistance system in an embodiment of the present invention;

[0070] Figure 2 It is a structural diagram of an audit matter management module in an audit auxiliary system in an embodiment of the present invention;

[0071] Figure 3 The present invention is a flowchart of an audit assistance method in an embodiment of the present invention. DETAILED DESCRIPTION

[0072] The preferred embodiments of the present invention are described below in conjunction with the accompanying drawings. It should be understood that the preferred embodiments described herein are only used to illustrate and explain the present invention, and are not used to limit the present invention.

[0073] Embodiment 1:

[0074] This embodiment provides an audit assistance system, such as Figure 1 As shown, including:

[0075] The audit matter management module is used to crawl relevant audit knowledge and audit analysis models from the preset database based on audit matters, associate the audit knowledge and audit analysis models with the corresponding audit matters, and build audit guidelines based on the association results;

[0076] The audit plan determination module is used to determine the scope of audit matters corresponding to different audit types, and to build an audit plan template based on the scope of audit matters. At the same time, the audit plan template is adapted and adjusted based on the project characteristics of the project to be audited, and the target audit matters corresponding to the project to be audited are obtained. Based on the business characteristics of the target audit matters, the target audit matters are sent to the corresponding audit terminal;

[0077] The audit module is used to retrieve the target audit knowledge and target audit analysis model corresponding to the target audit items based on the audit guidelines, and to parse the target audit items based on the target audit knowledge to obtain the parameters to be audited, and to analyze the audit parameters based on the target audit analysis model to obtain the target audit results.

[0078] In this embodiment, the audit matters are known in advance and are the content that needs to be reviewed, verified and evaluated during the audit process. The audit matters are not unique. The purpose is to retrieve the corresponding audit knowledge and audit analysis model from the preset database based on the audit matters. For example, financial audit matters may include: the accuracy and completeness of financial statements, whether the preparation of the balance sheet, income statement and cash flow statement complies with accounting standards and regulations, and the accurate recording and classification of financial data.

[0079] In this embodiment, the preset database is set in advance and is used to store audit knowledge and audit analysis models corresponding to different audit matters, wherein the audit knowledge is the theoretical support required for the audit object field or business, and the audit analysis model is a tool for analyzing and processing the content that currently needs to be audited. It is trained and constructed in advance, and different audit matters correspond to different audit analysis models.

[0080] In this embodiment, the audit guide refers to a directory that records the association results between audit matters and corresponding audit knowledge and audit analysis models. The purpose is to quickly locate and retrieve relevant audit knowledge and audit analysis models according to audit matters during the audit process.

[0081] In this embodiment, the audit type is known in advance and includes multiple audit types, such as financial audit and management audit.

[0082] In this embodiment, the scope of audit matters refers to the audit contents or aspects that need to be audited in the audit process of different audit types.

[0083] In this embodiment, the audit plan template refers to constructing a corresponding audit template according to the scope of audit matters corresponding to different audit types, that is, binding the audit matters required for different audit types. After determining the audit type, the corresponding audit work can be quickly carried out according to the audit implementation in the audit plan template. It is also convenient to perform corresponding addition or deletion operations when the scope of audit matters does not meet the requirements.

[0084] In this embodiment, the project to be audited refers to the business that currently needs to be audited.

[0085] In this embodiment, the project characteristics refer to parameters that can characterize the audit requirements and audit dimensions required for the project to be audited.

[0086] In this embodiment, adapting and adjusting the audit plan template refers to adjusting the scope of audit items in the audit plan template according to the project characteristics of the project to be audited, including adding or deleting the scope of audit items according to the project characteristics.

[0087] In this embodiment, the target audit matter scope refers to all audit matters ultimately required for the project to be audited.

[0088] In this embodiment, the business characteristics refer to the audit rules and required audit conditions corresponding to each audit item in the target audit item scope during the audit.

[0089] In this embodiment, the audit terminal is an intelligent terminal that executes corresponding target audit items.

[0090] In this embodiment, the target audit knowledge and the target audit analysis model refer to the audit knowledge and the audit analysis model corresponding to the target audit matters, which are retrieved according to the audit guidelines.

[0091] In this embodiment, the parameters to be audited refer to key data that can determine the audit results after parsing the target audit items through the target audit knowledge. For example, during a financial audit, the parameters to be audited can be specific values ​​of income and expenditure.

[0092] In this embodiment, the target audit result refers to the final audit result obtained after analyzing the audit parameters through the target audit analysis model.

[0093] The beneficial effects of the above technical solution are: by acquiring audit knowledge and audit analysis models related to various audit matters, associating audit matters with corresponding audit knowledge and audit analysis models and constructing corresponding audit guidelines, it is convenient to quickly retrieve corresponding audit knowledge and audit analysis models according to audit matters during the audit process, thereby improving the efficiency of data retrieval and reference. Secondly, an audit plan template is constructed according to the audit matter scope corresponding to different audit types, and the audit matter scope in the audit plan template is adaptively adjusted according to the project characteristics of different audited projects, so as to realize the rapid and effective determination of the target audit matter scope of the audit project. Finally, the target audit matter is accurately and quickly audited by retrieving the corresponding audit knowledge and audit analysis model according to the audit guidelines through the determined target audit matter scope, and finally the target audit results are effectively obtained, which improves the audit efficiency while ensuring the audit accuracy, saves a lot of manpower and material resources, and also ensures the audit effect.

