A
system and method for providing for the secure and protected
processing of securities transactions, particularly preventing the alteration or deletion of trades in violation of the SEC rules. A secure
relational database stores, protects and verifies information regarding submitted securities transactions. As transactions are created during normal business
processing, they are passed through a computer
system, either using real-time or batch interfaces. All transactions stored in the vault are time-stamped, encrypted and tagged for later validation. By using sophisticated, industry-accepted methods for tagging and protecting the integrity of the data, the invention ensures the integrity of each transaction and that
system rule have been enforced and applied consistently. The system can be implemented in conjunction with a variety of recordkeeping systems and proprietary platforms, including but not limited to SunGard's OmniPlus system, Relius, TrustMark WyStar and proprietary platforms.