An audit system and equipment based on risk factors

Abstract

This application relates to the technical field of data processing systems or methods specially applicable to the financial field, and discloses an audit system and equipment based on risk factors, including: the collection module obtains the financial statements of the enterprise, the type of main business, and the financial statements contained in the financial statements The processing module determines the corresponding business data according to the fund change information, selects the corresponding risk factor set from the pre-stored risk factor database according to the main business type, and judges whether there is any relationship between the risk factor set and the business based on the business data. The risk factor corresponding to the data; if it exists, list the documents to be proved according to the risk factor, and select the corresponding witnesses; build the first audit process; if it does not exist, expand the variable according to the risk orientation corresponding to the business data, and list it in the enterprise personnel structure list Select the corresponding business personnel, obtain the risk rating of the business personnel, and mark the risk rating in the fund change information corresponding to the business personnel.

Description

technical field [0001] This application relates to a data processing system or method specially applicable to the financial field, in particular to an audit system and equipment based on risk factors. Background technique [0002] Auditing is the collection and analysis of evidence for financial data in order to evaluate the financial status of the company, and then make corresponding conclusions and reports based on financial data and corresponding audit rules. With the continuous development of the enterprise and the gradual growth of the team, the financial risks faced by various departments are also gradually increasing, and the requirements for auditing and the control of auditing risks are also gradually increasing. [0003] In the prior art, audit risks are usually identified and dealt with by staff, and it is difficult to conduct risk assessment item by item when faced with a large number of financial statements. [0004] In addition, when faced with the financial s...

AI Technical Summary

Problems solved by technology

[0003] In the existing technology, audit risks are usually identified and dealt with by staff, and it is difficult to conduct risk assessment item by item when faced with a large number of financial statements

[0004] In addition, when faced with the financial statements of different companies, it is difficult to find new risk factors in a targeted manner, and it is also difficult to determine the multi-person correlation between risk factors

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