[0094] Embodiment 2:

[0095] Based on Example 1, this example provides an audit assistance system, such as Figure 2 As shown, the audit matters management module includes:

[0096] The item determination unit is used to obtain an audit item query request, access a preset server based on the audit item query request, and retrieve an audit item set corresponding to the audit business based on the access result;

[0097] A data traversal unit is used to extract the business tag of each audit item in the audit item set, and traverse the preset database in turn based on the business tag, and determine the matching degree between each business tag and each audit knowledge and audit analysis model in the preset database based on the traversal result;

[0098] The data crawling unit is used to crawl the audit knowledge and audit analysis model corresponding to each audit item based on the matching degree, and summarize the crawled audit knowledge and audit analysis model corresponding to each audit item to complete the crawling of audit knowledge and audit analysis model.

[0099] In this embodiment, the audit matter query request is generated by the management terminal for the purpose of accessing the preset server and retrieving all known audit matters (i.e., the audit matter set) from the preset server, wherein the preset server is known and is used to store all known audit matters.

[0100] In this embodiment, the business label refers to the marking symbol of the business type corresponding to different audit matters.

[0101] In this embodiment, the preset database is set in advance and is used to store different audit knowledge and audit analysis models.

[0102] In this embodiment, crawling the audit knowledge and audit analysis model corresponding to each audit item based on the matching degree means determining the matching audit knowledge and audit analysis model when the matching degree is greater than a preset matching degree threshold.

[0103] The beneficial effect of the above technical solution is: by accessing and retrieving the audit matters in the preset server and locking the business tags of the retrieved audit matters, the audit knowledge and audit analysis model corresponding to each audit matter can be quickly and effectively retrieved from the preset database according to the business tags, which makes it easy to associate different audit matters with corresponding audit knowledge and audit analysis models, and provides convenience for building audit plan templates.

[0104] Embodiment 3:

[0105] Based on Example 2, this embodiment provides an audit assistance system, a data traversal unit, including:

[0106] The label acquisition subunit is used to obtain the business labels of each audit item, and at the same time, obtain the audit knowledge in the preset database and extract the business field scope corresponding to the audit knowledge;

[0107] A graph construction subunit is used to determine the dependency attributes between various audit knowledge based on the scope of the business field, determine the subordinate levels between various audit knowledge based on the dependency attributes, and construct an audit knowledge graph corresponding to each audit knowledge based on the subordinate levels;

[0108] The traversal sub-unit is used to perform a first traversal of the audit knowledge graph based on the business label, and determine the parent node audit knowledge that matches the business label in the audit knowledge graph based on the first traversal result. At the same time, based on the audit knowledge graph and the subordinate level between each audit knowledge, a second traversal of the parent node audit knowledge is performed, and based on the second traversal result, the child node audit knowledge associated with the parent node audit knowledge is determined, and the obtained parent node audit knowledge and child node audit knowledge are summarized to obtain the audit knowledge corresponding to each business label in the preset database.

[0109] In this embodiment, the business domain scope refers to the type of audit business domain in which the audit knowledge can be used.

[0110] In this embodiment, the dependency attribute is used to characterize the association relationship between different audit knowledge, thereby facilitating the determination of the subordinate levels between the audit knowledge.

[0111] In this embodiment, the subordinate level is used to define the superior-subordinate relationship between different audit knowledge. For example, a certain audit knowledge may be the extended knowledge of another audit knowledge.

[0112] In this embodiment, the audit knowledge graph is constructed based on the subordinate levels between different audit knowledge and is used to characterize the association relationship between different audit knowledge.

[0113] In this embodiment, the first traversal refers to locking the audit knowledge directly related to the audit matters in the audit knowledge graph according to the business labels, wherein the parent node audit knowledge is the audit knowledge directly related to the audit matters in the audit knowledge graph.

[0114] In this embodiment, the second traversal refers to searching for audit knowledge related to the parent node audit knowledge of the audit matter in the audit knowledge graph, wherein the child node audit knowledge is the audit knowledge that has an association relationship with the parent node audit knowledge, and is the extended audit knowledge or branch knowledge of the parent node audit knowledge.

[0115] The beneficial effect of the above technical solution is: by constructing a knowledge graph according to the subordinate levels of different audit knowledge, and performing a first traversal and a second traversal of the audit knowledge in the audit knowledge graph according to business labels, it is possible to accurately and effectively determine the audit knowledge related to each audit matter from the audit knowledge graph, thereby ensuring the accuracy and reliability of the acquisition of audit matters.

