Method and device for screening financial business operation logs

Abstract

The invention discloses a method for screening financial business operation logs. The method comprises the following steps: an operation record acquisition step, a rule definition step, a rule analysis and matching step, a rule verification step, a rule review step and a data screening step. The invention further provides a device for screening the financial service operation logs. The device comprises an operation record obtaining module, a rule defining module, a rule analyzing and matching module, a rule verifying module, a rule reviewing module and a data screening module. The method and device for screening the financial business operation logs are high in practicability and simple in operation, and the internal control rule verification and inspection time of business personnel can be greatly shortened.

Description

technical field [0001] The present invention relates to the field of financial science and technology, and more specifically, relates to the compliance inspection technology of the internal operation process of financial institutions. Background technique [0002] Risk control is the most concerned matter of financial institutions, and internal control compliance is an important part of risk control of financial institutions. Internal control compliance is mainly aimed at the internal operations of financial institutions, requiring each position to strictly follow the operating specifications and execute in sequence. If the operation is not carried out according to the operation specification, then the data record will be confused or wrong. Although it does not affect the final result from a practical point of view, wrong operations will cause errors in the data recorded in the database, which will bring hidden dangers to other subsequent businesses. Therefore, internal co...

AI Technical Summary

Problems solved by technology

Moreover, because the design process is separated from the actual operation data, the business model and rules are out of touch with the actual business, resulting in low efficiency and a waste

[0005] 2) When the rules need to be updated, the business personnel need to feed back to the programmers for coding, repackage and release. The update can only be updated through the scheduled release window, and the effectiveness cannot be guaranteed

[0006] 3) Existing risk control engines usually operate in a stand-alone mode. Due to the large amount of employee operation log data, a bank has accumulated hundreds of tons of historical operation data. The traditional rule verification method based on a stand-alone database has been unable to meet the needs of massive businesses. Risk Control Compliance Verification Requirements

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