Internal control risk monitoring method and system and readable storage medium

Abstract

The invention provides an internal control risk monitoring method and system and a readable storage medium. The method comprises the steps of collecting multiple pieces of internal control information in real time through data collectors distributed at all front-end nodes; respectively inputting each piece of internal control information into a preset knowledge graph for standardization processing, and outputting corresponding standard internal control information; associating the corresponding standard internal control information to the corresponding internal control monitoring plate; constructing a plurality of plate analysis models based on the plurality of internal control monitoring plates; counting all standard internal control information associated with each internal control monitoring plate, inputting the standard internal control information into the corresponding plate analysis model, and outputting a corresponding plate analysis result; and gathering a plurality of plate analysis results, and obtaining an internal control risk result corresponding to the enterprise through evaluation of an internal control risk evaluation model. According to the method, the internal control risk of the enterprise can be accurately predicted, the enterprise is prompted to make risk prevention, and serious consequences caused by poor enterprise management are avoided.

Description

technical field [0001] The present invention relates to the technical field of risk monitoring, in particular to an internal control risk monitoring method, system and readable storage medium. Background technique [0002] In recent years, more and more new industrial applications have emerged, and these new industries have also spawned a number of large and small enterprises. Usually, these enterprises develop rapidly in a short period of time, but the potential risks are relatively large. If the internal control risk assessment is not carried out in time and risk prevention is done well, it will easily lead to serious consequences. [0003] At present, the internal control evaluation of some enterprises is still mainly based on offline management, and the online monitoring results are out of touch with defect rectification, failing to achieve the real closed-loop management effect of internal control. The business problem of internal control management How to play the rol...

AI Technical Summary

Problems solved by technology

Usually these enterprises develop rapidly in a short period of time, but the potential risks are relatively large. If the internal control risk assessment is not carried out in time and risk prevention is done well, it is easy to lead to serious consequences.

[0003]Currently, the internal control evaluation of some enterprises still focuses on offline management, and the online monitoring results are out of touch with defect rectification, failing to achieve the real effect of internal control closed-loop management. The reason is that there is a lack of technical means, and it is urgent to carry out research on the application of new technologies to solve the business problems of internal control management. How to play the role of the second line of defense of the internal control management functional department to ensure the implementation of enterprise risk management and make continuous monitoring of related work, It has become the primary task to be solved in the process of internal control management for enterprises

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