[0116] Embodiment 4:

[0117] Based on Example 1, this embodiment provides an audit assistance system, an audit matter management module, including:

[0118] A result acquisition unit is used to acquire the audit knowledge and audit analysis model corresponding to each audit item crawled, and group the audit knowledge and audit analysis model corresponding to each audit item to obtain N groups of data to be associated;

[0119] An association unit is used to extract the attribute fields of audit matters, audit knowledge and audit analysis models in each group of data to be associated, and bind and associate the audit matters, audit knowledge and audit analysis models based on the attribute fields. At the same time, based on the binding association results, the attribute fields of audit matters are configured as primary representation fields, and the attribute fields of audit knowledge and audit analysis are configured as secondary representation fields, and the display formats of the representation fields and the secondary representation fields are adapted to obtain the audit guidance to be recorded;

[0120] Audit guidance building blocks for:

[0121] Determine the usage frequency of different audit matters based on the preset historical audit business, and determine the display weight of the audit guidance to be recorded based on the usage frequency, wherein the display weight is proportional to the usage frequency;

[0122] The display order of the audit guidelines to be recorded is determined based on the display weights, and the audit guidelines to be recorded are recorded in a preset directory based on the display order to obtain the audit guidelines.

[0123] In this embodiment, the data to be associated refers to the data obtained after the obtained audit knowledge and audit analysis model are grouped according to the items to be audited.

[0124] In this embodiment, the attribute field refers to a data segment in each group that can represent the attribute characteristics corresponding to the audit matters, audit knowledge, and audit analysis model.

[0125] In this embodiment, configuring the attribute field of the audit item as the main representation field refers to setting the attribute field of the audit item as the first field to be displayed in the audit guideline.

[0126] In this embodiment, the secondary representation field refers to setting the display level of the attribute field of audit knowledge and audit analysis to a secondary level, that is, displaying the attribute field of audit knowledge and audit analysis after displaying the attribute field of audit matters.

[0127] In this embodiment, the display format adaptation is to adjust the display format and display order of the attribute fields of the audit matters, audit knowledge and audit analysis model.

[0128] In this embodiment, the audit guide to be recorded refers to a record table that can record audit matters and corresponding audit knowledge and audit analysis models after the display formats of the representation fields and sub-representation fields are adapted.

[0129] In this embodiment, the preset historical audit business is known in advance and has already occurred.

[0130] In this embodiment, the display weight is used to characterize the priority display of the to-be-recorded audit guidelines corresponding to different audit matters. The larger the display weight, the higher the display priority.

[0131] The beneficial effects of the above technical solution are: by grouping the obtained audit knowledge and audit analysis model according to the audit matters, and binding and associating the attribute fields of the audit matters, audit knowledge and audit analysis model according to the grouping results, secondly, by adapting the priority of the attribute fields of the audit matters, audit knowledge and audit analysis model, and determining the display weights of different audit matters according to the adaptation results, and finally, determining the display order of the audit guidelines to be recorded for different audit matters according to the display weights, so as to realize accurate and effective construction of the audit guidelines according to the display order, which provides convenience for improving audit efficiency.

[0132] Embodiment 5:

[0133] Based on Example 1, this embodiment provides an audit assistance system, an audit scheme determination module, including:

[0134] An audit type determination unit, used for querying the auditable field based on the network server, and determining the audit type included in the corresponding auditable field based on the business requirements of the auditable field;

[0135] Audit scope determination unit, used to:

[0136] Extract the business attributes of each audit type, analyze the business attributes, determine the audited object and business characteristics corresponding to each audit type, and determine the audit objectives and purposes of the audited object based on the business characteristics;

[0137] Determine the first audit matter scope corresponding to the current audit type based on the audit objectives and purposes of the audited object, and at the same time, extract the historical work log of the audited object, and split the fields of the historical work log based on the business indicators, and extract the key data fields in the historical work log based on the split results;

[0138] Extract the field characteristics of key data fields, and determine the business process and working environment of the audited object based on the field characteristics, and determine the risk audit dimensions of the audited object based on the business process and working environment;

[0139] Determine the second audit matter scope corresponding to the current audit type based on the risk audit dimension, and summarize the first audit matter scope and the second audit matter scope to obtain the audit matter scope to be verified;

[0140] Audit program template determination unit, used to:

[0141] Based on the benchmark limiting indicators of the auditable field, the scope of audit items to be verified is verified and revised, and the final scope of audit items for each audit type is obtained based on the verification and revision results;

[0142] The audit matter scope corresponding to each audit type is encapsulated, and a category label is generated based on the audit type. The encapsulation result is categorized based on the category label to obtain a sub-audit plan template corresponding to each audit type;

[0143] The sub-audit plan templates corresponding to different audit types in different auditable fields are integrated, and an audit plan template is obtained based on the integration result.

[0144] In this embodiment, the auditable fields refer to all fields that are currently capable of being audited and are queried from the network server.

[0145] In this embodiment, the business attributes refer to the business categories included in different audit types and the business audit objectives that each audit type needs to achieve.

[0146] In this embodiment, the audited object refers to the subject that needs to be audited.

