一种智能辅助的制度合规性审查系统

The intelligent-assisted compliance review system, utilizing core scheduling units, text parsing units, dynamic rule units, logical reasoning units, and result output units, solves the problems of low efficiency, insufficient accuracy, and poor adaptability in traditional compliance reviews, achieving efficient, accurate, multi-dimensional compliance reviews and personalized optimization.

CN121279939BActive Publication Date: 2026-07-17BEIJING YUNQING INTELLIGENT TECHNOLOGY CO LTD

Patent Information

Authority / Receiving Office
CN · China
Patent Type
Patents(China)
Current Assignee / Owner
BEIJING YUNQING INTELLIGENT TECHNOLOGY CO LTD
Filing Date
2025-09-23
Publication Date
2026-07-17

AI Technical Summary

Technical Problem

Traditional compliance reviews suffer from low efficiency, insufficient timeliness of rules, weak ability to handle complex clauses, and a lack of personalization and closed-loop optimization, resulting in low efficiency, insufficient accuracy, and limited adaptability.

Method used

The intelligent-assisted system for reviewing institutional compliance includes a core scheduling unit, a text parsing unit, a dynamic rule unit, a logical reasoning unit, and a result output unit. Through semantic analysis, multi-dimensional rule base construction, logical reasoning, and result optimization, it achieves dynamic rule matching and multi-model fusion reasoning.

Benefits of technology

It improved the efficiency of compliance review, reduced labor costs, ensured the timeliness and accuracy of rule matching, enhanced the ability to handle complex clauses, reduced the rate of misjudgment and omission, and improved the transparency of review through visualization and traceability.

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Abstract

一种智能辅助的制度合规性审查系统,包括核心调度单元、文本解析单元、动态规则单元、逻辑推理单元和结果输出单元,核心调度单元部署于底层运行环境,用于执行合规性审查任务时对文本解析单元、动态规则单元、逻辑推理单元和结果输出单元进行资源分配和任务协同调度;文本解析单元对待审查文本进行结构化处理以生成关键数据基点及标准化数据信号;动态规则单元用于构建多维度的规则库及实现规则的智能匹配;逻辑推理单元用于执行合规性逻辑推理及结果优化;结果输出单元用于将合规性的审查结果进行显示。本发明通过多模块协同,实现了合规审查的高效化、精准化、个性化与透明化,显著降低企业合规风险与运营成本。
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