The invention relates to the technical field of financial information systems, in particular to a compliance
management system and method for corpus data developed based on financial businesses, and the
system comprises a corpus sequence management module, a role behavior extraction module, a risk chain recognition module, a semantic trend recognition module and a violation path calibration module. According to the method, an interaction round structure is constructed through roles, sequences and
time information of statements, context and
time sequence association is defined, the semantic recognition integrity is improved, a subject-
object structure and
verb combination is extracted around a
business object, a semantic action chain is constructed, and continuous changes of an
operation mode and role behaviors are recognized; through analyzing evolution of
mood, emotion and modification items, judging transformation of expression tendency, revealing potential violation intentions, combining speaking frequency, object focusing and
content organization characteristics, and accurately screening repeated mention and guidance tendency content,
risk identification under a semantic chain is realized, and review precision and coverage capability are improved.