[0147] In this embodiment, the service characteristics refer to the corresponding operation requirements and operation conditions when the service is running.

[0148] In this embodiment, the first audit matter scope refers to all audit matters determined according to the audit object and the audit objectives and purposes of the audit object.

[0149] In this embodiment, the historical work log is known in advance and is used to represent all work parameters of the audited object in the past period of time.

[0150] In this embodiment, the business indicator is a reference for analyzing the historical work log, for example, it can be a standard or limiting condition for splitting the business-related and irrelevant fields in the historical work log.

[0151] In this embodiment, the key data field refers to a specific data segment in the historical work log that can characterize the work trajectory and work status of the audited object.

[0152] In this embodiment, the field characteristics refer to the value of the key data field, etc.

[0153] In this embodiment, the business process refers to the specific steps corresponding to a complete execution of an operation by the audited object during work.

[0154] In this embodiment, the risk audit dimension refers to the types of risk factors that the audited object needs to focus on during the audit process.

[0155] In this embodiment, the second audit matter scope is determined based on the risk audit dimension and may be different from the first audit matter scope.

[0156] In this embodiment, the scope of audit matters to be verified refers to all audit matters corresponding to the audited object obtained by combining the first audit matter orientation and the second audit matter scope.

[0157] In this embodiment, the benchmark qualification indicator refers to the standard audit requirements corresponding to the auditable field, including the type of angle that needs to be audited.

[0158] In this embodiment, the category label is generated according to the audit type and is a marking symbol used to represent different audit types.

[0159] In this embodiment, the sub-audit plan template refers to a plan template obtained by encapsulating the audit items corresponding to each audit type through category tags and marking the categories.

[0160] The beneficial effects of the above technical solution are: by querying the auditable field and accurately and effectively determining the audit type within the auditable field, secondly, by determining the business attributes of each audit type, the audited object and business characteristics are locked according to the business attributes, and the audit objectives and purposes of the audited object are effectively analyzed according to the business characteristics, and the corresponding audit matter scope is determined from the audit objectives and purposes and the risk audit dimensions of the audited object according to the analysis results, and the determined audit matter scope is summarized to achieve accurate and effective determination of the audit matter scope corresponding to each audit type, and finally, the audit matters corresponding to each audit type are encapsulated and categorized to achieve accurate and effective formulation of the audit plan template, which is convenient for timely adjustment of the audit matter scope according to the audit requirements during the audit process, while ensuring the audit accuracy. It improves the audit efficiency and saves a lot of manpower and material resources.

[0161] Embodiment 6:

[0162] Based on Example 1, this embodiment provides an audit assistance system, an audit scheme determination module, including:

[0163] The audit project analysis unit is used to:

[0164] Acquire the project to be audited, extract the project attributes of the project to be audited, and determine the feature description data of the project to be audited based on the project attributes;

[0165] Perform semantic analysis on the feature description data to obtain semantic feature vectors corresponding to the feature description data, cluster the semantic feature vectors, and determine the sub-audit item dimensions included in the audited item based on the clustering results;

[0166] Project scoping unit to:

[0167] Extract the dimension features of each sub-audit project dimension, and determine the audit business corresponding to each sub-audit project based on the dimension features, and summarize each audit business to obtain the project features of the project to be audited;

[0168] Determine the benchmark audit items required for the audited project based on the project characteristics. At the same time, retrieve the corresponding target audit plan template from the plan template library based on the identity tag of the audited project, and extract the standard audit items corresponding to the target audit plan template;

[0169] Compare the benchmark audit matters with the standard audit matters and determine the audit matters to be adjusted based on the comparison results;

[0170] The template adjustment unit is used to adjust the standard audit items in the target audit program template based on the audit items to be adjusted, and obtain the target audit item range corresponding to the audited project based on the adjustment result.

[0171] In this embodiment, the project attributes refer to the project type of the project to be audited and the operation characteristics corresponding to the project to be audited.

[0172] In this embodiment, the feature description data refers to the specific project characteristics corresponding to the project to be audited, and the purpose is to facilitate the determination of the audit dimensions included in the project to be audited.

[0173] In this embodiment, the semantic feature vector refers to a vector value obtained after parsing the feature description data, which can represent the characteristics of the project to be audited and the business type included in the project to be audited.

[0174] In this embodiment, the sub-audit item dimension refers to the angle from which the audit item needs to be audited.

[0175] In this embodiment, the dimension characteristics refer to the operation parameters, operation purposes, and audit matters that need to be performed corresponding to each sub-audit item dimension.

[0176] In this embodiment, the benchmark audit matters refer to all audit matters required for the project to be audited determined based on the project characteristics, and may be different from the audit matters included in the audit plan template.

[0177] In this embodiment, the target audit plan template refers to an audit plan template that is retrieved from a plan template library based on the identity tag of the project to be audited and is capable of auditing the project to be audited, wherein the identity tag refers to a marking symbol that can characterize the type of the project to be audited.

[0178] In this embodiment, standard audit matters refer to all audit matters included in the target audit program template.

