A financial asset management risk monitoring method and device and electronic equipment

Abstract

The invention discloses a financial asset management risk monitoring method and device and electronic equipment. The method comprises the steps of detecting a fund processing operation instruction, obtaining fund processing data, performing risk trial calculation according to the fund processing data, forming a risk trial calculation result, and judging whether fund processing operation is compliant or not according to the risk trial calculation result; if the fund processing operation conforms to the specification, executing the fund processing operation, and recording fund operation data inthe fund processing operation process; and if the fund processing operation is not compliant, adjusting the content of the fund processing operation until the modified fund processing operation is compliant, executing the fund processing operation, and recording fund operation data of the fund processing operation process. According to the real-time risk calculation method provided by the embodiment of the invention, real-time rapid calculation is carried out in each link of investment transaction, all triggered investment processes covering asset management business are comprehensively monitored, the method can be embedded into all investment links of the whole investment process, and pre-event and in-event monitoring of risk compliance indexes is realized.

Description

technical field [0001] The present invention relates to the field of Internet information technology, in particular to a risk monitoring method, device and electronic equipment for wealth management and asset management. Background technique [0002] With the vigorous development of the national economy, social idle funds have increased significantly. In order to increase the income of their own idle funds, residents set economic goals they want to achieve, and use one or more types of financial investment tools within a limited time limit. Through a One or more ways to achieve the plan, plan or solution of its economic goals, to achieve the purpose of financial management. [0003] The current financial market environment is changing rapidly. In order to maintain the healthy and stable development of the financial market, it is necessary to carry out risk monitoring on financial asset management. The current compliance risk control of report-based management can only solve ...

AI Technical Summary

Problems solved by technology

[0005] In view of the above-mentioned deficiencies in the prior art, the purpose of the present invention is to provide a risk monitoring method, device and electronic equipment for wealth management and asset management, aiming to solve the problem that the compliance risk control of the current report-style management in the prior art can only solve post-event risks. Monitoring, technical problems that cannot meet the regulatory requirements before and during the monitoring requirements

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