This invention discloses a securities trading
risk control system, method, and device. The
system acquires multi-
source data in real time, including market data, public opinion, financial reports, industry cycles, government subsidies, executive backgrounds, and liabilities. It generates a sell unlock threshold through a dynamic benchmark return model, triggering mandatory manual confirmation on the
client side when the
profit rate reaches the target. In parallel, a
risk identification module calculates a dynamic anomaly threshold X = industry volatility × 3 + market sentiment coefficient, and independently determines whether the stock price volatility exceeds the threshold, the industry is in a downward trend, there are losses with dividends, there is government / business dependence, there is a high debt ratio, or there is insolvency. Securities that meet these criteria are added to a gray
list with tiered warnings and are prohibited from purchase. Securities with falsified financial statements are permanently added to a
blacklist and prohibited from purchase. Daily, the
system performs a technical pattern scan on securities excluded from the black and gray lists, automatically generating a red
list based on bullish
moving average alignment and MACD golden cross
divergence conditions. The system pushes the
blacklist, gray
list, and red list data to the
client APP in real time. The
client directly displays the list status through a built-in rendering engine:
blacklist securities are rendered with black labels, graylist securities with gray labels, and red list securities with red labels. Other securities are displayed normally. Users can intuitively view the classification status of each security on the APP interface. This invention solves the technical problems of existing trading systems lacking automatic risk interception and high-quality target identification capabilities by using
automated data acquisition, dynamic threshold algorithms, forced interface control, multi-period technical indicator fusion, and
blockchain notarization.