[0179] In this embodiment, the audit items to be adjusted refer to audit items that are different between the baseline audit items and the standard audit items after the two items are compared.

[0180] The beneficial effects of the above technical solution are: by analyzing the audit project, the benchmark audit matters required for the audit project can be quickly and accurately determined; secondly, by comparing the determined benchmark audit matters with the standard audit matters included in the corresponding target audit plan template, the different audit matters between the two can be reliably determined; finally, the audit matters in the target audit plan template are adjusted based on the comparison results, so as to quickly and effectively determine the target audit scope required for the audit project, thereby improving the efficiency of the audit of the audit project and ensuring the accuracy of the audit of the audit project.

[0181] Embodiment 7:

[0182] Based on Example 1, this embodiment provides an audit assistance system, an audit scheme determination module, including:

[0183] Audit matters analysis unit, used to:

[0184] Obtain the scope of target audit matters, and extract the business characteristics corresponding to each target audit matter in the scope of target audit matters;

[0185] Retrieving a terminal type record table from a preset server, matching the business characteristics with the terminal type record table, and obtaining the audit terminal corresponding to each target audit item based on the matching result;

[0186] A link construction unit, used to extract the communication address corresponding to the audit terminal, and to construct a distributed transmission link between each audit terminal based on the communication address, and to perform an exclusive channel mark on each transmission link in the distributed transmission link based on the terminal tag of the audit terminal;

[0187] The matter sending unit is used to split each target audit matter in the target audit matter scope based on business characteristics, and cache each target audit matter in the transmission queue in the exclusive channel of the corresponding audit terminal based on the splitting result, and after the caching is completed, the target audit matter is sent to the corresponding audit terminal based on the transmission queue.

[0188] In this embodiment, the preset server is set in advance and is used to store the terminal type record table, wherein the terminal type record table is used to record reports of different terminal types.

[0189] In this embodiment, the terminal label is a marking symbol used to mark different audit terminal types.

[0190] In this embodiment, exclusive channel marking refers to marking different transmission links in the distributed transmission links by terminal tags, in order to limit the audit terminals corresponding to different transmission links.

[0191] The beneficial effects of the above technical solution are: by determining the business characteristics of the target audit items and the terminal type record table, and matching the business characteristics with the terminal type record table, the audit terminals corresponding to different target audit items can be accurately and effectively determined; secondly, by constructing a distributed transmission link, each target audit item can be sent to the corresponding audit terminal through the distributed transmission link, thereby improving the accuracy and reliability of the audit of the target audit items.

[0192] Embodiment 8:

[0193] Based on Example 1, this example provides an audit assistance system, an audit module, including:

[0194] A matching unit, used to extract the index identifier of the target audit item, match the index identifier with the audit guide, and determine the target audit knowledge and the target audit analysis model corresponding to the target audit item based on the matching result;

[0195] A data retrieval unit is used to encapsulate and package the target audit knowledge and the target audit analysis model to obtain a data packet to be fed back, and feed the data packet to be fed back to the audit terminal;

[0196] A parameter determination unit for:

[0197] Decapsulate the obtained feedback data packet, and parse the target audit items according to the target audit knowledge based on the decapsulation result to determine the target focus point information corresponding to the target audit items;

[0198] The audit object and the audit interval corresponding to the audit object are determined based on the target focus information, and the audit object is associated with the audit interval to obtain the parameters to be audited.

[0199] In this embodiment, the index identifier is a mark used to represent the target audit item and can be referenced when it is retrieved.

[0200] In this embodiment, the data packet to be fed back refers to data that can be directly fed back to the audit terminal after encapsulating and packaging the target audit knowledge and the target audit analysis model.

[0201] In this embodiment, the target focus information refers to the information that needs to be audited emphatically on the target audit items after the target audit items are parsed through the target audit knowledge, that is, the key operating data in the target audit items.

[0202] In this embodiment, the audit interval refers to a normal value interval or a limited interval corresponding to the requirements met by the audited object during the audit process.

[0203] The beneficial effects of the above technical solution are: by matching the index identifier of the target audit item with the audit guidance, the target audit knowledge and the target audit analysis model corresponding to the target audit item can be accurately and effectively determined; secondly, the target audit analysis model is analyzed through the target audit knowledge to accurately lock the target focus point information in the target audit item; finally, the audit interval of the audited object is determined through the target focus point information, and effective analysis of the audit parameters is achieved. It is also convenient to analyze the audit parameters through the target neural network, ensuring the efficiency and accuracy of the audit analysis.

[0204] Embodiment 9:

[0205] Based on Example 1, this example provides an audit assistance system, an audit module, including:

[0206] A parameter acquisition unit, used for acquiring the parameters to be audited and inputting the parameters to be audited into a target audit analysis model;

[0207] The audit unit is used to perform a first audit on each audit object in the audit parameter according to the audit strategy in the target audit analysis model based on the input result to obtain a first audit result, and at the same time, retrieve the historical audit records corresponding to the target audit items based on the server, parse the historical audit records, determine the target weight and reference index of each audit object, and perform a second audit on the first audit result based on the target weight and reference index to obtain the target audit result;

[0208] The recording unit is used to record and store the target audit results in a preset recording template to obtain an audit report. At the same time, it obtains the audit time of the target audit items, converts the audit time into a time label, and marks the audit report to obtain the final audit report.

[0209] In this embodiment, the audit strategy is set in advance and is a method used in the audit analysis model to audit the audit parameters.

[0210] In this embodiment, the first audit refers to auditing the audit parameters according to the audit policy, wherein the first audit result is the result obtained after the first audit.

[0211] In this embodiment, the historical audit record refers to the audit result of the target audit item in the past period of time, which has been audited.

[0212] In this embodiment, the target weight refers to the importance of different audited objects in the audit project.

[0213] In this embodiment, the reference index refers to data that different audited objects can refer to during the audit, for example, it may be specific audit conditions for each audited object.

[0214] In this embodiment, the second audit refers to auditing the first audit result according to the target weight and the reference index to ensure the reliability of the final audit result.

[0215] In this embodiment, the target audit result refers to the final audit result obtained after analyzing the audit parameters through the target audit network.

[0216] In this embodiment, the preset record template is set in advance and is used to record the target audit results.

[0217] In this embodiment, the time label refers to the mark symbol corresponding to the audit time converted into a label format.

[0218] The beneficial effects of the above technical solution are: analyzing the parameters to be audited through the target neural network, achieving accurate and reliable acquisition of the target audit results, and recording and storing the analysis results in a preset record template, so as to achieve accurate and effective recording of the target audit results, thereby improving the audit efficiency while ensuring the audit accuracy, saving a lot of manpower and material resources, and also ensuring the audit effect.

[0219] Embodiment 10:

[0220] This embodiment provides an audit assistance method, such as Figure 3 As shown, including:

[0221] Step 1: Based on the audit items, relevant audit knowledge and audit analysis models are crawled from the preset database, and the audit knowledge and audit analysis models are associated with the corresponding audit items, and audit guidelines are constructed based on the association results;

[0222] Step 2: Determine the scope of audit matters corresponding to different audit types, and build an audit plan template based on the scope of audit matters. At the same time, adapt and adjust the audit plan template based on the project characteristics of the project to be audited, obtain the target audit matter scope corresponding to the project to be audited, and send the target audit matters to the corresponding audit terminal based on the business characteristics of the target audit matter scope;

[0223] Step 3: Based on the audit guidelines, retrieve the target audit knowledge and target audit analysis model corresponding to the target audit items, and parse the target audit items based on the target audit knowledge to obtain the parameters to be audited, and analyze the audit parameters based on the target audit analysis model to obtain the target audit results.

[0224] The beneficial effects of the above technical solution are: by acquiring audit knowledge and audit analysis models related to various audit matters, associating audit matters with corresponding audit knowledge and audit analysis models and constructing corresponding audit guidelines, it is convenient to quickly retrieve corresponding audit knowledge and audit analysis models according to audit matters during the audit process, thereby improving the efficiency of data retrieval and reference. Secondly, an audit plan template is constructed according to the audit matter scope corresponding to different audit types, and the audit matter scope in the audit plan template is adaptively adjusted according to the project characteristics of different audited projects, so as to realize the rapid and effective determination of the target audit matter scope of the audit project. Finally, the target audit matter is accurately and quickly audited by retrieving the corresponding audit knowledge and audit analysis model according to the audit guidelines through the determined target audit matter scope, and finally the target audit results are effectively obtained, which improves the audit efficiency while ensuring the audit accuracy, saves a lot of manpower and material resources, and also ensures the audit effect.

[0225] Obviously, those skilled in the art can make various changes and modifications to the present invention without departing from the spirit and scope of the present invention. Thus, if these modifications and variations of the present invention fall within the scope of the claims of the present invention and their equivalents, the present invention is also intended to include these modifications and variations.

Claims

1. An audit assistance system, characterized in that: include: The audit matter management module is used to crawl relevant audit knowledge and audit analysis models from the preset database based on audit matters, associate the audit knowledge and audit analysis models with the corresponding audit matters, and build audit guidelines based on the association results; The audit plan determination module is used to determine the scope of audit matters corresponding to different audit types, and to build an audit plan template based on the scope of audit matters. At the same time, the audit plan template is adapted and adjusted based on the project characteristics of the project to be audited, and the target audit matters corresponding to the project to be audited are obtained. Based on the business characteristics of the target audit matters, the target audit matters are sent to the corresponding audit terminal; The audit module is used to retrieve the target audit knowledge and target audit analysis model corresponding to the target audit items based on the audit guidelines, and analyze the target audit items based on the target audit knowledge to obtain the parameters to be audited, and analyze the parameters to be audited based on the target audit analysis model to obtain the target audit results; Among them, the audit plan determination module includes: An audit type determination unit, used for querying the auditable field based on the network server, and determining the audit type included in the corresponding auditable field based on the business requirements of the auditable field; Audit scope determination unit, used to: Extract the business attributes of each audit type, analyze the business attributes, determine the audited object and business characteristics corresponding to each audit type, and determine the audit objectives and purposes of the audited object based on the business characteristics; Determine the first audit matter scope corresponding to the current audit type based on the audit objectives and purposes of the audited object, and at the same time, extract the historical work log of the audited object, and split the fields of the historical work log based on the business indicators, and extract the key data fields in the historical work log based on the split results; Extract the field characteristics of key data fields, and determine the business process and working environment of the audited object based on the field characteristics, and determine the risk audit dimensions of the audited object based on the business process and working environment; Determine the second audit matter scope corresponding to the current audit type based on the risk audit dimension, and summarize the first audit matter scope and the second audit matter scope to obtain the audit matter scope to be verified; Audit program template determination unit, used to: Based on the benchmark limiting indicators of the auditable field, the scope of audit items to be verified is verified and revised, and the final scope of audit items for each audit type is obtained based on the verification and revision results; The audit matter scope corresponding to each audit type is encapsulated, and a category label is generated based on the audit type. The encapsulation result is categorized based on the category label to obtain a sub-audit plan template corresponding to each audit type; The sub-audit plan templates corresponding to different audit types in different auditable fields are integrated, and an audit plan template is obtained based on the integration result.

2. An audit assistance system according to claim 1, characterized in that: Audit matter management module, including: The item determination unit is used to obtain an audit item query request, access a preset server based on the audit item query request, and retrieve an audit item set corresponding to the audit business based on the access result; A data traversal unit is used to extract the business tag of each audit item in the audit item set, and traverse the preset database in turn based on the business tag, and determine the matching degree between each business tag and each audit knowledge and audit analysis model in the preset database based on the traversal result; The data crawling unit is used to crawl the audit knowledge and audit analysis model corresponding to each audit item based on the matching degree, and summarize the crawled audit knowledge and audit analysis model corresponding to each audit item to complete the crawling of audit knowledge and audit analysis model.

3. An audit assistance system according to claim 2, characterized in that: Data traversal unit, including: The label acquisition subunit is used to obtain the business labels of each audit item, and at the same time, obtain the audit knowledge in the preset database and extract the business field scope corresponding to the audit knowledge; A graph construction subunit is used to determine the dependency attributes between various audit knowledge based on the scope of the business field, determine the subordinate levels between various audit knowledge based on the dependency attributes, and construct an audit knowledge graph corresponding to each audit knowledge based on the subordinate levels; The traversal sub-unit is used to perform a first traversal of the audit knowledge graph based on the business label, and determine the parent node audit knowledge that matches the business label in the audit knowledge graph based on the first traversal result. At the same time, based on the audit knowledge graph and the subordinate level between each audit knowledge, a second traversal of the parent node audit knowledge is performed, and based on the second traversal result, the child node audit knowledge associated with the parent node audit knowledge is determined, and the obtained parent node audit knowledge and child node audit knowledge are summarized to obtain the audit knowledge corresponding to each business label in the preset database.

4. An audit assistance system according to claim 1, characterized in that: Audit matters management module, including: A result acquisition unit is used to acquire the audit knowledge and audit analysis model corresponding to each audit item crawled, and group the audit knowledge and audit analysis model corresponding to each audit item to obtain N groups of data to be associated; An association unit is used to extract the attribute fields of audit matters, audit knowledge and audit analysis models in each group of data to be associated, and bind and associate the audit matters, audit knowledge and audit analysis models based on the attribute fields. At the same time, based on the binding association results, the attribute fields of audit matters are configured as primary representation fields, and the attribute fields of audit knowledge and audit analysis are configured as secondary representation fields, and the display formats of the representation fields and the secondary representation fields are adapted to obtain the audit guidance to be recorded; Audit guidance building blocks for: Determine the usage frequency of different audit matters based on the preset historical audit business, and determine the display weight of the audit guidance to be recorded based on the usage frequency, wherein the display weight is proportional to the usage frequency; The display order of the audit guidelines to be recorded is determined based on the display weights, and the audit guidelines to be recorded are recorded in a preset directory based on the display order to obtain the audit guidelines.

5. An audit assistance system according to claim 1, characterized in that: Audit program determination module, including: The audit project analysis unit is used to: Acquire the project to be audited, extract the project attributes of the project to be audited, and determine the feature description data of the project to be audited based on the project attributes; Perform semantic analysis on the feature description data to obtain semantic feature vectors corresponding to the feature description data, cluster the semantic feature vectors, and determine the sub-audit item dimensions included in the audited item based on the clustering results; Project scoping unit to: Extract the dimension features of each sub-audit project dimension, and determine the audit business corresponding to each sub-audit project based on the dimension features, and summarize each audit business to obtain the project features of the project to be audited; Determine the benchmark audit items required for the audited project based on the project characteristics. At the same time, retrieve the corresponding target audit plan template from the plan template library based on the identity tag of the audited project, and extract the standard audit items corresponding to the target audit plan template; Compare the benchmark audit matters with the standard audit matters and determine the audit matters to be adjusted based on the comparison results; The template adjustment unit is used to adjust the standard audit items in the target audit program template based on the audit items to be adjusted, and obtain the target audit item range corresponding to the audited project based on the adjustment result.

6. An audit assistance system according to claim 1, characterized in that: Audit program determination module, including: Audit Matter Analysis Unit is used to: Obtain the scope of target audit matters, and extract the business characteristics corresponding to each target audit matter in the scope of target audit matters; Retrieving a terminal type record table from a preset server, matching the business characteristics with the terminal type record table, and obtaining the audit terminal corresponding to each target audit item based on the matching result; A link construction unit, used to extract the communication address corresponding to the audit terminal, and to construct a distributed transmission link between each audit terminal based on the communication address, and to perform an exclusive channel mark on each transmission link in the distributed transmission link based on the terminal tag of the audit terminal; The matter sending unit is used to split each target audit matter in the target audit matter scope based on business characteristics, and cache each target audit matter in the transmission queue in the exclusive channel of the corresponding audit terminal based on the splitting result, and after the caching is completed, the target audit matter is sent to the corresponding audit terminal based on the transmission queue.

7. An audit assistance system according to claim 1, characterized in that: Audit modules, including: A matching unit, used to extract the index identifier of the target audit item, match the index identifier with the audit guide, and determine the target audit knowledge and the target audit analysis model corresponding to the target audit item based on the matching result; A data retrieval unit is used to encapsulate and package the target audit knowledge and the target audit analysis model to obtain a data packet to be fed back, and feed the data packet to be fed back to the audit terminal; A parameter determination unit for: Decapsulate the obtained feedback data packet, and parse the target audit items according to the target audit knowledge based on the decapsulation result to determine the target focus point information corresponding to the target audit items; The audit object and the audit interval corresponding to the audit object are determined based on the target focus information, and the audit object is associated with the audit interval to obtain the parameters to be audited.

8. An audit assistance system according to claim 1, characterized in that: Audit modules, including: A parameter acquisition unit, used for acquiring the parameters to be audited and inputting the parameters to be audited into a target audit analysis model; The audit unit is used to perform a first audit on each audit object in the audit parameter according to the audit strategy in the target audit analysis model based on the input result to obtain a first audit result, and at the same time, retrieve the historical audit records corresponding to the target audit items based on the server, parse the historical audit records, determine the target weight and reference index of each audit object, and perform a second audit on the first audit result based on the target weight and reference index to obtain the target audit result; The recording unit is used to record and store the target audit results in a preset recording template to obtain an audit report. At the same time, it obtains the audit time of the target audit items, converts the audit time into a time label, and marks the audit report to obtain the final audit report.

9. An audit assistance method, characterized in that: include: Step 1: Based on the audit items, relevant audit knowledge and audit analysis models are crawled from the preset database, and the audit knowledge and audit analysis models are associated with the corresponding audit items, and audit guidelines are constructed based on the association results; Step 2: Determine the scope of audit matters corresponding to different audit types, and build an audit plan template based on the scope of audit matters. At the same time, adapt and adjust the audit plan template based on the project characteristics of the project to be audited, obtain the target audit matter scope corresponding to the project to be audited, and send the target audit matters to the corresponding audit terminal based on the business characteristics of the target audit matter scope; Step 3: Based on the audit guidelines, the target audit knowledge and target audit analysis model corresponding to the target audit items are retrieved, and the target audit items are parsed based on the target audit knowledge to obtain the parameters to be audited, and the parameters to be audited are analyzed based on the target audit analysis model to obtain the target audit results; Wherein, step 2 includes: Query the auditable areas based on the network server, and determine the audit types included in the corresponding auditable areas based on the business requirements of the auditable areas; Extract the business attributes of each audit type, analyze the business attributes, determine the audited object and business characteristics corresponding to each audit type, and determine the audit objectives and purposes of the audited object based on the business characteristics; Determine the first audit matter scope corresponding to the current audit type based on the audit objectives and purposes of the audited object, and at the same time, extract the historical work log of the audited object, and split the fields of the historical work log based on the business indicators, and extract the key data fields in the historical work log based on the split results; Extract the field characteristics of key data fields, and determine the business process and working environment of the audited object based on the field characteristics, and determine the risk audit dimensions of the audited object based on the business process and working environment; Determine the second audit matter scope corresponding to the current audit type based on the risk audit dimension, and summarize the first audit matter scope and the second audit matter scope to obtain the audit matter scope to be verified; Based on the benchmark limiting indicators of the auditable field, the scope of audit items to be verified is verified and revised, and the final scope of audit items for each audit type is obtained based on the verification and revision results; The audit matter scope corresponding to each audit type is encapsulated, and a category label is generated based on the audit type. The encapsulation result is categorized based on the category label to obtain a sub-audit plan template corresponding to each audit type; The sub-audit plan templates corresponding to different audit types in different auditable fields are integrated, and an audit plan template is obtained based on the integration result.

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